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arXiv:2411.14359 · Physical review. B./Physical review. B

Hilbert subspace ergodicity

Leonard Logarić, John Goold, Shane Dooley

Published Apr 18, 2025• 3 citations
arXivHTMLPDF

Abstract

Ergodicity has been one of the fundamental concepts underpinning our understanding of thermalization in isolated systems since the first developments in classical statistical mechanics. Recently, a similar notion has been introduced for quantum systems, termed complete Hilbert space ergodicity (CHSE), in which the evolving quantum state explores all of the available Hilbert space. This contrasts with the eigenstate thermalization hypothesis (ETH), in which thermalization is formulated via the properties of matrix elements of local operators in the energy eigenbasis. In this work we explore how ETH-violation mechanisms, including quantum many-body scars and Hilbert space fragmentation, can affect complete Hilbert space ergodicity. We find that the presence of these mechanisms leads to CHSE in decoupled subspaces, a phenomenon we call Hilbert subspace ergodicity, and which represents a protocol for constructing t -designs in subspaces.

DOI
10.1103/physrevb.111.144310

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Ergodicity has been one of the fundamental concepts underpinning our understanding of thermalization in isolated systems since the first developments in classical statistical mechanics. Recently, a similar notion has been introduced for quantum systems, termed complete Hilbert space ergodicity (CHSE), in which the evolving quantum state explores all of the available Hilbert space. This contrasts with the eigenstate thermalization hypothesis (ETH), in which thermalization is formulated via the properties of matrix elements of local operators in the energy eigenbasis. In this work we explore how ETH-violation mechanisms, including quantum many-body scars and Hilbert space fragmentation, can affect complete Hilbert space ergodicity. We find that the presence of these mechanisms leads to CHSE in decoupled subspaces, a phenomenon we call Hilbert subspace ergodicity, and which represents a protocol for constructing t -designs in subspaces.
Ergodicity of quantum dynamics is often defined through statistical properties of energy eigenstates, as exemplified by Berry's conjecture in single-particle quantum chaos and the eigenstate thermalization hypothesis in many-body settings. In this work, we investigate whether quantum systems can exhibit a stronger form of ergodicity, wherein any time-evolved state uniformly visits the entire Hilbert space over time. We call such a phenomenon complete Hilbert-space ergodicity (CHSE), which is more akin to the intuitive notion of ergodicity as an inherently dynamical concept. CHSE cannot hold for time-independent or even time-periodic Hamiltonian dynamics, owing to the existence of (quasi)energy eigenstates which precludes exploration of the full Hilbert space. However, we find that there exists a family of aperiodic, yet deterministic drives with minimal symbolic complexity-generated by the Fibonacci word and its generalizations-for which CHSE can be proven to occur. Our results provide a basis for understanding thermalization in general time-dependent quantum systems.
Eigenstate thermalization hypothesis (ETH) represents a breakthrough in many-body physics since it allows us to link thermalization of physical observables with the applicability of random matrix theory (RMT). Recent years were also extremely fruitful in exploring possible counterexamples to thermalization, ranging, among others, from integrability, single-particle chaos, many-body localization, many-body scars, to Hilbert-space fragmentation. In all these cases the conventional ETH is violated. However, it remains elusive how the conventional ETH breaks down when one approaches the boundaries of ergodicity, and whether the range of validity of the conventional ETH coincides with the validity of RMT-like spectral statistics. Here we bridge this gap and we introduce a scenario of the ETH breakdown in many-body quantum systems, dubbed fading ergodicity regime, which establishes a link between the conventional ETH and nonergodic behavior. We conjecture this scenario to be relevant for the description of finite many-body systems at the boundaries of ergodicity, and we provide numerical and analytical arguments for its validity in the quantum sun model of ergodicity-breaking phase transition. For the latter, we provide evidence that the breakdown of the conventional ETH is not associated with the breakdown of the RMT-like spectral statistics. Published by the American Physical Society 2024
Abstract The search for non-ergodic mechanisms in quantum many-body systems has become a frontier area of research in non-equilibrium physics. In this work, we introduce Hilbert subspace imprint (HSI)—a new mechanism that enables evasion of thermalization, standing as an independent non-ergodic mechanism alongside quantum many-body scars (QMBS) and Hilbert space fragmentation (HSF). HSI manifests when initial states overlap exclusively with a polynomial scaling (with system size) set of eigenstates. We demonstrate this phenomenon through two distinct approaches: weak symmetry breaking and initial state engineering. In the former case, we observe that ferromagnetic states including those with a single spin-flip display non-thermal behavior under weak U (1) breaking, while antiferromagnetic states thermalize. In contrast, the Z 2 -symmetric model shows thermalization for both ferromagnetic and antiferromagnetic states. In the latter case, we engineer the initial state prepared by shallow quantum circuits that enhance the overlap with the small target subspace.
The eigenstate thermalization hypothesis (ETH) provides a fundamental mechanism for emergent statistical mechanics in isolated chaotic quantum systems, asserting that individual energy eigenstates behave as pseudorandom vectors within an energy window. This enables a complete characterization of nontrivial correlations among matrix elements in the energy eigenbasis, as described by the full ETH ansatz. Nevertheless, this description breaks down in systems exhibiting quantum many-body scars, which host non-thermal eigenstates with extensive energy. In this Letter, we address this problem by formulating the \textit{scar full ETH}, which captures correlations among matrix elements involving scar states. The corresponding scaling forms and factorization properties are established using typicality arguments. Multi-time correlation functions for scar states are then organized in terms of both thermal and scar cumulants, providing a nontrivial reorganization of higher-order correlations. We numerically demonstrate the validity of this framework in the paradigmatic model of quantum scars, the PXP model. Our results pave the way for a systematic understanding of intriguing correlations in systems with quantum many-body scars.
Understanding the evolution towards thermal equilibrium of an isolated quantum system is at the foundation of statistical mechanics and a subject of interest in such diverse areas as cold atom physics or the quantum mechanics of black holes. Since a pure state can never evolve into a thermal density matrix, the Eigenstate Thermalization Hypothesis (ETH) has been put forward by Deutsch and Srednicki as a way to explain this apparent thermalization, similarly to what the ergodic theorem does in classical mechanics. In this paper this hypothesis is tested numerically. First, it is observed that thermalization happens in a subspace of states (the Krylov subspace) with dimension much smaller than that of the total Hilbert space. We check numerically the validity of ETH in such a subspace, for a system of hard core bosons on a two-dimensional lattice. We then discuss how well the eigenstates of the Hamiltonian projected on the Krylov subspace represent the true eigenstates. This discussion is aided by bringing the projected Hamiltonian to the tridiagonal form and interpreting it as an Anderson localization problem for a finite one-dimensional chain. We also consider thermalization of a subsystem and argue that generation of a large entanglement entropy can lead to a thermal density matrix for the subsystem well before the whole system thermalizes. Finally, we comment on possible implications of ETH in quantum gravity.
The eigenstate thermalization hypothesis (ETH) provides a powerful framework for understanding thermalization in isolated quantum many-body systems, yet a complete and conceptually transparent derivation has remained elusive. In this work, we derive the structure of ETH from a minimal dynamical principle, which we term the eigenstate typicality principle (ETP), together with general kinematic ingredients arising from entropy maximization, Hilbert-space geometry, and locality. ETP asserts that in quantum-chaotic systems, energy eigenstates are statistically indistinguishable, with respect to local measurements, from states drawn from the Haar measure on a narrow microcanonical shell. Within this framework, diagonal ETH arises from concentration of measure, provided that eigenstate typicality holds. The structure of off-diagonal matrix elements is then fixed by entropic scaling and the finite-time dynamical correlations of local observables, with ETP serving as the dynamical bridge to energy eigenstates, without invoking random-matrix assumptions. Our results establish ETH as a consequence of entropy, Hilbert-space geometry, and chaos-induced eigenstate typicality, and clarify its regime of validity across generic quantum-chaotic many-body systems, thereby deepening our understanding of quantum thermalization and the emergence of statistical mechanics from unitary many-body dynamics.