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arXiv:2407.17913 · SciPost Physics

Extracting the symmetries of nonequilibrium quantum many-body systems

A. N. Mikheev, Viktoria Noel, Ido Siovitz, Helmut Strobel, Markus K. Oberthaler, Jürgen Berges

Published Feb 4, 2025• 2 citations
arXivHTMLPDF

Abstract

Symmetries play a pivotal role in our understanding of the properties of quantum many-body systems. While there are theorems and a well-established toolbox for systems in thermal equilibrium, much less is known about the role of symmetries and their connection to dynamics out of equilibrium. This arises due to the direct link between a system’s thermal state and its Hamiltonian, which is generally not the case for nonequilibrium dynamics. Here we present a pathway to identify the effective symmetries and to extract them from data in nonequilibrium quantum many-body systems. Our approach is based on exact relations between correlation functions involving different numbers of spatial points, which can be viewed as nonequilibrium versions of (equal-time) Ward identities encoding the symmetries of the system. We derive symmetry witnesses, which are particularly suitable for the analysis of measured or simulated data at different snapshots in time. To demonstrate the potential of the approach, we apply our method to numerical and experimental data for a spinor Bose gas. We investigate the important question of a dynamical restoration of an explicitly broken symmetry of the Hamiltonian by the initial state. Remarkably, it is found that effective symmetry restoration can occur long before the system equilibrates. We also use the approach to define and identify spontaneous symmetry breaking far from equilibrium, which is of great relevance for applications to nonequilibrium phase transitions. Our work opens new avenues for the classification and analysis of quantum as well as classical many-body dynamics in a large variety of systems, ranging from ultracold quantum gases to cosmology.

DOI
10.21468/scipostphys.18.2.044

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Symmetries play a pivotal role in our understanding of the properties of quantum many-body systems. While there are theorems and a well-established toolbox for systems in thermal equilibrium, much less is known about the role of symmetries and their connection to dynamics out of equilibrium. This arises due to the direct link between a system’s thermal state and its Hamiltonian, which is generally not the case for nonequilibrium dynamics. Here we present a pathway to identify the effective symmetries and to extract them from data in nonequilibrium quantum many-body systems. Our approach is based on exact relations between correlation functions involving different numbers of spatial points, which can be viewed as nonequilibrium versions of (equal-time) Ward identities encoding the symmetries of the system. We derive symmetry witnesses, which are particularly suitable for the analysis of measured or simulated data at different snapshots in time. To demonstrate the potential of the approach, we apply our method to numerical and experimental data for a spinor Bose gas. We investigate the important question of a dynamical restoration of an explicitly broken symmetry of the Hamiltonian by the initial state. Remarkably, it is found that effective symmetry restoration can occur long before the system equilibrates. We also use the approach to define and identify spontaneous symmetry breaking far from equilibrium, which is of great relevance for applications to nonequilibrium phase transitions. Our work opens new avenues for the classification and analysis of quantum as well as classical many-body dynamics in a large variety of systems, ranging from ultracold quantum gases to cosmology.
In classical settings, the Mpemba effect occurs when a hotter system cools faster than an initially colder one. In quantum systems, this effect can be reinterpreted exploiting the concept of symmetries, with the asymmetry of a subsystem playing the role of temperature. A quantum Mpemba effect arises when a more asymmetric state restores the symmetry faster than a less asymmetric one. Previous work mainly focuses on closed systems characterized by thermal equilibration and Hamiltonian symmetries. In this paper, we analyze the dynamics of asymmetry in an open quantum many-body system featuring symmetry breaking and uncover dynamical behavior that appears to be unique to these settings. In the symmetric phase, we demonstrate the existence of a quantum Mpemba effect, which emerges as a direct consequence of a non-monotonic evolution of the asymmetry. In the broken-symmetry phase, we analyze the imbalance between the system's ability to increase or to decrease its asymmetry. Our results extend the notion of quantum Mpemba effects to open quantum many-body systems exhibiting symmetry-breaking phase transitions and establish them as a platform for observing and controlling anomalous relaxation phenomena.
The characterization of the dynamical structure of quantum many-body systems is an important and very active endeavor both experimentally and theoretically. Several tools, such as quantum-information theoretic observables and spectral measures, provide a powerful lens for characterizing correlations and their dynamics in quantum many-body systems. These quantities can reveal important features of experimentally realizable systems and provide insight into their control and dynamical behaviour. This thesis investigates nonequilibrium settings in which the spreading and redistribution of quantum correlations exhibit unconventional behaviour, with particular emphasis on the role of extended-range correlations. We consider two main classes of systems: lattice models undergoing quantum quenches and central-spin models motivated by experimental applications. For lattice systems, we study the dynamics of entanglement and local symmetry breaking in free fermionic and bosonic models, interacting integrable systems, and quantum circuits. We first investigate symmetry restoration following quenches from ground states of long-range fermionic Hamiltonians. We show that two states undergoing symmetry restoration can exhibit multiple inversions, manifested through multiple crossings of the distance measure, implying either the evasion of the quantum Mpemba effect or a more intricate route to its occurrence. This demonstrates that anomalous relaxation is not restricted to short times and can be understood through the momentum-dependent distribution and velocities of quasiparticle excitations. We then study quenches from initial states possessing extensive, spatially organized entanglement, moving beyond the conventional setting of weakly entangled initial states. For crosscap states, characterized by antipodal correlations and volume-law entanglement entropy, we uncover unconventional entanglement dynamics and formulate an antipodal quasiparticle picture in which initially entangled degrees of freedom originate from macroscopically separated points. We subsequently generalize this construction to entangled multipodal states, whose polygon-like correlation structure produces richer equilibrium and dynamical entanglement patterns. We further investigate charge-deformed crosscap states and show that their local symmetry-breaking dynamics can display the unusual phenomenon of dynamical symmetry breaking under symmetry-preserving evolution. Finally, we extend the crosscap construction to bosonic systems and describe the dynamics of the entanglement entropy, mutual information, and logarithmic negativity within a corresponding quasiparticle framework. The second class of systems considered concerns central-spin models and their application to quantum memories in semiconductor quantum dots. We investigate how disorder in couplings and frequencies modifies collective many-body dynamics and affects the storage and retrieval of quantum information. Using spectral, dynamical, and information-theoretic diagnostics, we characterize the resulting dynamical regimes and relate the loss of collectivity and the spreading of information through the spin bath to the performance of quantum-memory protocols. Overall, the results demonstrate how extended-range correlations, whether encoded in an initial state or generated by the interaction structure, can qualitatively reshape entanglement spreading, symmetry dynamics, and information retention in nonequilibrium quantum many-body systems.
Symmetries play a central role in both equilibrium and nonequilibrium phase transitions, yet their quantitative characterization in dynamical quantum phase transitions (DQPTs) remains an open challenge. In this work, we establish a direct connection between symmetry properties of a many-body model and measures of quantum asymmetry, showing that asymmetry monotones provide a robust and physically transparent indicator of dynamical quantum criticality. Focusing on the quenched Lipkin-Meshkov-Glick model, we demonstrate that asymmetry measures associated with collective spin generators faithfully capture the onset of DQPTs, reflecting the dynamical restoration or breaking of underlying symmetries. Remarkably, the time-averaged asymmetry exhibits clear signatures of the dynamical critical point, in close correspondence with both the dynamical order parameter and the behavior of entropy production. We further uncover a quantitative link between asymmetry generation and thermodynamic irreversibility, showing that peaks in asymmetry coincide with maximal entropy production across the transition. Our results position asymmetry as a unifying concept bridging symmetry, information-theoretic quantifiers, and nonequilibrium thermodynamics in dynamical quantum phase transitions, providing a powerful framework for understanding critical dynamics beyond traditional order parameters.
We present a full symmetry classification of fermion matter in and out of thermal equilibrium. Our approach starts from first principles, the ten different classes of linear and antilinear state transformations in fermionic Fock spaces, and symmetries defined via invariance properties of the dynamical equation for the density matrix. The object of classification is then the generators of reversible dynamics, dissipation and fluctuations, featuring' in the generally irreversible and interacting dynamical equations. A sharp distinction between the symmetries of equilibrium and out-of-equilibrium dynamics, respectively, arises from the different role played by time in these two cases: In unitary quantum mechanics as well as in microreversible thermal equilibrium, antilinear transformations combined with an inversion of time define time-reversal symmetry. However, out of equilibrium an inversion of time becomes meaningless, while antilinear transformations in Fock space remain physically significant, and hence must be considered in autonomy. The practical consequence of this dichotomy is a novel realization of antilinear symmetries (six out of the ten fundamental classes) in nonequilibrium quantum dynamics that is fundamentally different from the established rules of thermal equilibrium. At large times, the dynamical generators thus symmetry classified determine the steady-state nonequilibrium distributions for arbitrary interacting systems. To illustrate this principle, we consider the fixation of a symmetry protected topological phase in a system of interacting lattice fermions. More generally, we consider the practically important class of mean field interacting systems, represented by Gaussian states. This class is naturally described in the language of non-Hermitian matrices, which allows us to compare to previous classification schemes in the literature.
We present a full symmetry classification of fermion matter in and out of thermal equilibrium.Our approach starts from first principles, the ten different classes of linear and antilinear state transformations in fermionic Fock spaces, and symmetries defined via invariance properties of the dynamical equation for the density matrix.The object of classification is then the generators of reversible dynamics, dissipation and fluctuations, featuring' in the generally irreversible and interacting dynamical equations.A sharp distinction between the symmetries of equilibrium and out-of-equilibrium dynamics, respectively, arises from the different role played by "time" in these two cases: In unitary quantum mechanics as well as in "microreversible" thermal equilibrium, antilinear transformations combined with an inversion of time define time-reversal symmetry.However, out of equilibrium an inversion of time becomes meaningless, while antilinear transformations in Fock space remain physically significant, and hence must be considered in autonomy.The practical consequence of this dichotomy is a novel realization of antilinear symmetries (six out of the ten fundamental classes) in nonequilibrium quantum dynamics that is fundamentally different from the established rules of thermal equilibrium.At large times, the dynamical generators thus symmetry classified determine the steady-state nonequilibrium distributions for arbitrary interacting systems.To illustrate this principle, we consider the fixation of a symmetry protected topological phase in a system of interacting lattice fermions.More generally, we consider the practically important class of mean field interacting systems, represented by Gaussian states.This class is naturally described in the language of non-Hermitian matrices, which allows us to compare to previous classification schemes in the literature.
There has been substantial progress in recent years in the quantitative understanding of the nonequilibrium time evolution of quantum fields. Important topical applications, in particular in high energy particle physics and cosmology, involve dynamics of quantum fields far away from the ground state or thermal equilibrium. In these cases, standard approaches based on small deviations from equilibrium, or on a sufficient homogeneity in time underlying kinetic descriptions, are not applicable. A particular challenge is to connect the far-from-equilibrium dynamics at early times with the approach to thermal equilibrium at late times. Understanding the ``link'' between the early- and the late-time behavior of quantum fields is crucial for a wide range of phenomena. For the first time questions such as the explosive particle production at the end of the inflationary universe, including the subsequent process of thermalization, can be addressed in quantum field theory from first principles. The progress in this field is based on efficient functional integral techniques, so-called n-particle irreducible effective actions, for which powerful nonperturbative approximation schemes are available. Here we give an introduction to these techniques and show how they can be applied in practice. Though we focus on particle physics and cosmology applications, we emphasize that these techniques can be equally applied to other nonequilibrium phenomena in complex many body systems.