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arXiv:2409.19538

Improved postselection security analysis of phase error estimation in quantum key distribution

Yang-Guang Shan, Zhen−Qiang Yin, Shuang Wang, Wei Chen, De‐Yong He, Guang‐Can Guo, Zheng‐Fu Han

Published Sep 29, 2024• 0 citations
arXivHTMLPDF

Abstract

Quantum key distribution (QKD) enables the generation of secure keys between two distant users. Security proof of QKD against general coherent attacks is challenging, while the one against collective attacks is much easier. As an effective and general solution, the postselection method tries to extend security analyses of collective attacks to be against coherent attacks. However, it gives a bad performance. To overcome this drawback, instead of directly calculating key rate by postselection method, we propose a method correlating the failure probabilities of phase error estimation against collective and coherent attacks, enabling the use of the independent and identically distributed assumption in parameter estimation against coherent attacks. Then the key rate can be obtained by uncertainty relation of entropy. Our method can be applied to various QKD protocols, providing better performance compared with the traditional postselection method. For instance, we give the finite-key analyses of the side-channel-secure (SCS) QKD and the no-phase-postselection (NPP) twin-field (TF) QKD to show their performance improvements with the proposed method.

DOI
10.48550/arxiv.2409.19538

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Quantum key distribution (QKD) enables the generation of secure keys between two distant users. Security proof of QKD against general coherent attacks is challenging, while the one against collective attacks is much easier. As an effective and general solution, the postselection method tries to extend security analyses of collective attacks to be against coherent attacks. However, it gives a bad performance. To overcome this drawback, instead of directly calculating key rate by postselection method, we propose a method correlating the failure probabilities of phase error estimation against collective and coherent attacks, enabling the use of the independent and identically distributed assumption in parameter estimation against coherent attacks. Then the key rate can be obtained by uncertainty relation of entropy. Our method can be applied to various QKD protocols, providing better performance compared with the traditional postselection method. For instance, we give the finite-key analyses of the side-channel-secure (SCS) QKD and the no-phase-postselection (NPP) twin-field (TF) QKD to show their performance improvements with the proposed method.
Abstract Quantum key distribution (QKD) enables the generation of secure keys between two distant users. However, since practical devices cannot operate with perfect accuracy, achieving unconditional security in real-world QKD implementations remains a challenge. Side-channel-secure (SCS) QKD gives a good solution to realize both high practical security and performance. It keeps the advantage of measurement-device-independent, and for the source part, it only requires to upper bound the vacuum projecting probability of the states. However, security proof for SCS QKD against general coherent attacks is challenging. The existing analysis based on postselection method gives a bad performance. To overcome this drawback, instead of directly calculating key rate with postselection method, we propose a method correlating the failure probabilities of phase-error estimation against collective and coherent attacks, enabling the usage of the independent and identically distributed assumption in parameter estimation against coherent attacks. Our simulation shows that we give a better performance than previous analysis.
This thesis is concerned with rigorous security analyses of practical Quantum Key Distribution (QKD) protocols, using a variety of modern proof techniques. The main results are as follows. First, we establish a security proof for variable-length QKD protocols against IID collective attacks, and extend this result to coherent attacks using the postselection technique. In doing so, we resolve a long-standing flaw in the application of the postselection technique to QKD, thereby placing it on a rigorous mathematical footing. Second, we develop a method to bound phase error rates in entropic uncertainty relation-based and phase error rate-based proofs, using only the observed statistics of the protocol, even when detectors are imperfect and only approximately characterized. This removes a key assumption of identical detector behaviour and enables these techniques to be applied in realistic settings. Third, we present a very general security analysis based on the marginal-constrained entropy accumulation theorem. The resulting framework can be readily adapted to practical imperfections and side channels, and is suitable for certification efforts. Finally, we show that the security of QKD protocols under realistic authentication assumptions can be reduced to the standard idealized setting, where authentication is assumed to behave honestly, with only minor protocol modifications. A distinctive feature of this thesis is its unified presentation of several major QKD security proof frameworks using consistent protocol descriptions and notation. Consequently, this thesis is intended not only as a collection of new technical results, but also as a useful reference for understanding rigorous security analysis in quantum key distribution.
Quantum key distribution (QKD) stands as a pioneering method for establishing information-theoretically secure communication channels by utilizing the principles of quantum mechanics. In the security proof of QKD, the phase error rate serves as a critical indicator of information leakage and directly influences the security of the shared key bits between communicating parties, Alice and Bob. In estimating the upper bound of the phase error rate, phase randomization and subsequent postselection mechanisms serve pivotal roles across numerous QKD protocols. However, the nonzero interval of phase postselection will introduce intrinsic errors, leading to an overestimation of phase error rate. Here we make a precise phase-error-rate analysis for QKD protocols with phase postselection, which eliminates error rate associated with nonzero interval and helps us to accurately bound the amount of information an eavesdropper may obtain. We further apply our analysis in sending-or-not-sending twin-field quantum key distribution (SNS-TFQKD) and mode-pairing quantum key distribution (MP-QKD). The simulation results confirm that our precise phase error analysis can noticeably improve the key rate performance especially over long distances in practice. Note that our method does not require alterations to the existing experimental hardware or protocol steps. It can be readily applied within current SNS-TF-QKD and MP-QKD for higher key rate generation.
By applying the framework of entropic uncertainty relation (EUR) and the Quantum Leftover Hash Lemma (QLHL), we introduce a security-proof method for variable-length side-channel-secure (SCS) quantum key distribution (QKD) against coherent attacks. This method reframes composable security as a statistical fluctuation problem of phase errors, enabling direct proofs against coherent attacks through observables and virtual observables. It yields tight key rates for the SCS protocol and reduces pulse requirements by over two orders of magnitude compared to prior works that employ the post-selection technique. {Utilizing the characteristic of the SCS protocol that it has no untagged-bit bit-flip errors, we prove that the secure key length for the SCS protocol can be determined after Cascade error correction, using its actual parity disclosures. We also explain how the same argument extends to protocols with compatible bit-error-pattern and phase-error measurements.} We further identify sufficient conditions under which the final key length may be determined after error correction in a broader class of QKD protocols. Under the framework of EUR and QLHL, we clarify the applicability of several commonly used concentration bounds to variable-length QKD and the appropriate manner of their implementation. This work enhances the practical value of the SCS protocol and clarifies the security justification of key-rate formulas used in practical variable-length QKD implementations.
Quantum key distribution (QKD) stands as a pioneering method for establishing information-theoretically secure communication channels by utilizing the principles of quantum mechanics. In the security proof of QKD, the phase error rate serves as a critical indicator of information leakage and directly influences the security of the shared key bits between communicating parties, Alice and Bob. In estimating the upper bound of the phase error rate, phase randomization and subsequent postselection mechanisms serve pivotal roles across numerous QKD protocols. Here we make a precise phase error rate analysis for QKD protocols with phase postselection, which helps us to accurately bound the amount of information an eavesdropper may obtain. We further apply our analysis in sending-or-not-sending twin-field quantum key distribution (SNS-TFQKD) and mode-pairing quantum key distribution (MP-QKD). The simulation results confirm that our precise phase error analysis can noticeably improve the key rate performance especially over long distances in practice. Note that our method does not require alterations to the existing experimental hardware or protocol steps. It can be readily applied within current SNS-TF-QKD and MP-QKD for higher key rate generation.
Quantum key distribution (QKD) allows two remote parties to share information-theoretically secure keys. In recent years, a revolutionary breakthrough called twin-field (TF) QKD has been developed to overcome the linear key-rate constraint and greatly increases the achievable distance. Phase randomization and subsequent postselection play roles in its security proof. Later, no-phase-postselection TF QKD was proposed and became a popular variant, since the removal of phase postselection leads to a higher key rate. However, the achievable distance is decreased compared to the original one. Here, we propose a TF QKD protocol with partial phase postselection. Namely, its code mode is still free from global phase randomization and postselection to make sure the advantage of the high key rate remain. On the other hand, phase postselection is introduced in the decoy mode to improve the performance. Applying an operator dominance condition, we prove universal security of the proposed protocol in the finite-key case under coherent attacks, and numerical simulations confirm its potential advantages in terms of key rate and achievable distance.