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arXiv:2406.15757 · PRX Quantum

Perturbative Stability and Error-Correction Thresholds of Quantum Codes

Yaodong Li, Nicholas O’Dea, Vedika Khemani

Published Feb 10, 2025• 11 citations
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Abstract

Topologically ordered phases are stable to local perturbations, and topological quantum error-correcting codes enjoy thresholds to local errors. We connect the two notions of stability by constructing classical statistical mechanics models for decoding general Calderbank-Shor-Steane codes and classical linear codes. Our construction encodes correction success probabilities under uncorrelated bit-flip and phase-flip errors, and simultaneously describes a generalized Z 2 lattice-gauge theory with quenched disorder. We observe that the clean limit of the latter is precisely the imaginary-time path integral of the corresponding quantum code Hamiltonian when the errors are turned into a perturbative X or Z magnetic field. Motivated by error-correction considerations, we define general order parameters for all such generalized Z 2 lattice-gauge theories, and show that they are generally lower bounded by success probabilities of error correction. For CSS codes satisfying the low-density parity-check condition and with a sufficiently large code distance, we prove the existence of a low-temperature ordered phase of the corresponding lattice-gauge theories, particularly for those lacking Euclidean spatial locality and/or when there is a nonzero code rate. We further argue that these results provide evidence for stable phases in the corresponding perturbed quantum Hamiltonians, obtained in the limit of continuous imaginary time. To do so, we distinguish space- and timelike defects in the lattice-gauge theory. A high free-energy cost of spacelike defects corresponds to a successful “memory experiment” and suppresses the energy splitting among the ground states, while a high free-energy cost of timelike defects corresponds to a successful “stability experiment” and points to a nonzero gap to local excitations.

DOI
10.1103/prxquantum.6.010327

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Topologically ordered phases are stable to local perturbations, and topological quantum error-correcting codes enjoy thresholds to local errors. We connect the two notions of stability by constructing classical statistical mechanics models for decoding general Calderbank-Shor-Steane codes and classical linear codes. Our construction encodes correction success probabilities under uncorrelated bit-flip and phase-flip errors, and simultaneously describes a generalized Z 2 lattice-gauge theory with quenched disorder. We observe that the clean limit of the latter is precisely the imaginary-time path integral of the corresponding quantum code Hamiltonian when the errors are turned into a perturbative X or Z magnetic field. Motivated by error-correction considerations, we define general order parameters for all such generalized Z 2 lattice-gauge theories, and show that they are generally lower bounded by success probabilities of error correction. For CSS codes satisfying the low-density parity-check condition and with a sufficiently large code distance, we prove the existence of a low-temperature ordered phase of the corresponding lattice-gauge theories, particularly for those lacking Euclidean spatial locality and/or when there is a nonzero code rate. We further argue that these results provide evidence for stable phases in the corresponding perturbed quantum Hamiltonians, obtained in the limit of continuous imaginary time. To do so, we distinguish space- and timelike defects in the lattice-gauge theory. A high free-energy cost of spacelike defects corresponds to a successful “memory experiment” and suppresses the energy splitting among the ground states, while a high free-energy cost of timelike defects corresponds to a successful “stability experiment” and points to a nonzero gap to local excitations.
We generalize the proof of stability of topological order, due to Bravyi, Hastings, and Michalakis, to stabilizer Hamiltonians corresponding to low-density parity-check (LDPC) codes without the restriction of geometric locality in Euclidean space. We consider Hamiltonians H 0 defined by ⟦ N , K , d ⟧ LDPC codes, which obey certain topological quantum order conditions: (i) code distance d ≥ c log  ( N ) , implying local indistinguishability of ground states, and (ii) a mild condition on local and global compatibility of ground states—these include good quantum LDPC codes and the toric code on a hyperbolic lattice, among others. We consider stability under weak perturbations that are quasilocal on the interaction graph defined by H 0 and that can be represented as sums of bounded-norm terms. As long as the local perturbation strength is smaller than a finite constant, we show that the perturbed Hamiltonian has well-defined spectral bands originating from the O ( 1 ) smallest eigenvalues of H 0 . The band originating from the smallest eigenvalue has 2 K states, is separated from the rest of the spectrum by a finite energy gap, and has exponentially narrow bandwidth δ = C N e − Θ ( d ) , which is tighter than the best-known bounds even in the Euclidean case. We also obtain that the new ground-state subspace is related to the initial-code subspace by a quasilocal unitary, allowing one to relate their physical properties. Our proof uses an iterative procedure that performs successive rotations to eliminate non-frustration-free terms in the Hamiltonian. Our results extend to quantum Hamiltonians built from classical LDPC codes, which give rise to stable symmetry-breaking phases. These results show that LDPC codes very generally define stable gapped quantum phases, even in the non-Euclidean setting, initiating a systematic study of such phases of matter.
Error correction thresholds are often treated as the primary figure of merit for comparing quantum error-correcting code families. We show that the optimal error correction threshold for many commonly considered codes is constrained to a single universal value at leading order in a replica limit. Through a statistical mechanical mapping, we demonstrate that duality constrains all zero-rate em-symmetric CSS codes to have the same optimal code capacity threshold. Here, em symmetry means that the X- and Z-type parity-check matrices are equivalent up to row and column permutations. Under this statistical mechanical mapping, em-symmetric CSS codes are self-dual under a generalized Kramers-Wannier duality up to a mixing of logical sectors. For zero-rate code families, this mixing contributes only subextensive corrections, so the thermodynamic bulk free energy is self-dual in the trivial logical sector. This self-duality fixes the clean critical point and constrains the disordered phase boundary. We also show that self-duality is preserved under code concatenation, and that optimal decoding of concatenated codes can be reformulated as a renormalization group flow on a hierarchical lattice. Our results provide a common framework for analyzing topological, concatenated, and more general quantum low-density parity-check code families, including both their optimal code capacity thresholds and their sub-threshold logical error suppression.
The current theoretical framework for topological phases of matter is based on the thermodynamic limit of a system with geometrically local interactions. A natural question is to what extent the notion of a phase of matter remains well-defined if we relax the constraint of geometric locality, and replace it with a weaker graph-theoretic notion of kkk-locality. As a step towards answering this question, we analyze the stability of the energy gap to perturbations for Hamiltonians corresponding to general quantum low-density parity-check codes, extending work of Bravyi and Hastings [Commun. Math. Phys. 307, 609 (2011)]. A corollary of our main result is that if there exist constants ε1,ε2>0\varepsilon_1,\varepsilon_2>0ε1​,ε2​>0 such that the size Γ(r)Γ(r)Γ(r) of balls of radius rrr on the interaction graph satisfy Γ(r)=O(exp⁡(r1−ε1))Γ(r) = O(\exp(r^{1-\varepsilon_1}))Γ(r)=O(exp(r1−ε1​)) and the local ground states of balls of radius r≤ρ∗=O(log⁡(n)1+ε2)r\leρ^\ast = O(\log(n)^{1+\varepsilon_2})r≤ρ∗=O(log(n)1+ε2​) are locally indistinguishable, then the energy gap of the associated Hamiltonian is stable against local perturbations. This gives an almost exponential improvement over the DDD-dimensional Euclidean case, which requires Γ(r)=O(rD)Γ(r) = O(r^D)Γ(r)=O(rD) and ρ∗=O(nα)ρ^\ast = O(n^α)ρ∗=O(nα) for some α>0α> 0α>0. The approach we follow falls just short of proving stability of finite-rate qLDPC codes, which have ε1=0\varepsilon_1 = 0ε1​=0; we discuss some strategies to extend the result to these cases. We discuss implications for the third law of thermodynamics, as kkk-local Hamiltonians can have extensive zero-temperature entropy.
Utility-scale quantum computers require quantum error correcting codes with large numbers of physical qubits to achieve sufficiently low logical error rates. The performance of quantum error correction (QEC) is generally predicted through large-scale numerical simulations, used to estimate thresholds, finite-size scaling, and exponential suppression of logical errors below threshold. The connection of QEC to models from statistical mechanics provides an alternative tool for analysing QEC performance. However, predicting the behaviour of these models also requires large-scale numerical simulations, as analytic solutions are not generally known. Here we exploit an exact mapping, from a toric code under bit-flip noise that is post-selected on being syndrome free to the exactly-solvable two-dimensional Ising model on a torus, to derive an analytic solution for the logical failure rate across its full domain of physical error rates. In particular, this mapping provides closed-form expressions for the logical failure rate in four distinct regimes: the path-counting, below-threshold (ordered), near-threshold (critical), and above-threshold (disordered) regimes. Our framework places a number of familiar and long-standing numerical observations on firm theoretical ground. It also motivates explicit ansatze for the conventional QEC setting of non-post-selected codes whose statistical mechanics mappings involve random-bond disorder. Specifically, we introduce an effective tension model for the below-threshold regime, and a new scaling ansatz for the near-threshold regime, derived from an analysis of the domain wall energy cost distributions. By bridging statistical mechanics theory and quantum error correction practice, our results offer a new toolkit for designing, benchmarking, and understanding topological codes beyond current computational limits.
Phases of matter with robust ground-state degeneracy, such as the quantum toric code, are known to be capable of robust quantum information storage. Here, we address the converse question: given a quantum error-correcting code, when does it define a stable gapped quantum phase of matter, whose ground-state degeneracy is robust against perturbations in the thermodynamic limit? We prove that a low-density parity-check (LDPC) code defines such a phase, robust against all few-body perturbations, if its code distance grows at least logarithmically in the number of degrees of freedom, and it exhibits “check soundness.” Many constant-rate quantum LDPC expander codes have such properties, and define stable phases of matter with a constant zero-temperature entropy density, violating the third law of thermodynamics. Our results also show that quantum toric-code phases are robust to spatially nonlocal few-body perturbations. Similarly, phases of matter defined by classical codes are stable against symmetric perturbations. In the classical setting, we present improved locality bounds on the quasiadiabatic evolution operator between two nearby states in the same code phase.
The color code model is a crucial instance of a Calderbank-Shor-Steane (CSS)-type topological quantum error-correcting code, which notably supports transversal implementation of the full Clifford group. Its robustness against local noise is rooted in the structure of its topological excitations. From the perspective of quantum phases of matter, it is essential to understand these excitations in the thermodynamic limit. In this work, we analyze the color code model on an infinite lattice within the quasi-local C∗C^{*}C∗-algebra framework, using a cone-localized Doplicher-Haag-Roberts (DHR) analysis. We classify its irreducible anyon superselection sectors and construct explicit string operators that generate anyonic excitations from the ground state. We further examine the fusion and braiding properties of these excitations. Our results show that the topological order of the color code is described by Rep(D(Z2×Z2))≃Rep(D(Z2))⊠Rep(D(Z2))\mathsf{Rep}(D(\mathbb{Z}_2 \times \mathbb{Z}_2)) \simeq \mathsf{Rep}(D(\mathbb{Z}_2)) \boxtimes \mathsf{Rep}(D(\mathbb{Z}_2))Rep(D(Z2​×Z2​))≃Rep(D(Z2​))⊠Rep(D(Z2​)), which is equivalent to a double layer of the toric code and consistent with established analyses on finite lattices. We also establish the existence and uniqueness of the KMS state at every finite inverse temperature and derive an explicit description of the corresponding thermal distribution of stabilizer excitations.