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arXiv:2412.07838 · Physical review. E

Numerical evidence for the non-Abelian eigenstate thermalization hypothesis

Aleksander Lasek, Jae Dong Noh, Jade LeSchack, Nicole Yunger Halpern

Published May 5, 2026• 1 citation
arXivHTMLPDF

Abstract

The eigenstate thermalization hypothesis (ETH) explains how generic quantum many-body systems thermalize internally. It implies that local operators' time-averaged expectation values approximately equal their thermal expectation values, regardless of microscopic details. The ETH's range of applicability therefore impacts theory and experiments. Murthy et al. [Phys. Rev. Lett. 130, 140402 (2023)0031-900710.1103/PhysRevLett.130.140402] recently showed that non-Abelian symmetries conflict with the ETH. Such symmetries have excited interest in quantum thermodynamics lately, as they are equivalent to conserved quantities that fail to commute with each other and noncommutation is a quintessentially quantum phenomenon. Murthy et al. proposed a non-Abelian ETH, which we support numerically. The numerics model a one-dimensional next-nearest-neighbor Heisenberg chain of 18 qubits. We represent local operators with matrices relative to an energy eigenbasis. The matrices bear out seven predictions of the non-Abelian ETH. We also prove analytically that the non-Abelian ETH exhibits a self-consistency property. The proof relies on a thermodynamic-entropy definition different from that of Murthy et al. This work initiates the observation and application of the non-Abelian ETH.

DOI
10.1103/j8xb-xfln

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The eigenstate thermalization hypothesis (ETH) explains how generic quantum many-body systems thermalize internally. It implies that local operators' time-averaged expectation values approximately equal their thermal expectation values, regardless of microscopic details. The ETH's range of applicability therefore impacts theory and experiments. Murthy et al. [Phys. Rev. Lett. 130, 140402 (2023)0031-900710.1103/PhysRevLett.130.140402] recently showed that non-Abelian symmetries conflict with the ETH. Such symmetries have excited interest in quantum thermodynamics lately, as they are equivalent to conserved quantities that fail to commute with each other and noncommutation is a quintessentially quantum phenomenon. Murthy et al. proposed a non-Abelian ETH, which we support numerically. The numerics model a one-dimensional next-nearest-neighbor Heisenberg chain of 18 qubits. We represent local operators with matrices relative to an energy eigenbasis. The matrices bear out seven predictions of the non-Abelian ETH. We also prove analytically that the non-Abelian ETH exhibits a self-consistency property. The proof relies on a thermodynamic-entropy definition different from that of Murthy et al. This work initiates the observation and application of the non-Abelian ETH.
The eigenstate thermalization hypothesis (ETH) explains why nonintegrable quantum many-body systems thermalize internally if the Hamiltonian lacks symmetries. If the Hamiltonian conserves one quantity ("charge"), the ETH implies thermalization within a charge sector-in a microcanonical subspace. But quantum systems can have charges that fail to commute with each other and so share no eigenbasis; microcanonical subspaces may not exist. Furthermore, the Hamiltonian will have degeneracies, so the ETH need not imply thermalization. We adapt the ETH to noncommuting charges by positing a non-Abelian ETH and invoking the approximate microcanonical subspace introduced in quantum thermodynamics. Illustrating with SU(2) symmetry, we apply the non-Abelian ETH in calculating local operators' time-averaged and thermal expectation values. In many cases, we prove, the time average thermalizes. However, we find cases in which, under a physically reasonable assumption, the time average converges to the thermal average unusually slowly as a function of the global-system size. This work extends the ETH, a cornerstone of many-body physics, to noncommuting charges, recently a subject of intense activity in quantum thermodynamics.
The Eigenstate Thermalization Hypothesis (ETH) explains how isolated quantum many-body systems thermalize by proposing that each energy eigenstate is already thermal. The hypothesis is believed to be essential to the understanding of quantum chaos and implies various important thermodynamic relations. While by now there are many numerical validations of the ETH, only few analytical arguments supporting the ETH have been found (M. Rigol et al., Nature 452, 2008). One of them is based on a semiclassical limit (M. Srednicki, Phys. Rev. E 50, 1994). Another important reasoning was given by Deutsch, who showed how a small interaction, which is modeled by a random matrix, leads to ETH (J.M. Deutsch, Phys. Rev. A 43, 1991). This thesis aims to find justification for the assumptions made by Deutsch from a microscopic point of view. The idea is to analyze whether a generic quantum system can be brought to a form that satisfies Deutsch's ansatz. The method is to use flow equations to define unitary transformations to map the initial Hamiltonian to an effective one, which can be compared to a random matrix. The test system is a one-dimensional hardcore boson model, which is set up using exact diagonalization and numerous symmetries. We analyze the statistical properties of the numerically obtained Hamiltonian matrices and test for normality and compare them to a random transformation. In a second step we verify that the continuous unitary transformations do not destroy the structure of typical few-body observables by studying the scaling of the inverse participation ratio. The obtained results support our hypothesis that it is possible to extend Deutsch's argument to generic microscopic many-body Hamiltonians.
The eigenstate thermalization hypothesis (ETH) has been highly influential in explaining thermodynamic behavior of closed quantum systems. As of yet, it is unclear whether and how the ETH applies to non-Hermitian systems. Here, we introduce a framework that extends the ETH to non-Hermitian systems, within which expectation values of local operators reproduce statistical and scaling predictions known from Hermitian ETH. We illustrate the validity of the framework on non-Hermitian random-matrix and Sachdev-Ye-Kitaev models. Further, we show numerically how the static ETH predictions become imprinted onto the dynamics of local observables. Finally, we present a prescription for observing both ETH-obeying and ETH-violating regimes in an optical-lattice experiment that implements a disordered interacting Hatano-Nelson model. Our results generalize the celebrated ETH to the non-Hermitian setting, and they show how it affects the system dynamics, and how the salient signatures can be observed in present-day cold-atom experiments.
Understanding how isolated quantum systems thermalize has recently gathered renewed interest almost 100 years after the first work by von Neumann, thanks to the experimental realizations of such systems. Experimental and numerical pieces of evidence imply that nonintegrability of the system plays an important role in thermalization. Nonintegrable systems that conserve energy alone are expected to be effectively described by the (micro)canonical ensemble due to the so-called eigenstate thermalization hypothesis (ETH) in the thermodynamic limit. In contrast, it is expected that stationary states in integrable systems are described not by the canonical ensemble but by the generalized Gibbs ensemble (GGE) due to the existence of many nontrivial conserved quantities. In this thesis, we study thermalization and its mechanism in nonintegrable systems from two perspectives. We first study how well the ETH and its finite-size corrections can be predicted by random matrix theory (RMT). Next, we present our study on the emergence of the GGE in a nonintegrable system with an extensive number of local symmetries.
It is well-known that thermalization breaks down in presence of an extensive number of symmetries or conservation laws that are mutually compatible or commuting with each other. We ask here how an extensive number of mutually incompatible local symmetries govern eigenstate thermalization (ETH). We will investigate this through models within the class of bond-dependent Z2\mathbb{Z}_2Z2​-symmetric quantum spin-12\frac{1}{2}21​ Hamiltonians that naturally admit this structure. This leads to exponentially large degeneracies in the spectrum governed by the incompatible symmetry structure. Here, using spectral diagnostics, we show that non-integrability can survive despite extensively many conserved quantities when they are incompatible. Furthermore, we show that ETH behavior persists deep into the many-body spectral edge due to this structure. In other words, incompatible local symmetries enable a mechanism to obtain enough thermodynamic entropy at low excitation energy densities to make ETH operational or predictive near the ground state.
The eigenstate thermalization hypothesis (ETH), which asserts that every eigenstate of a many-body quantum system is indistinguishable from a thermal ensemble, plays a pivotal role in understanding thermalization of isolated quantum systems. Yet, no evidence has been obtained as to whether the ETH holds for all few-body operators in a chaotic system; such few-body operators include key quantities in statistical mechanics, such as the total magnetization, the momentum distributions, and their low-order thermal and quantum fluctuations. Here, we formulate a conjecture that for a generic nonintegrable system the ETH holds simultaneously for all mmm-body operators with m<α∗Nm < α_{\ast} Nm<α∗​N in the thermodynamic limit for some nonzero constant α∗>0α_{\ast} > 0α∗​>0. We first show the existence of such nontrivial constants for idealized (pseudo) random-matrix descriptions of many-body eigenstates. We then verify the conjecture for generic spin, Bose, and Fermi systems with local and few-body interactions by large-scale numerical calculations. Our results imply that generic systems satisfy the ETH simultaneously for all few-body operators, including their thermal and quantum fluctuations.