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arXiv:2408.01439 · Quantum

Quantum Signal Processing and Quantum Singular Value Transformation on U ( N )

Xi Lu, Yuan Liu, Hongwei Lin

Published Mar 27, 2026• 1 citation
arXivHTMLPDF

Abstract

Quantum signal processing and quantum singular value transformation are powerful tools to implement polynomial transformations of block-encoded matrices on quantum computers, and has achieved asymptotically optimal complexity in many prominent quantum algorithms. We propose a framework of quantum signal processing and quantum singular value transformation on U ( N ) , which realizes multiple polynomials simultaneously from a block-encoded input, as a generalization of those on U ( 2 ) in the original frameworks. We provide a comprehensive characterization of achievable polynomial matrices and give recursive algorithms to construct the quantum circuits that realize desired polynomial transformations. As three example applications, we propose a framework to realize bi-variate polynomial functions, demonstrate N -interval decision achieving O ( d ) query complexity with a log 2 ⁡ N improvement over iterative U ( 2 ) -QSP requiring O ( d log 2 ⁡ N ) queries, and present a quantum amplitude estimation algorithm achieving the Heisenberg limit without adaptive measurements.

DOI
10.22331/q-2026-03-27-2048

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Quantum signal processing and quantum singular value transformation are powerful tools to implement polynomial transformations of block-encoded matrices on quantum computers, and has achieved asymptotically optimal complexity in many prominent quantum algorithms. We propose a framework of quantum signal processing and quantum singular value transformation on U ( N ) , which realizes multiple polynomials simultaneously from a block-encoded input, as a generalization of those on U ( 2 ) in the original frameworks. We provide a comprehensive characterization of achievable polynomial matrices and give recursive algorithms to construct the quantum circuits that realize desired polynomial transformations. As three example applications, we propose a framework to realize bi-variate polynomial functions, demonstrate N -interval decision achieving O ( d ) query complexity with a log 2 ⁡ N improvement over iterative U ( 2 ) -QSP requiring O ( d log 2 ⁡ N ) queries, and present a quantum amplitude estimation algorithm achieving the Heisenberg limit without adaptive measurements.
Quantum signal processing (QSP) and quantum singular value transformation (QSVT) currently stand as the most efficient techniques for implementing functions of block-encoded matrices, a central task that lies at the heart of most prominent quantum algorithms. However, current QSP approaches face several challenges, such as the restrictions imposed on the family of achievable polynomials and the difficulty of calculating the required phase angles for specific transformations. In this paper, we present a generalized quantum signal processing (GQSP) approach, employing general SU(2) rotations as our signal-processing operators, rather than relying solely on rotations in a single basis. Our approach lifts all practical restrictions on the family of achievable transformations, with the sole remaining condition being that |P|≤1 , a restriction necessary due to the unitary nature of quantum computation. Furthermore, GQSP provides a straightforward recursive formula for determining the rotation angles needed to construct the polynomials in cases where P and Q are known. In cases where only P is known, we provide an efficient optimization algorithm capable of identifying in under a minute of GPU time, a corresponding Q for polynomials of degree on the order of 107 . We further illustrate GQSP simplifies QSP-based strategies for Hamiltonian simulation, offer an optimal solution to the ϵ -approximate fractional query problem that requires O((1/δ)+log(1/ϵ)) queries to perform where O(1/δ) is a proved lower bound, and introduces novel approaches for implementing bosonic operators. Moreover, we propose a novel framework for the implementation of normal matrices, demonstrating its applicability through synthesis of diagonal matrices, as well as the development of a new algorithm for convolution through synthesis of circulant matrices using only O(dlogN+log2N) 1 and 2-qubit gates for a filter of lengths d . Published by the American Physical Society 2024
Modern quantum algorithms are increasingly formulated as coherent procedures for implementing polynomial transformations of operators and singular values. This perspective provides a powerful and unifying language for quantum algorithm design, connecting a wide range of distinct problems through five closely related key tools: block-encoding, qubitization, QSP, QSVT and GQSP. Block-encoding embeds non-unitary matrices into larger unitaries; qubitization converts block-encodings into structured operators; QSP, QSVT and GQSP enable polynomial transformations with near-optimal query complexity. Together, these techniques form a general toolkit for transforming matrix functions into implementable quantum circuits. This paper develops these techniques from first principles as a unified framework for constructing quantum algorithms. We apply this framework to representative applications to highlight design principles and demonstrate how distinct algorithms can be constructed from a unified sequence of operator transformations. A central contribution is a systematic decision workflow for selecting the appropriate approach according to the operator structure and the desired transformation polynomial. This perspective clarifies when direct GQSP or through qubitization, or Laurent expansion, or QSVT is most appropriate. We organize algorithmic design into an end-to-end pipeline: identifying the target matrix function, constructing an appropriate block-encoding, determining the relevant spectral domain, designing a polynomial or Laurent-polynomial approximation, synthesizing the phase factors, and translating the transformation into an executable quantum circuit. By applying this unified framework to example applications, we showcase a practical methodology for reasoning, designing, and implementing quantum algorithms based on polynomial transformations.
Quantum Signal Processing (QSP) and Quantum Singular Value Transformation (QSVT) provide an efficient framework for implementing polynomials of block-encoded matrices, and thus offer a systematic approach to quantum algorithm design. However, despite a number of recent advances, important limitations remain. In particular, QSP can only transform unitary matrices, by applying a polynomial to their eigenvalues, while QSVT is a singular-value transformation and thus one can only obtain the polynomial of Hermitian matrices. As a consequence, these techniques do not directly apply to an arbitrary non-Hermitian matrix that is not diagonalizable. In this work, we propose a simple yet powerful method to extend these ideas to arbitrary square matrices by acting on their eigenvalues. To this end, we introduce the notion of an nnn-regular block encoding, namely, a block encoding whose kkk-th power reproduces the kkk-th power of the encoded matrix for every 0<k<n0 < k < n0<k<n. We show that applying QSP to any unitary with this property is equivalent to applying a polynomial of degree at most nnn to the block-encoded matrix, independently of its internal structure. Moreover, we provide a simple construction that transforms any block encoding into an nnn-regular one using only O(log⁡n)O(\log n)O(logn) ancillary qubits and operations. Finally, we show that this construction induces the desired transformation on the eigenvalues associated with the Jordan normal form of the matrix; for non-diagonalizable matrices this yields the full matrix function P(A)P(A)P(A), whose action on each Jordan block involves the derivatives of PPP, and not merely the map λ↦P(λ)λ\mapsto P(λ)λ↦P(λ).
Quantum signal processing (QSP) and the quantum singular value transformation (QSVT) are pivotal tools for simplifying the development of quantum algorithms. These techniques leverage polynomial transformations on the eigenvalues or singular values of block-encoded matrices, achieved with the use of just one control qubit. In contexts where the control qubit is used to extract information about the eigenvalues or singular values, the amount of extractable information is limited to one bit per protocol. In this work, we extend the original QSP ansatz by introducing multiple control qubits. We show that, much like in the single-qubit case, nearly any vector of polynomials can be implemented with a multi-qubit QSP ansatz, and the gate complexity scales polynomially with the dimension of such states. Moreover, assuming that powers of the matrix to transform are easily implementable - as in Shor's algorithm - we can achieve polynomial transformations with degrees that scale exponentially with the number of control qubits. This work aims to provide a partial characterization of the polynomials that can be implemented using this approach, with phase estimation schemes and discrete logarithm serving as illustrative examples.
Many problems in linear algebra-such as those arising from non-Hermitian physics, transcorrelated quantum chemistry and differential equations-can be solved on a quan-tum computer by processing eigenvalues of the non-normal input matrices. However, the existing Quantum Singular Value Transformation (QSVT) framework is ill-suited to this task, as eigenvalues and singular values are different in general. We present a Quantum EigenValue Transformation (QEVT) framework for applying arbitrary polynomial transformations on eigenvalues of block-encoded non-normal operators, and a related Quantum EigenValue Estimation (QEVE) algorithm for operators with real spectra. QEVT has query complexity to the block encoding nearly recovering that of the QSVT for a Hermitian input, and QEVE achieves the Heisenberg-limited scaling for diagonalizable input matrices. As applications, we develop a linear differential equation solver with strictly linear time query complexity for average-case diagonalizable operators, as well as a ground state preparation algorithm that upgrades previous nearly optimal results for Hermitian Hamiltonians to diagonalizable matrices with real spectra. Underpinning our algorithms is an efficient method to prepare a quantum super-position of Faber polynomials, which generalize the nearly-best uniform approximation properties of Chebyshev polynomials to the complex plane. Of independent interest, we also develop techniques to generatennnFourier coefficients with 0 (poly log (nnn)) gates compared to prior approaches with linear cost.
Implementing polynomial functions of Hermitian matrices on quantum hardware is a foundational task in quantum computing, critical for accurate Hamiltonian simulation, quantum linear system solving, high-fidelity state preparation, machine learning kernels, and other advanced quantum algorithms. Existing state-of-the-art techniques, including Qubitization, Quantum Singular Value Transformation (QSVT), and Quantum Signal Processing (QSP), rely heavily on block-encoding the Hermitian matrix. These methods are often constrained by the complexity of preparing the block-encoded state, the overhead associated with the required ancillary qubits, or the challenging problem of angle synthesis for the polynomial's phase factors, which limits the achievable circuit depth and overall efficiency. In this work, we propose a novel and resource-efficient approach to implement arbitrary polynomials of a Hermitian matrix by leveraging the Generalized Quantum Signal Processing (GQSP) framework. Our method circumvents the need for block-encoding and avoids the compounding post-selection overheads characteristic of LCU-based constructions, achieving a stable, degree-independent success probability. We derive closed-form expressions for symmetric polynomial expansions and demonstrate how linear combinations of GQSP circuits can realize the desired transformation. This approach reduces resource overhead and opens new pathways for quantum algorithm design for functions of Hermitian matrices, particularly in settings where the Hermitian operator arises naturally from symmetric combinations of unitaries.