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arXiv:2407.20453 · Journal of High Energy Physics

On a matrix ensemble for arbitrary complex quantum systems

William E. Salazar, Juan Diego Urbina, Javier Madroñero

Published May 21, 2025• 1 citation
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Abstract

A bstract We present a comprehensive analytical study of a variation of the eigenvector ensemble initially proposed by Deutsch [1, 2] for the foundations of the Eigenstate Thermalization Hypothesis (ETH). This ensemble, called the C -ensemble, incorporates additional system-dependent information, enabling the study of complex quantum systems beyond the universal predictions of Random Matrix Theory (RMT). Specifically, we focus on how system-specific details influence late-time behavior in correlation functions, such as the spectral form factor, and how explicit Hamiltonian corrections not captured by RMT can be included. We demonstrate the consistency of this ensemble with respect to the universal (Haar) results by showing that it defines a unitary 1-design for arbitrary systems and for strongly chaotic systems it becomes an approximated 2-design. Universal expressions for two- and four-point ensemble-averaged correlation functions are derived, revealing how system-dependent information is spectrally decoupled. Furthermore, we show that for small energy windows, the correlation functions defined by this ensemble reduce to the predictions made by the ETH.

DOI
10.1007/jhep05(2025)178

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A bstract We present a comprehensive analytical study of a variation of the eigenvector ensemble initially proposed by Deutsch [1, 2] for the foundations of the Eigenstate Thermalization Hypothesis (ETH). This ensemble, called the C -ensemble, incorporates additional system-dependent information, enabling the study of complex quantum systems beyond the universal predictions of Random Matrix Theory (RMT). Specifically, we focus on how system-specific details influence late-time behavior in correlation functions, such as the spectral form factor, and how explicit Hamiltonian corrections not captured by RMT can be included. We demonstrate the consistency of this ensemble with respect to the universal (Haar) results by showing that it defines a unitary 1-design for arbitrary systems and for strongly chaotic systems it becomes an approximated 2-design. Universal expressions for two- and four-point ensemble-averaged correlation functions are derived, revealing how system-dependent information is spectrally decoupled. Furthermore, we show that for small energy windows, the correlation functions defined by this ensemble reduce to the predictions made by the ETH.
Phenomena in quantum chaotic systems such as spectral fluctuations are known to be described remarkably well by the random matrix theory (RMT) in small energy intervals and over large time scales. However, in exchange for analytical tractability, RMT has been constructed to leave out an important element of realistic physical systems { the notion of locality. Since quantum information propagates at a finite speed in a spatially-extended quantum chaotic system, there exists time scales before which RMT is effective. How do we describe the non-equilibrium quantum dynamics at intermediate timescales which are much longer than the local relaxation time but too short for RMT to apply? What are the signatures of many-body quantum chaotic systems beyond the description of RMT? In this thesis, we address these questions by analysing minimal models that incorporate a notion of locality and at the same time retain some analytical tractability of RMT. More specifically, we study Floquet quantum circuits that are random in space but periodic in time. These circuits consist of local and random quantum gates that act on a q-state `spin' at each site. After a brief review of classical chaos, quantum chaos, and quantum circuits in Chapter 1, we present three main results. In Chapter 2, we formulate a diagrammatical approach for computing ensemble averages of observables over random unitary circuits, and derive exact results on spectral statistics and dynamical observables for a Floquet circuit in the large-q limit. In Chapter 3, we further investigate the spectral statistics in spatiallyextended many-body quantum chaotic systems by computing the spectral form factor K(t) analytically and numerically. We show that K(t) follows the RMT description at times longer than the Thouless time tTh and identify the scaling of tTh at the large-q limit of a Floquet circuit. In Chapter 4, we discuss eigenstate correlations for spatially-extended many-body quantum chaotic systems, in terms of the statistical properties of matrix elements of local observables. While the eigenstate thermalization hypothesis (ETH) is known to give an excellent description of these quantities, the phenomenon of scrambling and the butterfly effect imply structure beyond ETH. We determine analytically and verify numerically the universal form of this structure at long distances and small eigenvalue separations for Floquet systems.
Abstract We argue that in a large class of disordered quantum many-body systems, the late time dynamics of time-dependent correlation functions is captured by random matrix theory, specifically the energy eigenvalue statistics of the corresponding ensemble of disordered Hamiltonians. We find that late time correlation functions approximately factorize into a time-dependent piece, which only depends on spectral statistics of the Hamiltonian ensemble, and a time-independent piece, which only depends on the data of the constituent operators of the correlation function. We call this phenomenon “spectral decoupling”, which signifies a dynamical onset of random matrix theory in correlation functions. A key diagnostic of spectral decoupling isk-invariance, which we refine and study in detail. Particular emphasis is placed on the role of symmetries, and connections betweenk-invariance, scrambling, and OTOCs. Disordered Pauli spin systems, as well as the SYK model and its variants, provide a rich source of disordered quantum many-body systems with varied symmetries, and we studyk-invariance in these models with a combination of analytics and numerics.
Complexity of dynamics is at the core of quantum many-body chaos and exhibits a hierarchical feature: higher-order complexity implies more chaotic dynamics. Conventional ergodicity in thermalization processes is a manifestation of the lowest-order complexity, which is represented by the eigenstate thermalization hypothesis (ETH) stating that individual energy eigenstates are thermal. Here, we propose a higher-order generalization of the ETH, named the kkk-ETH ($k=1,2,\ensuremath{\cdots}$), to quantify higher-order complexity of quantum many-body dynamics at the level of individual energy eigenstates, where the lowest-order ETH (1-ETH) is the conventional ETH. The explicit condition of the kkk-ETH is obtained by comparing Hamiltonian dynamics with the Haar random unitary of the kkk-fold channel. As a nontrivial contribution of the higher-order ETH, we show that the kkk-ETH with $k\ensuremath{\ge}2$ implies a universal behavior of the kthk\mathrm{th}kth R\'enyi entanglement entropy of individual energy eigenstates. In particular, the Page correction of the entanglement entropy originates from the higher-order ETH, while, as is well known, the volume law can be accounted for by the 1-ETH. We numerically verify that the 2-ETH approximately holds for a nonintegrable system, but does not hold in the integrable case. To further investigate the information-theoretic feature behind the kkk-ETH, we introduce a concept named a partial unitary kkk-design (PU kkk-design), which is an approximation of the Haar random unitary up to the kthk\mathrm{th}kth moment, where ``partial'' means that only a limited number of observables are accessible. The kkk-ETH is a special case of a PU kkk-design for the ensemble of Hamiltonian dynamics with random-time sampling. In addition, we discuss the relationship between the higher-order ETH and information scrambling quantified by out-of-time-ordered correlators. Our framework provides a unified view on thermalization, entanglement entropy, and unitary kkk-designs, leading to deeper characterization of higher-order quantum complexity.
The eigenstate thermalization hypothesis explains the emergence of the thermodynamic equilibrium in isolated quantum many-body systems by assuming a particular structure of the observable's matrix elements in the energy eigenbasis. Schematically, it postulates that off-diagonal matrix elements are random numbers and the observables can be described by random matrix theory (RMT). To what extent a RMT description applies, more precisely at which energy scale matrix elements of physical operators become truly uncorrelated, is, however, not fully understood. We study this issue by introducing a novel numerical approach to probe correlations between matrix elements for Hilbert-space dimensions beyond those accessible by exact diagonalization. Our analysis is based on the evaluation of higher moments of operator submatrices, defined within energy windows of varying width. Considering nonintegrable quantum spin chains, we observe that matrix elements remain correlated even for narrow energy windows corresponding to timescales of the order of thermalization time of the respective observables. We also demonstrate that such residual correlations between matrix elements are reflected in the dynamics of out-of-time-ordered correlation functions.
We derive the eigenstate thermalization hypothesis (ETH) from a random matrix Hamiltonian by extending the model introduced by Deutsch (1991 Phys. Rev. A 43 2046). We approximate the coupling between a subsystem and a many-body environment by means of a random Gaussian matrix. We show that a common assumption in the analysis of quantum chaotic systems, namely the treatment of eigenstates as independent random vectors, leads to inconsistent results. However, a consistent approach to the ETH can be developed by introducing an interaction between random wave-functions that arises as a result of the orthonormality condition. This approach leads to a consistent form for off-diagonal matrix elements of observables. From there we obtain the scaling of time-averaged fluctuations of generic observables with system size for which we calculate an analytic form in terms of the inverse participation ratio. The analytic results are compared to exact diagonalizations of a quantum spin chain for different physical observables in multiple parameter regimes.
We derive the eigenstate thermalization hypothesis (ETH) from a random matrix Hamiltonian by extending the model introduced by Deutsch (1991 Phys. Rev. A 43 2046). We approximate the coupling between a subsystem and a many-body environment by means of a random Gaussian matrix. We show that a common assumption in the analysis of quantum chaotic systems, namely the treatment of eigenstates as independent random vectors, leads to inconsistent results. However, a consistent approach to the ETH can be developed by introducing an interaction between random wave-functions that arises as a result of the orthonormality condition. This approach leads to a consistent form for off-diagonal matrix elements of observables. From there we obtain the scaling of time-averaged fluctuations of generic observables with system size for which we calculate an analytic form in terms of the inverse participation ratio. The analytic results are compared to exact diagonalizations of a quantum spin chain for different physical observables in multiple parameter regimes.