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arXiv:2406.19381 · Physical review. B./Physical review. B

Spontaneous symmetry breaking in open quantum systems: Strong, weak, and strong-to-weak

Ding Gu, Zijian Wang, Zhong Wang

Published Oct 31, 2025• 15 citations
arXivHTMLPDF

Abstract

The authors systematically unravel here the physical consequences of spontaneous symmetry breaking in open quantum systems. They elucidate three scenarios: weak symmetry breaking, which leads to time-crystalline order; strong-to-weak symmetry breaking, which universally generates a gapless Goldstone mode for charge diffusion; and the complete breaking of strong symmetry, characterized by two Goldstone modes that govern order-parameter fluctuations and conserved-charge diffusion, respectively. This work establishes a theoretical framework for characterizing symmetry breaking in open quantum matter.

DOI
10.1103/3g6d-gn7b

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The authors systematically unravel here the physical consequences of spontaneous symmetry breaking in open quantum systems. They elucidate three scenarios: weak symmetry breaking, which leads to time-crystalline order; strong-to-weak symmetry breaking, which universally generates a gapless Goldstone mode for charge diffusion; and the complete breaking of strong symmetry, characterized by two Goldstone modes that govern order-parameter fluctuations and conserved-charge diffusion, respectively. This work establishes a theoretical framework for characterizing symmetry breaking in open quantum matter.
Strong-to-weak spontaneous symmetry breaking (SW-SSB) has recently emerged as a useful framework for studying phases of matter in open systems, quantum or classical. Beginning with the simple idea of extending symmetry breaking to general mixed states, and the familiar equivalence between canonical and grand-canonical ensembles in statistical mechanics, the concept has grown into a unifying perspective connecting many different ideas in physics, including topological orders, emergent hydrodynamics, and information-theoretic characterization of phases of matter. This review provides a bird's-eye view of some of these recent developments.
Abstract We discuss spontaneous symmetry breaking of open classical and quantum systems. When a continuous symmetry is spontaneously broken in an open system, a gapless excitation mode appears corresponding to the Nambu–Goldstone mode. Unlike isolated systems, the gapless mode is not always a propagation mode, but it is a diffusion one. Using the Ward–Takahashi identity and the effective action formalism, we establish the Nambu–Goldstone theorem in open systems, and derive the low-energy coefficients that determine the dispersion relation of Nambu–Goldstone modes. Using these coefficients, we classify the Nambu–Goldstone modes into four types: type-A propagation, type-A diffusion, type-B propagation, and type-B diffusion modes.
We explore the onset of spontaneous strong-to-weak symmetry breaking (SW-SSB) under U(1)-symmetric (i.e., charge-conserving) open-system dynamics. We define this phenomenon for quantum states and classical probability distributions, and explore it in three complementary models, one of which exhibits nontrivial quantum coherence at short times. Our main conclusions are as follows. In one dimension, the strong symmetry is not spontaneously broken at any finite time; however, correlators probing strong-to-weak symmetry breaking develop order on length scales that grow linearly in time, parametrically faster than charge diffusion. We provide numerical evidence for this scaling in multiple distinct probes of SW-SSB, and derive it from a field-theory analysis. Moreover, we relate this scaling to the problem of inferring the charge inside a subregion by measuring its surroundings, and construct explicit decoding protocols that illustrate its origin. In two dimensions, field theory and numerical simulations support a finite-time Berezinskii-Kosterlitz-Thouless-like SW-SSB transition. Within continuum hydrodynamics, by contrast, SW-SSB happens at infinitesimal time in two or more dimensions. The SW-SSB transition time can thus be interpreted as marking the emergence of a continuum hydrodynamic description, or (more precisely) the timescale beyond which non-hydrodynamic information such as discrete particle worldlines can no longer be inferred. We support this picture by analyzing a model in which we exploit SW-SSB to derive a classical stochastic hydrodynamic description from the underlying quantum dynamics.
Quantifying how much a quantum state breaks a symmetry is essential for characterizing phases, nonequilibrium dynamics, and open-system behavior. For mixed states, however, conventional diagnostics of weak symmetry breaking can miss a stronger form of symmetry breaking associated with the possibility of exchanging conserved charges with an environment. We develop a resource theory of strong symmetry breaking by identifying the appropriate free states and free operations, and, for channels on a fixed system, by showing that the latter are precisely the operations realizable without exchanging the conserved charge with the environment. We systematically construct measures of strong symmetry breaking, including strong entanglement asymmetry and covariance matrices of symmetry generators, for a broad class of symmetry groups. We further completely characterize i.i.d. convertibility between arbitrary states under any compact Lie group strong symmetry. This identifies the combinations of resource-theoretically valid measures that quantify strong symmetry breaking for arbitrary states, including all mixed states. In particular, for U(1)U(1)U(1) symmetry, if the states have positive variances of the conserved quantity and equal strong-symmetry periods, the conversion rate is completely determined by the variance ratio whenever the input is pure or the output is weak symmetric. Thus, for these state conversions, the variance of the conserved quantity plays an operational role analogous to that of entanglement entropy in entanglement theory or quantum Fisher information in the resource theory of weak asymmetry. We further show how weak symmetry breaking is irreversibly converted into strong symmetry breaking in open-system dynamics. We illustrate the framework with examples from quantum field theory, strong-to-weak spontaneous symmetry breaking, and a strong-symmetry analogue of Mpemba-type dynamics.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
Symmetry in mixed quantum states can manifest in two distinct forms: , where each individual pure state in the quantum ensemble is symmetric with the same charge, and , which applies only to the entire ensemble. This paper explores a novel type of spontaneous symmetry breaking (SSB) where a strong symmetry is broken to a weak one. While the SSB of a weak symmetry is measured by the long-ranged two-point correlation function, the strong-to-weak SSB (SWSSB) is measured by the . We prove that SWSSB is a universal property of mixed-state quantum phases, in the sense that the phenomenon of SWSSB is robust against symmetric low-depth local quantum channels. We also show that the symmetry breaking is “spontaneous” in the sense that the effect of a local symmetry-breaking measurement cannot be recovered locally. We argue that a thermal state at a nonzero temperature in the canonical ensemble (with fixed symmetry charge) should have spontaneously broken strong symmetry. Additionally, we study nonthermal scenarios where decoherence induces SWSSB, leading to phase transitions described by classical statistical models with bond randomness. In particular, the SWSSB transition of a decohered Ising model can be viewed as the “ungauged” version of the celebrated toric-code decodability transition. We confirm that, in the decohered Ising model, the SWSSB transition defined by the fidelity correlator is the only physical transition in terms of channel recoverability. We also comment on other (inequivalent) definitions of SWSSB, through correlation functions with higher Rényi indices.