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arXiv:2408.14637

Perturbative power series for block diagonalisation of Hermitian matrices

Ishan NH Mankodi, David Peter Divincenzo

Published Aug 26, 2024• 1 citation
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Abstract

Block diagonalisation of matrices by canonical transformation is important in various fields of physics. Such diagonalization is currently of interest in condensed matter physics, for modelling of gates in superconducting circuits and for studying isolated quantum many-body systems. While the block diagonalisation of a particular Hermitian matrix is not unique, it can be made unique with certain auxiliary conditions. It has been assumed in some recent literature that two of these conditions, ``least action" vs. block-off-diagonality of the generator, lead to identical transformations. We show that this is not the case, and that these two approaches diverge at third order in the small parameter. We derive the perturbative power series of the ``least action", exhibiting explicitly the loss of block-off-diagnoality.

DOI
10.48550/arxiv.2408.14637

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Block diagonalisation of matrices by canonical transformation is important in various fields of physics. Such diagonalization is currently of interest in condensed matter physics, for modelling of gates in superconducting circuits and for studying isolated quantum many-body systems. While the block diagonalisation of a particular Hermitian matrix is not unique, it can be made unique with certain auxiliary conditions. It has been assumed in some recent literature that two of these conditions, least action" vs. block-off-diagonality of the generator, lead to identical transformations. We show that this is not the case, and that these two approaches diverge at third order in the small parameter. We derive the perturbative power series of the least action", exhibiting explicitly the loss of block-off-diagnoality.
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The unitary matrix that brings a Hermitian H into block-diagonal form can be uniquely determined under very simple and transparent conditions. Int his work the block-diagonalization problem is investigated in the framework of the second quantization formalism. Starting with an operator Ḩ which in any n-particle Fock space has a well-defined matrix representation an attemt was made to answer the question whether the transformation matrices T which can be separately given in the various n-particle spaces can be considered matrix representations of the same operator. T̂. Interestingly, the very important result was reached that the block-diagonalization operator T̂ exists and is unique. As a particular example, attention was concentrated on the case of an operator Ĥ given by a one-particle operator. In this case the block-diagonalization operator can be constructed and given in explicit from. This approach is applied to the theory of Green’s functions where the block-diagonalization of the Hamiltonian has interesting consequences that are illustrated in some details.
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This work establishes a connection between canonical perturbation series in quantum mechanics and a Kato expansion for the resolvent of the Liouville superoperator. Our approach leads to an explicit expression for a generator of a block-diagonalizing Dyson’s ordered exponential in arbitrary perturbation order. Unitary intertwining of perturbed and unperturbed averaging superprojectors allows for a description of ambiguities in the generator and block-diagonalized Hamiltonian. We compare the efficiency of the corresponding computational algorithm with the efficiencies of the Van Vleck and Magnus methods for high perturbative orders.
Matrix product states (MPS) serve as a key tool for studying quantum systems from chemistry and condensed-matter physics, making their preparation on quantum computers an important task in interfacing classical and quantum simulation. Many systems of interest have U(1)U(1)U(1)-symmetries induced by particle number and spin projection conservation, allowing to restrict the MPS tensors to be of block-sparse form, a property widely used in the implementation of classical algorithms such as the density matrix renormalization group. We reduce the cost of fault-tolerantly preparing block-sparse MPS within the standard ancilla-assisted linear-depth approach by implementing row and column permutations that transform the block-sparse matrices into block-diagonal form. These block-diagonal unitaries are then implemented via unitary synthesis, with the cost being determined by the size of the largest block. In this context, we modify the unitary synthesis approach of Berry et al. in order to reduce the Toffoli cost for real-valued unitaries by a factor of 2\sqrt{2}2​. In numerical benchmarks, we achieve Toffoli cost improvement factors of 10−3010 - 3010−30 compared to the state-of-the-art for MPS of various molecular systems.
The effective Hamiltonian serves as the conceptual pivot of quantum engineering, transforming physical complexity into programmable logic; yet, its construction remains compromised by the mathematical non-uniqueness of block diagonalization, which introduces an intrinsic "gauge freedom" that standard methods fail to resolve. We address this by establishing the Least Action Unitary Transformation (LAUT) as the fundamental principle for effective models. By minimizing geometric action, LAUT guarantees dynamical fidelity and inherently enforces the preservation of symmetries--properties frequently violated by conventional Schrieffer-Wolff and Givens rotation techniques. We identify the Bloch-Brandow formalism as the natural perturbative counterpart to this principle, yielding analytic expansions that preserve symmetries to high order. We validate this framework against experimental data from superconducting quantum processors, demonstrating that LAUT quantitatively reproduces interaction rates in driven entangling gates where standard approximations diverge. Furthermore, in tunable coupler architectures, we demonstrate that the LAUT approach captures essential non-rotating-wave contributions that standard models neglect; this inclusion is critical for quantitatively reproducing interaction rates and revealing physical multi-body interactions such as XZX+YZYXZX+YZYXZX+YZY, which are verified to be physical rather than gauge artifacts. By reconciling variational optimality with analytical tractability, this work provides a systematic, experimentally validated route for high-precision system learning and Hamiltonian engineering.