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arXiv:2408.03239 · Reports on Progress in Physics

A new framework for quantum phases in open systems: steady state of imaginary-time Lindbladian evolution

Yuchen Guo, Ke Ding, Shuo Yang

Published Oct 30, 2025• 4 citations
arXivHTMLPDF

Abstract

This study delves into the concept of quantum phases in open quantum systems, examining the shortcomings of existing approaches that focus on steady states of Lindbladians and highlighting their limitations in capturing key phase transitions. In contrast to these methods, we introduce the concept of imaginary-time Lindbladian evolution as an alternative framework. This new approach defines gapped quantum phases in open systems through the spectrum properties of the imaginary-Liouville superoperator. We find that, in addition to all pure gapped ground states, the Gibbs state of a stabilizer Hamiltonian at any finite temperature can also be characterized by our scheme, demonstrated through explicit construction. Moreover, the closing of the imaginary Liouville gap is associated with the divergence of the Markov length, which has recently been proposed as an indicator of phase transitions in open quantum systems. To illustrate the effectiveness of this framework, we apply it to investigate the phase diagram for open systems withZ2σ×Z2τsymmetry, including cases with nontrivial average symmetry protected topological order or spontaneous symmetry breaking order. Our findings demonstrate universal properties at quantum criticality, such as nonanalytic behaviors of steady-state observables, divergence of correlation lengths, and closing of the imaginary-Liouville gap. These results advance our understanding of quantum phase transitions in open quantum systems. In contrast, we find that the steady states of real-time Lindbladians do not provide an effective framework for characterizing phase transitions in open systems.

DOI
10.1088/1361-6633/ae199b

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This study delves into the concept of quantum phases in open quantum systems, examining the shortcomings of existing approaches that focus on steady states of Lindbladians and highlighting their limitations in capturing key phase transitions. In contrast to these methods, we introduce the concept of imaginary-time Lindbladian evolution as an alternative framework. This new approach defines gapped quantum phases in open systems through the spectrum properties of the imaginary-Liouville superoperator. We find that, in addition to all pure gapped ground states, the Gibbs state of a stabilizer Hamiltonian at any finite temperature can also be characterized by our scheme, demonstrated through explicit construction. Moreover, the closing of the imaginary Liouville gap is associated with the divergence of the Markov length, which has recently been proposed as an indicator of phase transitions in open quantum systems. To illustrate the effectiveness of this framework, we apply it to investigate the phase diagram for open systems withZ2σ×Z2τsymmetry, including cases with nontrivial average symmetry protected topological order or spontaneous symmetry breaking order. Our findings demonstrate universal properties at quantum criticality, such as nonanalytic behaviors of steady-state observables, divergence of correlation lengths, and closing of the imaginary-Liouville gap. These results advance our understanding of quantum phase transitions in open quantum systems. In contrast, we find that the steady states of real-time Lindbladians do not provide an effective framework for characterizing phase transitions in open systems.
We provide a systematic framework for constructing generic models of nonequilibrium quantum dynamics with a target stationary (mixed) state. Our framework identifies (almost) all combinations of Hamiltonian and dissipative dynamics that relax to a steady state of interest, generalizing the Davies’ generator for dissipative relaxation at finite temperature to nonequilibrium dynamics targeting arbitrary stationary states. We focus on Gibbs states of stabilizer Hamiltonians, identifying local Lindbladians compatible therewith by constraining the rates of dissipative and unitary processes. Moreover, given terms in the Lindbladian not compatible with the target state, our formalism identifies the operations – including syndrome measurements and local feedback – one must apply to correct these errors. Our methods also reveal new models of quantum dynamics: for example, we provide a “measurement-induced phase transition” in which measurable two-point functions exhibit critical (power-law) scaling with distance at a critical ratio of the transverse field and rate of measurement and feedback. Time-reversal symmetry – defined naturally within our formalism – can be broken both in effectively classical and intrinsically quantum ways. Our framework provides a systematic starting point for exploring the landscape of dynamical universality classes in open quantum systems, as well as identifying new protocols for quantum error correction.
We investigate dissipation-driven topological phase transitions in one-dimensional quantum open systems governed by the Lindblad equation with linear dissipation operators, which ensure the density matrix retains its Gaussian form throughout the dynamics. By employing the modular Hamiltonian framework, we rigorously demonstrate that the Z2\rm{Z}_2Z2​ topological invariant characterizing steady states in one-dimensional class D systems is exclusively dependent on the dissipation operators, rather than the system Hamiltonian. Through a sudden quench protocol where the system evolves from the steady state of one Lindbladian to another, we reveal that topological transitions can occur at analytically predictable critical times, even when the initial and final steady states share identical topological indices. These transitions are shown, both analytically and numerically, to depend solely on dissipation parameters. Entanglement spectrum analysis demonstrates bulk-edge correspondence in non-equilibrium density matrices via coexisting single-particle gap closures (periodic boundaries) and topologically protected zero modes (open boundaries), directly underpinning the detection of dissipation-induced topology in quantum simulators.
A state of an open quantum system is described by a density matrix, whose dynamics is governed by a Liouvillian superoperator. Within a general framework, we explore fundamental properties of both first-order dissipative phase transitions and second-order dissipative phase transitions associated with a symmetry breaking. In the critical region, we determine the general form of the steady-state density matrix and of the Liouvillian eigenmatrix whose eigenvalue defines the Liouvillian spectral gap. We illustrate our exact results by studying some paradigmatic quantum optical models exhibiting critical behavior.
In the thermodynamic limit, the steady states of open quantum many-body systems can undergo nonequilibrium phase transitions due to a competition between coherent and driven-dissipative dynamics. Here, we consider Markovian systems and elucidate structures of the Liouville superoperator that generates the time evolution. In many cases of interest, an operator-basis transformation can bring the Liouvillian into a block-triangular form, making it possible to assess its spectrum. The spectral gap sets the asymptotic decay rate. The superoperator structure can be used to bound gaps from below, showing that, in a large class of systems, dissipative phase transitions are actually impossible and that the convergence to steady states follows an exponential temporal decay. Furthermore, when the blocks on the diagonal are Hermitian, the Liouvillian spectra obey Weyl ordering relations. The results apply, for example, to Davies generators and quadratic systems and are also demonstrated for various spin models.
Abstract Relaxation processes in quantum systems coupled to external environments represent one of the most fundamental nonequilibrium phenomena in condensed matter physics. The Lindblad master equation provides a powerful framework for characterizing such open quantum dynamics. In this work, we systematically investigate how different types of quantum jump operators and system geometries influence the Liouvillian gap and the properties of the nonequilibrium steady state (NESS) in finite-size systems. We demonstrate that, due to the intricate structure of the Liouvillian superoperator, multiple NESSs with unphysical characteristics can emerge. The physically meaningful steady state must instead be understood as a superposition of these NESSs that collectively satisfy the required physical constraints. Furthermore, we find that the Liouvillian gap does not necessarily increase monotonically with the system–environment coupling strength. Instead, it can exhibit a nontrivial peak structure, corresponding to a minimum in the relaxation time. The magnitude of this peak is closely related to the symmetry properties of the system. Our results provide a deeper understanding of nonequilibrium behavior in finite quantum systems and offer new insights into the design and control of open quantum dynamics.
In this paper, we develop a systematic approach to characterize the ′ t Hooft anomaly in open quantum systems. Owing to nontrivial couplings to the environment, symmetries in such systems manifest as either strong or weak type. By representing their symmetry transformation through superoperators, we incorporate them in a unified framework that enables a direct calculation of their anomalies. In the case where the full symmetry group Γ arises as a central extension of the strong-symmetry group K with the weak-symmetry group G , we find that anomalies of bosonic systems are classified by H d + 2 ( Γ , U ( 1 ) ) / H d + 2 ( G , U ( 1 ) ) in d spatial dimensions. To illustrate the power of anomalies in open quantum systems, we generally prove that anomaly must lead to nontrivial mixed-state quantum phases as long as the weak symmetry is imposed. Analogous to the “anomaly matching” condition ensuring nontrivial low-energy physics in closed systems, anomaly also guarantees nontrivial steady states and long-time dynamics for open quantum systems governed by Lindbladians. Notably, we identify a novel ( 1 + 1 ) D mixed-state quantum phase that has no counterpart in closed systems, where the steady state shows no nontrivial correlation function in the bulk, but displays long-range correlation on the boundary, which is enforced by anomalies. We further establish the general relations between mixed-state anomalies and such unconventional boundary correlation. Moreover, we explore the generalization of the “anomaly inflow” mechanism in open quantum systems. We construct ( 1 + 1 ) D and ( 2 + 1 ) D Lindbladians whose steady states have mixed-state symmetry-protected-topological order in the bulk, with corresponding edge theories characterized by nontrivial anomalies. Finally, we generalize our results to the cases including lattice translation symmetries, which serves as the Lieb-Schulz-Mattis (LSM) theorem for mixed states.