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arXiv:2407.07692

Spectral Statistics, Hydrodynamics and Quantum Chaos

Michael Winer

Published Jul 10, 2024• 0 citations
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Abstract

One of the central problems in many-body physics, both classical and quantum, is the relations between different notions of chaos. Ergodicity, mixing, operator growth, the eigenstate thermalization hypothesis, and spectral chaos are defined in terms of completely different objects in different contexts, don't necessarily co-occur, but still seem to be manifestations of closely related phenomena. In this dissertation, we study the relation between two notions of chaos: thermalization and spectral chaos. We define a quantity called the Total Return Probability (TRP) which measures how a system forgets its initial state after time $T$, and show that it is closely connected to the Spectral Form Factor (SFF), a measure of chaos deriving from the energy level spectrum of a quantum system. The main thrust of this work concerns hydrodynamic systems -- systems where locality prevents charge or energy from spreading quickly, this putting a throttle on thermalization. We show that the detailed spacings of energy levels closely capture the dynamics of these locally conserved charges. We also study spin glasses, a phase of matter where the obstacle to thermalization comes not from locality but from the presence of too many neighbors. Changing one region requires changing nearby regions which requires changing nearby-to-nearby regions, until only catastrophic realignments of the whole system can fully explore phase space. In spin glasses we find our clearest analytic link between thermalization and spectral statistics. We analytically calculate the spectral form factor in the limit of large system size and show it is equal to the TRP. Finally, in the conclusion, we discuss some ideas for the future of both the SFF and the TRP.

DOI
10.48550/arxiv.2407.07692

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One of the central problems in many-body physics, both classical and quantum, is the relations between different notions of chaos. Ergodicity, mixing, operator growth, the eigenstate thermalization hypothesis, and spectral chaos are defined in terms of completely different objects in different contexts, don't necessarily co-occur, but still seem to be manifestations of closely related phenomena. In this dissertation, we study the relation between two notions of chaos: thermalization and spectral chaos. We define a quantity called the Total Return Probability (TRP) which measures how a system forgets its initial state after time TTT, and show that it is closely connected to the Spectral Form Factor (SFF), a measure of chaos deriving from the energy level spectrum of a quantum system. The main thrust of this work concerns hydrodynamic systems -- systems where locality prevents charge or energy from spreading quickly, this putting a throttle on thermalization. We show that the detailed spacings of energy levels closely capture the dynamics of these locally conserved charges. We also study spin glasses, a phase of matter where the obstacle to thermalization comes not from locality but from the presence of too many neighbors. Changing one region requires changing nearby regions which requires changing nearby-to-nearby regions, until only catastrophic realignments of the whole system can fully explore phase space. In spin glasses we find our clearest analytic link between thermalization and spectral statistics. We analytically calculate the spectral form factor in the limit of large system size and show it is equal to the TRP. Finally, in the conclusion, we discuss some ideas for the future of both the SFF and the TRP.
In classical systems, chaos is clearly defined via the behavior of trajectories. In quantum systems with a classical analogue one finds that the transition from regular to chaotic dynamics is signified by a change in the spectral statistics. This has been found to remain true for quantum systems with no classical analogue, including many-body systems. Furthermore, quantum chaotic systems explore all the allowed configurations in the Hilbert space, i.e. they are ergodic, while integrable systems, and systems in the many-body localized phase, are restricted to a certain subspace of the available phase space, and hence strongly break ergodicity. In this dissertation, we study the intermediate behavior between ergodicity and localization, i.e. the weak breaking of ergodicity. The model examined is the PXP spin chain model, where spins are allowed to flip only under certain kinetic constraints. We start by reproducing some already established results. First, we explore the eigenstate thermalization hypothesis (ETH) for this model and demonstrate the existence of a small number of states, throughout the PXP spectrum, that violate the ETH. Then we study the level-spacing statistics of the model, a well-known quantum chaos diagnostic, which turns out to be close to semi-Poisson and approach Wigner--Dyson statistics for large system sizes. Moreover, we examine various aspects of the model that have not been studied before. For example, the eigenvector component statistics, another quantum chaos diagnostic, for the PXP model turn out to be non-Gaussian. Finally, we perform a quench, in order to study how the energy spreads throughout the system, and observe ballistic fronts.
One manifestation of quantum chaos is a random-matrix-like fine-grained energy spectrum.Prior to the inverse level spacing time, random matrix theory predicts a "ramp" of increasing variance in the connected part of the spectral form factor.However, in realistic quantum chaotic systems, the finite-time dynamics of the spectral form factor is much richer, with the pure random matrix ramp appearing only at sufficiently late time.In this article, we present a hydrodynamic theory of the connected spectral form factor prior to the inverse level spacing time.We first derive a general formula for the spectral form factor of a system with almost-conserved sectors in terms of return probabilities and spectral form factors within each sector.Next we argue that the theory of fluctuating hydrodynamics can be adapted from the usual Schwinger-Keldysh contour to the periodic time setting needed for the spectral form factor, and we show explicitly that the general formula is recovered in the case of energy diffusion.We also initiate a study of interaction effects in this modified hydrodynamic framework and show how the Thouless time defined as the time required for the spectral form factor to approach the pure random matrix result is controlled by the slow hydrodynamics modes.We then extend the formalism to Floquet systems, where a ramp is expected but with a different coefficient, and we derive a crossover formula from the Hamiltonian ramp to the Floquet ramp when the Floquet drive is weak.Taken together, these results establish an effective field theory of chaotic spectral correlations which predicts the random matrix ramp at late time and computes corrections to it at earlier times.
A key goal of quantum chaos is to establish a relationship between widely observed universal spectral fluctuations of clean quantum systems and random matrix theory (RMT). Most prominent features of such RMT behavior with respect to a random spectrum, both encompassed in the spectral pair correlation function, are statistical suppression of small level spacings (correlation hole) and enhanced stiffness of the spectrum at large spectral ranges. For single-particle systems with fully chaotic classical counterparts, the problem has been partly solved by Berry [Proc. R. Soc. A 400, 229 (1985)] within the so-called diagonal approximation of semiclassical periodic-orbit sums, while the derivation of the full RMT spectral form factor K(t) (Fourier transform of the spectral pair correlation function) from semiclassics has been completed by Müller et al. [Phys. Rev. Lett. 93, 014103 (2004)]. In recent years, the questions of long-time dynamics at high energies, for which the full many-body energy spectrum becomes relevant, are coming to the forefront even for simple many-body quantum systems, such as locally interacting spin chains. Such systems display two universal types of behaviour which are termed the "many-body localized phase" and "ergodic phase." In the ergodic phase, the spectral fluctuations are excellently described by RMT, even for very simple interactions and in the absence of any external source of disorder. Here we provide a clear theoretical explanation for these observations. We compute K(t) in the leading two orders in t and show its agreement with RMT for nonintegrable, time-reversal invariant many-body systems without classical counterparts, a generic example of which are Ising spin-1/2 models in a periodically kicking transverse field. In particular, we relate K(t) to partition functions of a class of twisted classical Ising models on a ring of size t; hence, the leading-order RMT behavior K(t)≃2t is a consequence of translation and reflection symmetry of the Ising partition function.Received 5 February 2018Revised 12 April 2018DOI:https://doi.org/10.1103/PhysRevX.8.021062Published by the American Physical Society under the terms of the Creative Commons Attribution 4.0 International license. Further distribution of this work must maintain attribution to the author(s) and the published article's title, journal citation, and DOI.Published by the American Physical SocietyPhysics Subject Headings (PhySH)Research AreasQuantum chaosQuantum statistical mechanicsStatistical PhysicsNonlinear DynamicsCondensed Matter, Materials & Applied Physics
A key goal of quantum chaos is to establish a relationship between widely observed universal spectral fluctuations of clean quantum systems and random matrix theory (RMT).Most prominent features of such RMT behavior with respect to a random spectrum, both encompassed in spectral pair correlation function, are statistical suppression of small level spacings (correlation hole) and enhanced stiffness of the spectrum at large spectral ranges.For single particle systems with fully chaotic classical counterparts, the problem has been partly solved by Berry [Proc.R. Soc.London, A400, 229 (1985)] within the so-called diagonal approximation of semiclassical periodic-orbit sums, while the derivation of the full RMT spectral form factor K(t) (Fourier transform of spectral pair correlation function), from semiclassics has been completed by Müller et al. [Phys.Rev. Lett.93, 014103 (2004)].In recent years, the questions of long-time dynamics at high energies, for which the full many-body energy spectrum becomes relevant, are coming at the forefront even for simple many-body quantum systems, such as locally interacting spin chains.Such systems display two universal types of behaviour which are termed as the 'many-body localized phase' and 'ergodic phase'.In the ergodic phase, the spectral fluctuations are excellently described by RMT, even for very simple interactions and in the absence of any external source of disorder.Here we provide a clear theoretical explanation for these observations.We compute K(t) in the leading two orders in t and show its agreement with RMT for non-integrable, time-reversal invariant many-body systems without classical counterparts, a generic example of which are Ising spin 1/2 models in a periodically kicking transverse field.In particular, we relate K(t) to partition functions of a class of twisted classical Ising models on a ring of size t, hence the leading order RMT behavior K(t)2t is a consequence of translation and reflection symmetry of the Ising partition function.
Many-body quantum chaos at ℏ∼1\hbar\sim 1ℏ∼1: Analytic connection to random matrix theory
A key goal of quantum chaos is to establish a relationship between widely observed universal spectral fluctuations of clean quantum systems and random matrix theory (RMT). For single particle systems with fully chaotic classical counterparts, the problem has been partly solved by Berry (1985) within the so-called diagonal approximation of semiclassical periodic-orbit sums. Derivation of the full RMT spectral form factor K(t)K(t)K(t) from semiclassics has been completed only much later in a tour de force by Mueller et al (2004). In recent years, the questions of long-time dynamics at high energies, for which the full many-body energy spectrum becomes relevant, are coming at the forefront even for simple many-body quantum systems, such as locally interacting spin chains. Such systems display two universal types of behaviour which are termed as `many-body localized phase' and `ergodic phase'. In the ergodic phase, the spectral fluctuations are excellently described by RMT, even for very simple interactions and in the absence of any external source of disorder. Here we provide the first theoretical explanation for these observations. We compute K(t)K(t)K(t) explicitly in the leading two orders in ttt and show its agreement with RMT for non-integrable, time-reversal invariant many-body systems without classical counterparts, a generic example of which are Ising spin 1/2 models in a periodically kicking transverse field.
Phenomena in quantum chaotic systems such as spectral fluctuations are known to be described remarkably well by the random matrix theory (RMT) in small energy intervals and over large time scales. However, in exchange for analytical tractability, RMT has been constructed to leave out an important element of realistic physical systems { the notion of locality. Since quantum information propagates at a finite speed in a spatially-extended quantum chaotic system, there exists time scales before which RMT is effective. How do we describe the non-equilibrium quantum dynamics at intermediate timescales which are much longer than the local relaxation time but too short for RMT to apply? What are the signatures of many-body quantum chaotic systems beyond the description of RMT? In this thesis, we address these questions by analysing minimal models that incorporate a notion of locality and at the same time retain some analytical tractability of RMT. More specifically, we study Floquet quantum circuits that are random in space but periodic in time. These circuits consist of local and random quantum gates that act on a q-state `spin' at each site. After a brief review of classical chaos, quantum chaos, and quantum circuits in Chapter 1, we present three main results. In Chapter 2, we formulate a diagrammatical approach for computing ensemble averages of observables over random unitary circuits, and derive exact results on spectral statistics and dynamical observables for a Floquet circuit in the large-q limit. In Chapter 3, we further investigate the spectral statistics in spatiallyextended many-body quantum chaotic systems by computing the spectral form factor K(t) analytically and numerically. We show that K(t) follows the RMT description at times longer than the Thouless time tTh and identify the scaling of tTh at the large-q limit of a Floquet circuit. In Chapter 4, we discuss eigenstate correlations for spatially-extended many-body quantum chaotic systems, in terms of the statistical properties of matrix elements of local observables. While the eigenstate thermalization hypothesis (ETH) is known to give an excellent description of these quantities, the phenomenon of scrambling and the butterfly effect imply structure beyond ETH. We determine analytically and verify numerically the universal form of this structure at long distances and small eigenvalue separations for Floquet systems.