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arXiv:2407.11508 · The Journal of Chemical Physics

Thermal mean-field theories

Pinhao Gu, So Hirata

Published Dec 4, 2024• 2 citations
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Abstract

Several closely related ab initio thermal mean-field theories for fermions, both well-established and new ones, are compared with one another at the formalism level and numerically. The theories considered are Fermi-Dirac theory; thermal Hartree-Fock (HF) theory; two modifications of the thermal single-determinant approximation of Kaplan and Argyres, Ann. Phys. 92, 1-24 (1975); and the first-order finite-temperature many-body perturbation theory based on a zero-temperature or thermal HF reference. Thermal full-configuration-interaction theory is used as the benchmark.

DOI
10.1063/5.0235259

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Several closely related ab initio thermal mean-field theories for fermions, both well-established and new ones, are compared with one another at the formalism level and numerically. The theories considered are Fermi-Dirac theory; thermal Hartree-Fock (HF) theory; two modifications of the thermal single-determinant approximation of Kaplan and Argyres, Ann. Phys. 92, 1-24 (1975); and the first-order finite-temperature many-body perturbation theory based on a zero-temperature or thermal HF reference. Thermal full-configuration-interaction theory is used as the benchmark.
The widely used thermal Hartree-Fock (HF) theory is generalized to include the effect of electron correlation while maintaining its quasi-independent-particle framework. An electron-correlated internal energy (or grand potential) is postulated in consultation with the second-order finite-temperature many-body perturbation theory (MBPT), which then dictates the corresponding thermal orbital (quasiparticle) energies in such a way that all fundamental thermodynamic relations are obeyed. The associated density matrix is of a one-electron type, whose diagonal elements take the form of the Fermi-Dirac distribution functions, when the grand potential is minimized. The formulas for the entropy and chemical potential are unchanged from those of Fermi-Dirac or thermal HF theory. The theory thus stipulates a finite-temperature extension of the second-order Dyson self-energy of one-particle many-body Green's function theory and can be viewed as a second-order, diagonal, frequency-independent, thermal inverse Dyson equation. At low temperatures, the theory approaches finite-temperature MBPT of the same order, but it may outperform the latter at intermediate temperatures by including additional electron-correlation effects through orbital energies. A physical meaning of these thermal orbital energies is proposed (encompassing that of thermal HF orbital energies, which has been elusive) as a finite-temperature version of Janak's theorem.
The hierarchy equations for the quantum thermal density matrices of an assembly of interacting particles in an external potential are derived in a compact form. This approach can complement and finally replace the phenomenological treatment of the thermodynamic properties of quantum gasses, liquids, and solids. We also derive a temperature Hartree-Fock approximation for fermions based on the symmetry properties of the exact hierarchy and finally we discuss the present approximation in relation to that of Kaplan and Argyres [T. A. Kaplan and P. N. Argyres, Ann. Phys. (N.Y.) 92, 1 (1975)].
Wave function methods have offered a robust, systematically improvable means to study the ground-state properties in quantum many-body systems. Theories like coupled cluster and their derivatives provide highly accurate approximations to the energy landscape at a reasonable computational cost. Analogs of such methods to study thermal properties, though highly desirable, have been lacking because evaluating thermal properties involve a trace over the entire Hilbert space. Approximating every state in the Hilbert space is an impossible task. Besides, excited-state theories are not as well studied as ground-state ones. In this thesis, we overcome these difficulties by employing thermofield dynamics, a theory that allows the purification of the ensemble density matrix and constructs a pure wave function that encodes the equilibrium thermal behavior of the system. Ensemble averages become expectation values over this so-called thermal state. Around this thermal state, we develop a framework to extend ground-state wave function theories to non-zero temperatures. We discuss explicit formulations of mean-field, configuration interaction, and coupled cluster theories for thermal properties of fermions in the grand canonical ensemble. For fermions in the canonical ensemble, we present mean-field, configuration interaction, and perturbation theories. We also discuss thermal mean-field, configuration interaction, and coupled cluster formalisms for \SU systems. To assess the quality of these approximations, we study both model and small atomic and molecular as benchmark electronic problems while comparing against exact results. For spins, we use the Lipkin-Meshkov-Glick and the one-dimensional transverse field Ising models as our reference systems. Indeed, the thermal methods perform reasonably well while merely adding a prefactor to the computational cost. They also inherit all the properties, good or bad, from their ground-state counterparts, signifying the robustness of our formalism.
Benchmark data are presented for the zeroth- through third-order many-body perturbation corrections to the electronic Helmholtz energy, internal energy, and entropy in the canonical ensemble in a wide range of temperature. They are determined as numerical λ-derivatives of the respective quantities computed by thermal full configuration interaction with a perturbation-scaled Hamiltonian, H[over ̂]=H[over ̂]_{0}+λV[over ̂]. Sum-over-states analytical formulas for up to the third-order corrections to these properties are also derived as analytical λ-derivatives. These formulas, which are verified by exact numerical agreement with the benchmark data, are given in terms of the Hirschfelder-Certain degenerate perturbation energies and should be valid for both degenerate and nondegenerate reference states at any temperature down to zero. The results in the canonical ensemble are compared with the same in the grand canonical ensemble.
Identical Particles Second Quantization Independent-Particle Model for Fermions in Finite Systems Two-Particle States and Interactions Noninteracting Bosons and Fermions Propagators in One-Particle Quantum Mechanics Single-Particle Propagator in Many-Particle Systems Perturbation Expansion of the Single-Particle Propagator Dyson Equation and Self-consistent Green's Functions Mean-Field or Hartree-Fock Approximation Beyond the Mean-Field Approximation Interacting Boson Systems Excited States in Finite Systems Excited States in Infinite Systems Excited States in N 2 Systems and In-Medium Scattering Dynamical Treatment of the Self-energy in Infinite Systems Dynamical Treatment of the Self-energy in Finite Systems Bogoliubov Perturbation Expansion for the Bose Gas Boson Perturbation Theory Applied to Physical Systems In-Medium Interaction and Scattering of Dressed Particles Conserving Approximations and Excited States Pairing Phenomena Propagator Framework for Phenomenological Description of Many-Body Systems Finite Temperature Formalism and Applications.