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arXiv:2408.13576 · Physical Review X

Středa Formula for Floquet Systems: Topological Invariants and Quantized Anomalies from Cesàro Summation

Lucila Peralta Gavensky, Gonzalo Usaj, Nathan Goldman

Published Jul 23, 2025• 10 citations
arXivHTMLPDF

Abstract

The Středa formula establishes a fundamental physical connection between the topological invariants characterizing the bulk of topological matter and the presence of gapless edge modes. In this work, we extend the Středa formula to periodically driven systems, providing a rigorous framework to elucidate the unconventional bulk-boundary correspondence of Floquet systems while offering a physically grounded link between Floquet winding numbers and tractable response functions. Using the Sambe representation of periodically driven systems, we analyze the response of the unbounded Floquet density of states to a magnetic perturbation. This Floquet-Středa response is regularized through Cesàro summation, yielding a well-defined, quantized result within spectral gaps. The response features two physically distinct contributions: a quantized charge flow between edge and bulk and an anomalous energy flow between the system and the drive, offering new insight into the nature of anomalous edge states. This fundamental result rigorously connects Floquet winding numbers to the orbital magnetization density of Floquet states and holds broadly, from clean to disordered and inhomogeneous systems. This is further supported by providing a real-space formulation of the Floquet-Středa response, which introduces a local topological marker suited for periodically driven settings. In translationally invariant systems, the framework yields a remarkably simple expression for Floquet winding numbers involving geometric properties of Floquet-Bloch bands. A concrete experimental protocol is proposed to extract the Floquet-Středa response via particle-density measurements in systems coupled to engineered baths. Finally, by expressing the topological invariants through the magnetic response of the Floquet density of states, this approach opens a promising route toward the topological characterization of interacting driven phases.

DOI
10.1103/b3pw-my97

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The Středa formula establishes a fundamental physical connection between the topological invariants characterizing the bulk of topological matter and the presence of gapless edge modes. In this work, we extend the Středa formula to periodically driven systems, providing a rigorous framework to elucidate the unconventional bulk-boundary correspondence of Floquet systems while offering a physically grounded link between Floquet winding numbers and tractable response functions. Using the Sambe representation of periodically driven systems, we analyze the response of the unbounded Floquet density of states to a magnetic perturbation. This Floquet-Středa response is regularized through Cesàro summation, yielding a well-defined, quantized result within spectral gaps. The response features two physically distinct contributions: a quantized charge flow between edge and bulk and an anomalous energy flow between the system and the drive, offering new insight into the nature of anomalous edge states. This fundamental result rigorously connects Floquet winding numbers to the orbital magnetization density of Floquet states and holds broadly, from clean to disordered and inhomogeneous systems. This is further supported by providing a real-space formulation of the Floquet-Středa response, which introduces a local topological marker suited for periodically driven settings. In translationally invariant systems, the framework yields a remarkably simple expression for Floquet winding numbers involving geometric properties of Floquet-Bloch bands. A concrete experimental protocol is proposed to extract the Floquet-Středa response via particle-density measurements in systems coupled to engineered baths. Finally, by expressing the topological invariants through the magnetic response of the Floquet density of states, this approach opens a promising route toward the topological characterization of interacting driven phases.
Driven Floquet systems can realize topological phases with no static counterparts. This so-called anomalous Floquet topology breaks the bulk-boundary correspondence based on the Chern number. The number of edge modes in each band gap is instead determined by another integer index, a winding number, which is calculated from the time evolution operator of the bulk states within one driving period. While topological Chern numbers can be inferred from real-space measurements, it is not straightforward to obtain information about the anomalous Floquet topological phase from bulk measurements. Here we consider two-band models and show that the area enclosed during a Floquet period by an initially localized particle signals the presence of an anomalous phase when it approaches half the unit cell area. In general, we show that for dispersionless dynamics during the micromotion, the enclosed area is quantized and an exact proportionality relation exists between the area and the winding number. Direct detection of anomalous topology in real space could be realized in several quantum simulation platforms, and could be useful for systems with disorder or interactions. Building on the connection between area and winding number, we also show a way to realize arbitrarily high winding numbers.
Topologically protected edge states exactly at topological phase boundaries challenge the conventional belief that topological states must be associated with a bulk energy gap. Because periodically driven (Floquet) systems host unusually intricate topological phase boundaries, topological edge states can be prolific at such Floquet quantum criticality. Working on a class of chiral-symmetric, Floquet-driven Majorana fermion chains, we analytically and computationally show that the precise boundaries between different Floquet topological gapped phases can accommodate topological edge modes, including the so-called critical Majorana π modes. We also identify a general bulk-edge correspondence formula to predict and understand the emergence of topological edge modes at Floquet quantum criticality. Of direct interest to quantum simulation experiments, our work opens an avenue for exploring topological physics intrinsic to nonequilibrium phase boundaries. The authors develop a theoretical framework to characterize the topology and edge states at the nonequilibrium critical points of periodically driven (Floquet) quantum systems. The rule of bulk-edge correspondence applicable to both gapped and gapless Floquet topological phases in 1D chiral symmetric driven systems is proposed.
Topology has emerged as a central concept for classifying phases of matter. The situation is especially rich in periodically driven systems, where anomalous Floquet topological phases break the usual bulk-boundary correspondence between Chern number and edges modes of two-dimensional systems. These phases were so far realized by periodic modulation of the tunneling elements at frequencies near-resonant with respect to the system's bandwidth, a regime where Floquet heating plays a significant role in interacting systems. Here we show that such anomalous Floquet topological phases can also be realized by means of an adiabatic protocol, where the system is always in the instantaneous ground state of the cyclic path in parameter space, like in a Thouless charge pump. We experimentally realize such a state using ultracold atoms in a hexagonal lattice where we adiabatically modulate the lattice geometry, including the sublattice offset. To infer the topology, we use the micromotion area in real-space, which was recently identified as a proxy for the winding number. This way of realizing anomalous phases avoids resonant Floquet heating and imperfect loading into the target state. We demonstrate the robustness of the adiabatic construction by observing the anomalous phase even in the presence of mean-field interactions of magnitude comparable to all other energy scales. These findings are promising for engineering novel topological states in a more robust way.
We uncover a new family of few-body topological phases in periodically driven fermionic systems in two dimensions. These phases, which we term correlation-induced anomalous Floquet insulators (CIAFIs), are characterized by quantized contributions to the bulk magnetization from multi-particle correlations, and are classified by a family of integer-valued topological invariants. The CIAFI phases do not require many-body localization, but arise in the generic situation of k-particle localization, where the system is localized (due to disorder) for any finite number of particles up to a maximum number, k. We moreover show that, when fully many-body localized, periodically driven systems of interacting fermions in two dimensions are characterized by a quantized magnetization in the bulk, thus confirming the quantization of magnetization of the anomalous Floquet insulator. We demonstrate our results with numerical simulations.
Abstract One-dimensional (1D) Floquet topological superconductors possess two types of degenerate Majorana edge modes at zero andπquasienergies, leaving more room for the design of boundary time crystals and quantum computing schemes than their static counterparts. In this work, we discover Floquet superconducting phases with large topological invariants and arbitrarily many Majorana edge modes in periodically driven Kitaev chains (KCs). Topological winding numbers defined for the Floquet operator and Floquet entanglement Hamiltonian are found to generate consistent predictions about the phase diagram, bulk-edge correspondence and numbers of zero andπMajorana edge modes of the system under different driving protocols. The bipartite entanglement entropy further shows non-analytic behaviors around the topological transition point between different Floquet superconducting phases. These general features are demonstrated by investigating the KC with periodically kicked pairing or hopping amplitudes. Our discovery reveals the rich topological phases and many Majorana edge modes that could be brought about by periodic driving fields in 1D superconducting systems. It further introduces a unified description for a class of Floquet topological superconductors from their quasienergy bands and entanglement properties.
Periodically driven systems offer a perfect breeding ground for out-of-equilibrium engineering of topological boundary states at zero energy (0 mode), as well as finite energy ( π mode), with the latter having no static analog. The Floquet operator and the effective Floquet Hamiltonian, which encapsulate the stroboscopic features of the driven system, capture both spectral and localization properties of the 0 and π modes but sometimes fail to provide complete topological characterization, especially when 0 and π modes coexist. In this work, we utilize the spectral localizer, a powerful local probe that can provide numerically efficient, spatially local, and energy-resolved topological characterization. In particular, we apply the spectral localizer to the effective Floquet Hamiltonian for driven one- and two-dimensional topological systems with no or limited symmetries and are able to assign topological invariants, or local markers, that characterize the 0- and the π -boundary modes individually and unambiguously. Due to the spatial resolution, we also demonstrate that the extracted topological invariants are suitable for studying driven disordered systems and can even capture disorder-induced phase transitions. Published by the American Physical Society 2024