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arXiv:2407.10166 · Physical review. B./Physical review. B

General theory for infernal points in non-Hermitian systems

Shu-Xuan Wang, Zhongbo Yan

Published Nov 13, 2024• 7 citations
arXivHTMLPDF

Abstract

The coalescence of eigenstates is a unique phenomenon in non-Hermitian systems. Remarkably, it has been noticed in some non-Hermitian systems under open boundary conditions that the whole set of eigenstates can coalesce to only a few eigenstates. In the parameter space, the point at which such a coalescence of macroscopic eigenstates occurs is dubbed as an infernal point. In this Letter, based on the non-Bloch band theory and amoeba formulation, we establish the criteria for the presence of infernal points in one-dimensional and higher-dimensional open boundary non-Hermitian systems. In addition, we find an explanation for the extreme localization of the wave functions and unveil the mechanism for the coalescence of enormous eigenstates at the infernal points. Our work provides a general theory for infernal points in open boundary non-Hermitian systems in arbitrary dimensions, and hence paves the way to study the intriguing infernal points systematically.

DOI
10.1103/physrevb.110.l201104

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The coalescence of eigenstates is a unique phenomenon in non-Hermitian systems. Remarkably, it has been noticed in some non-Hermitian systems under open boundary conditions that the whole set of eigenstates can coalesce to only a few eigenstates. In the parameter space, the point at which such a coalescence of macroscopic eigenstates occurs is dubbed as an infernal point. In this Letter, based on the non-Bloch band theory and amoeba formulation, we establish the criteria for the presence of infernal points in one-dimensional and higher-dimensional open boundary non-Hermitian systems. In addition, we find an explanation for the extreme localization of the wave functions and unveil the mechanism for the coalescence of enormous eigenstates at the infernal points. Our work provides a general theory for infernal points in open boundary non-Hermitian systems in arbitrary dimensions, and hence paves the way to study the intriguing infernal points systematically.
We develop a systematically general theory of one-dimensional (1D) non-Hermitian systems, elaborating on the energy bands, the band degeneracy, and the defectiveness of eigenstates under open boundary conditions. We analyze the band degeneracy and defectiveness of two typical 1D non-Hermitian models. We obtain the unusual presence and absence of the exceptional points in the generalized non-Hermitian Su-Schrieffer-Heeger model under open boundary conditions. Beyond the general theory, we discover that infernal points exist in 1D non-Hermitian systems, where the energy spectra under open boundary conditions converge on some discrete energy values. We analyze two relevant 1D non-Hermitian models with the existence of infernal points. Moreover, we generalize the infernal points to the infernal knots in four-dimensional systems. The general theory and the infernal points of non-Hermitian systems developed in this paper are also valid in Hermitian systems.
An exceptional point (EP) is exclusive for non-Hermitian systems and distinct from that at a degeneracy point (DP), supporting intriguing dynamics which can be utilized to probe quantum phase transitions and prepare eigenstates in a Hermitian many-body system. In this paper, we investigate the transition from a DP for a Hermitian system to an EP driven by non-Hermitian terms. We present a theorem on the existence of a transition between a DP and EP for a general system. Specifically, one of twofold degenerate eigenstates of a Hermitian system becomes a coalescing state when a selected non-Hermitian term is added. The obtained EP is robust to the strength of non-Hermitian terms. We illustrate the theorem by an exactly solvable quasi-one-dimensional model, which allows for the existence of a transition between fully degenerate and exceptional spectra driven by non-Hermitian tunnelings in real and kkk spaces, respectively. We also study the EP dynamics for generating coalescing edge modes in Su-Schrieffer-Heeger-like models. This finding reveals the ubiquitous connection between DPs and EPs.
Although the non-Bloch band theory is a milestone in elaborating bulk energy bands of non-Hermitian systems under the open-boundary condition (OBC), vital issues related to multivalued functions of non-Hermitian energy bands remain unsolved. In this paper, we anatomize the bulk properties of one-dimensional multiband non-Hermitian systems under OBC. We put forward the energy-band branches (EBBs) to settle the multivalued functions of non-Hermitian energy bands, which become gapped or gapless corresponding to disconnected or connected EBBs in the complex energy plane, where the branch points and branch cuts play a crucial role. We clarify the precise significance of the non-Hermitian skin effect, which illustrates the asymptotic behavior of EBB eigenstates (bulk eigenstates) in the deep bulk and compensates previous non-Bloch band theory. We also obtain a general expression of open-boundary Green's functions based on such EBBs and generalized Brillouin zones, useful for studies on non-Hermitian dynamical evolution.
In recent years, two independent research fields, i.e. non-Hermitian andstrongly correlated systems have been merged, forming an important researchfield in physics. The progress of relevant theories and experiments hasreshaped our understanding of matter. In this field, the research object isnot limited to the influence of non-Hermiticity on the energy spectrum andthe eigenstate properties of many-body systems. Researchers have paid more attentionto the manipulation of quantum states. It is universally received that the exceptional point is the most significant featurethat distinguishes non-Hermitian quantum mechanics from Hermitian quantum mechanics. In addition to the recent advances in non-Hermitian topological band theory and quantum sensing around the exceptional points, this paper concentrates on the non-Hermitian critical dynamical phenomenon and its application to the quantum many-body system. When the system has an exceptional point, an arbitrary initial state belonging to the coalescent subspace will be projected on the coalescent state. Based on the directionality of the evolved quantum state, this paper reviews our several representative researches in recent years, including local-field-induced dynamical magnetization, quantum phase transition in transverse field, Ising model at non-zero temperature, quantum mold casting in the center-environment system, as well as superconducting state preparation in the non-Hermitian strongly correlated system. We also focus on the new preparation methods and detection schemes of non-equilibrium quantum states related to exception points.
This paper explores the novel concept of topological eigenvalues within the realm of non-Hermitian quantum mechanics, focusing on their role in unveiling spectral singularities. Unlike conventional Hermitian systems, non-Hermitian Hamiltonians, which describe open systems with gain and loss, exhibit complex eigenvalues and unique spectral features such as exceptional points (EPs) where eigenvalues and their corresponding eigenvectors coalesce. We introduce the idea that certain eigenvalues in non-Hermitian systems possess an inherent topological character, dictated by the geometry of the parameter space and the winding properties of the characteristic polynomial. These topological eigenvalues are shown to be intimately linked to spectral singularities, which are non-Hermitian generalizations of bound states in the continuum or points of perfect reflection/transmission, characterized by infinite scattering amplitudes. We develop a theoretical framework to identify and characterize these topological eigenvalues, demonstrating how they emerge from the interplay of non-Hermiticity and underlying symmetries. Our findings reveal that the robust nature of these topological eigenvalues provides a new lens through which to understand the exotic phenomena observed in non-Hermitian systems, including the non-Hermitian skin effect and the breakdown of traditional bulk-boundary correspondence. This work opens new avenues for designing robust non-Hermitian devices and understanding fundamental aspects of open quantum systems.
Topological Euler insulators emerge in multiband systems with real Bloch Hamiltonians and wavefunctions. Their fragile topologies are characterized by the Euler class of degenerate bands and protected by the PTPTPT or C2TC_2TC2​T symmetry in two dimensions, which go beyond the tenfold KKK-theory classification of topological matter. In this work, we extend the conception of topological Euler insulators to non-Hermitian systems and propose a theoretical framework to unlock their nontrivial Euler topology. Focusing on two-dimensional, three-band non-Hermitian lattice models with symmetric Hamiltonians, we formulate a comprehensive description of their topological Euler bands, entanglement spectrum and bulk-boundary correspondence. Three typical models of non-Hermitian Euler insulators are constructed and investigated explicitly to illustrate our theory. Unique topological phase transitions and anomalous edge-band overlaps with non-Hermitian origins are further identified. Our study establishes the presence of topological Euler bands in non-Hermitian systems and unveils their intriguing physical characteristics, thereby broadening the existing territory of topological matter in non-Hermitian open systems.