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arXiv:2412.09598 · Physical Review Letters

Bottlenecks in Quantum Channels and Finite Temperature Phases of Matter

Tibor Rakovszky, Benedikt Placke, Nikolas P. Breuckmann, Vedika Khemani

Published May 12, 2026• 2 citations
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Abstract

We prove an analog of the "bottleneck theorem," well-known for classical Markov chains, for Markovian quantum channels. In particular, we show that if two regions (subspaces) of Hilbert space are separated by a region that has very low weight in the channel's steady state, then states initialized on one side of this barrier will take a long time to relax, putting a lower bound on the mixing time in terms of an appropriately defined "quantum bottleneck ratio." Importantly, this bottleneck ratio involves not only the probabilities of the relevant subspaces, but also the size of off-diagonal matrix elements between them. For low temperature quantum many-body systems, we use the bottleneck theorem to bound the performance of any quasilocal Gibbs sampler. This leads to a new perspective on thermally stable quantum phases in terms of a decomposition of the Gibbs state into multiple components separated by bottlenecks. As a concrete application, we show rigorously that weakly perturbed commuting projector models with extensive energy barriers (which include certain classical and quantum expander codes) have exponentially large mixing times.

DOI
10.1103/y9z2-52rl

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We prove an analog of the "bottleneck theorem," well-known for classical Markov chains, for Markovian quantum channels. In particular, we show that if two regions (subspaces) of Hilbert space are separated by a region that has very low weight in the channel's steady state, then states initialized on one side of this barrier will take a long time to relax, putting a lower bound on the mixing time in terms of an appropriately defined "quantum bottleneck ratio." Importantly, this bottleneck ratio involves not only the probabilities of the relevant subspaces, but also the size of off-diagonal matrix elements between them. For low temperature quantum many-body systems, we use the bottleneck theorem to bound the performance of any quasilocal Gibbs sampler. This leads to a new perspective on thermally stable quantum phases in terms of a decomposition of the Gibbs state into multiple components separated by bottlenecks. As a concrete application, we show rigorously that weakly perturbed commuting projector models with extensive energy barriers (which include certain classical and quantum expander codes) have exponentially large mixing times.
Preparing thermal (Gibbs) states is a common task in physics and computer science. Recent algorithms mimic cooling via system-bath coupling, where the cost is determined by mixing time, akin to classical Metropolis-like algorithms. However, few methods exist to demonstrate slow mixing in quantum systems, unlike the well-established classical tools for systems like the Ising model and constraint satisfaction problems. We present a quantum generalization of these tools through a generic bottleneck lemma that implies slow mixing in quantum systems. This lemma focuses on quantum measures of distance, analogous to the classical Hamming distance but rooted in uniquely quantum principles and quantified either through Bohr spectrum jumps or operator locality. Using our bottleneck lemma, we establish unconditional lower bounds on the mixing times of Gibbs samplers for several families of Hamiltonians at low temperatures. For classical Hamiltonians with mixing time lower bounds Tmix=exp⁡[Ω(nα)]T_\mathrm{mix} = \exp[Ω(n^α)]Tmix​=exp[Ω(nα)], we prove that quantum Gibbs samplers also have Tmix=exp⁡[Ω(nα)]T_\mathrm{mix} = \exp[Ω(n^α)]Tmix​=exp[Ω(nα)]. This applies to models like random KKK-SAT instances and spin glasses. For stabilizer Hamiltonians, we provide a concise proof of exponential lower bounds Tmix=exp⁡[Ω(n)]T_\mathrm{mix} = \exp[Ω(n)]Tmix​=exp[Ω(n)] on mixing times of good nnn-qubit stabilizer codes at low constant temperature. Finally, we consider constant-degree classical Hamiltonians and show how to lift classical slow mixing results in the presence of a transverse field using Poisson Feynman-Kac techniques. We show generic results for models with linear free energy barriers, and we demonstrate that our techniques extend to models with sublinear free energy barriers by proving Tmix=exp⁡[n1/2−o(1)]T_\mathrm{mix} = \exp[n^{1/2-o(1)}]Tmix​=exp[n1/2−o(1)] for the ferromagnetic 2D transverse field Ising model.
The Markov property entails the conditional independence structure inherent in Gibbs distributions for general classical Hamiltonians, a feature that plays a crucial role in inference, mixing time analysis, and algorithm design. However, much less is known about quantum Gibbs states. In this work, we show that for any Hamiltonian with a bounded interaction degree, the quantum Gibbs state is locally Markov at arbitrary temperature, meaning there exists a quasi-local recovery map for every local region. Notably, this recovery map is obtained by applying a detailed-balanced Lindbladian with jumps acting on the region. Consequently, we prove that (i) the conditional mutual information (CMI) for a shielded small region decays exponentially with the shielding distance, and (ii) under the assumption of uniform clustering of correlations, Gibbs states of general non-commuting Hamiltonians on DDD-dimensional lattices can be prepared by a quantum circuit of depth eO(log⁡D(n/ε))e^{O(\log^D(n/ε))}eO(logD(n/ε)), which can be further reduced assuming certain local gap condition. Our proofs introduce a regularization scheme for imaginary-time-evolved operators at arbitrarily low temperatures and reveal a connection between the Dirichlet form, a dynamic quantity, and the commutator in the KMS inner product, a static quantity. We believe these tools pave the way for tackling further challenges in quantum thermodynamics and mixing times, particularly in low-temperature regimes.
The evolution of a driven quantum system is said to be adiabatic whenever the state of the system stays close to an instantaneous eigenstate of its time-dependent Hamiltonian. The celebrated quantum adiabatic theorem ensures that such pure state adiabaticity can be maintained with arbitrary accuracy, provided one chooses a small enough driving rate. Here, we extend the notion of quantum adiabaticity to closed quantum systems initially prepared at finite temperature. In this case adiabaticity implies that the (mixed) state of the system stays close to a quasi-Gibbs state diagonal in the basis of the instantaneous eigenstates of the Hamiltonian. We prove a sufficient condition for the finite temperature adiabaticity. Remarkably, it turns out that the finite temperature adiabaticity can be more robust than the pure state adiabaticity with respect to increasing the system size. This can be the case for one-body systems with large Hilbert spaces, such as a particle in a large box, as well as for certain many-body systems. In particular, we present an example of a driven many-body system where, in the thermodynamic limit, the finite temperature adiabaticity is maintained, while the pure state adiabaticity breaks down. On the other hand, for generic many-body systems the scaling of the finite temperature adiabatic condition with the system size is exponential, analogously to pure state adiabatic conditions.
The presence of energy barriers in the state space of a physical system can lead to exponentially slow convergence for sampling algorithms like Markov chain Monte Carlo (MCMC). In the classical setting, replica exchange (or parallel tempering) is a powerful heuristic to accelerate mixing in these scenarios. In the quantum realm, preparing Gibbs states of Hamiltonians faces a similar challenge, where bottlenecks can dramatically increase the mixing time of quantum dynamical semigroups. In this work, we introduce a quantum analogue of the replica exchange method. We define a Lindbladian on a joint system of two replicas and prove that it can accelerate mixing for a class of Hamiltonians with local energy barriers. We provide a rigorous lower bound on the spectral gap of the combined system's Lindbladian, which leads to an exponential improvement in spectral gap with respect to the barrier height. We showcase the applicability of our method with several proof-of-concept examples that satisfy a commuting-cut assumption, including the defected 1D Ising model at arbitrary constant temperature, and defected non-commuting local Hamiltonians at high temperature.
We prove rapid mixing of a quantum Gibbs sampler for general one-dimensional non-commuting local spin systems at every fixed positive temperature. In particular, for a system of nnn sites, we show that the Kubo--Martin--Schwinger (KMS) detailed-balanced Gibbs sampler of~\cite{CKG2023} converges from any initial state to trace-norm error εεε in time O(log⁡4(n)+log⁡(1/ε))O(\log^4(n)+\log(1/ε))O(log4(n)+log(1/ε)). This improves the previous O(n+log⁡(1/ε))O(n+\log(1/ε))O(n+log(1/ε)) bound and establishes rapid mixing beyond high-temperature and weak-interaction regimes. Our proof explains why the slowest decay rate, captured by the spectral gap, can substantially underestimate the speed of equilibration. The key insight is that a state far from equilibrium must have a substantial component outside the span of low-weight Pauli operators, where stronger dissipation estimates apply. This yields two stages of relaxation: a double-exponential convergence from a bad initial state, followed by exponential convergence near equilibrium. We turn this mechanism into a framework for proving rapid mixing through spectral analysis beyond the gap. Our decay estimate is equivalent to exponential convergence in sandwiched Rényi-2 divergence. Together with the spectral gap, it also implies a modified logarithmic Sobolev inequality with rate Ω(log⁡−4(n))Ω(\log^{-4}(n))Ω(log−4(n)).
I study the mixing time of quantum Gibbs samplers (Davies / Chen– Kastoryano–Gilyén generators) at low temperature. I prove a locality lower bound: any local, KMS–detailed-balanced sampler whose target has an order- parameter bottleneck has an Arrhenius-small spectral gap, by a quantum Cheeger argument, and hence mixing time eΩ(β∆F). The bound is a quantum Cheeger argument and holds for every KMS–detailed-balanced sampler. The coherence cannot lift an order-parameter bottleneck, thereby the obstruction survives quantization. It is not, however, intrinsic to the target. I give a 3-local, detailed-balanced Lindbladian on an enlarged spin+bond register whose spin marginal realizes the Fortuin–Kasteleyn cluster update and which, for commuting ferromagnets, has an inverse-polynomial gap at every temperature and prepares σ in poly(n)log(1/ε) gates. This gives an unconditional separation from the local-reversible class in which locality (not coherence) is the operative resource. As a conjecture, I isolate the genuinely quantum question about cluster updates for noncommuting targets, where no nonnegative bond representation exists and the cluster must be grown coherently.