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arXiv:2405.06401 · Physical review. D/Physical review. D.

Statistical mechanics from relational complex time with a pure state

Sebastian Gemsheim, Jan Michael Rost

Published Jun 3, 2024• 3 citations
arXivHTMLPDF

Abstract

Thermodynamics and its quantum counterpart are traditionally described with statistical ensembles. Canonical typicality has related statistical mechanics for a system to ensembles of global energy eigenstates of a system and its environment, analyzing their cardinality. We show that the canonical density for a system emerges from a maximally entangled global state of system and environment through relational complex time evolution between system and environment without the need to maximize the entropy or to count states. Published by the American Physical Society 2024

DOI
10.1103/physrevd.109.l121701

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Thermodynamics and its quantum counterpart are traditionally described with statistical ensembles. Canonical typicality has related statistical mechanics for a system to ensembles of global energy eigenstates of a system and its environment, analyzing their cardinality. We show that the canonical density for a system emerges from a maximally entangled global state of system and environment through relational complex time evolution between system and environment without the need to maximize the entropy or to count states. Published by the American Physical Society 2024
One key issue of the foundation of statistical mechanics is the emergence of equilibrium ensembles in isolated and closed quantum systems. Recently, it was predicted that in the thermodynamic (N→∞N \rightarrow \inftyN→∞) limit the density matrix emerges for small subsystems from almost all pure states of large quantum many-body systems. This notion of canonical is assumed to originate from the entanglement between subsystem and environment and the resulting intrinsic quantum complexity of the many-body state. We show that quantum chaos plays a crucial role in the emergence of typicality for large but finite quantum systems. We demonstrate that the degree of typicality can be quantitatively controlled and tuned by the degree of quantum chaoticity present in the many-body system.
We report universal statistical properties displayed by ensembles of pure states that naturally emerge in quantum many-body systems. Specifically, two classes of state ensembles are considered: those formed by (i) the temporal trajectory of a quantum state under unitary evolution or (ii) the quantum states of small subsystems obtained by partial, local projective measurements performed on their complements. These cases, respectively, exemplify the phenomena of “Hilbert-space ergodicity” and “deep thermalization.” In both cases, the resultant ensembles are defined by a simple principle: The distributions of pure states have maximum entropy, subject to constraints such as energy conservation, and effective constraints imposed by thermalization. We present and numerically verify quantifiable signatures of this principle by deriving explicit formulas for all statistical moments of the ensembles, proving the necessary and sufficient conditions for such universality under widely accepted assumptions, and describing their measurable consequences in experiments. We further discuss information-theoretic implications of the universality: Our ensembles have maximal information content while being maximally difficult to interrogate, establishing that generic quantum state ensembles that occur in nature hide (scramble) information as strongly as possible. Our results generalize the notions of Hilbert-space ergodicity to time-independent Hamiltonian dynamics and deep thermalization from infinite to finite effective temperature. Our work presents new perspectives to characterize and understand universal behaviors of quantum dynamics using statistical and information-theoretic tools. Published by the American Physical Society 2024
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One key issue of the foundation of statistical mechanics is the emergence of equilibrium ensembles in isolated and closed quantum systems. Recently, it was predicted that in the thermodynamic (N→∞) limit of large quantum many-body systems, canonical density matrices emerge for small subsystems from almost all pure states. This notion of canonical typicality is assumed to originate from the entanglement between subsystem and environment and the resulting intrinsic quantum complexity of the many-body state. For individual eigenstates, it has been shown that local observables show thermal properties provided the eigenstate thermalization hypothesis holds, which requires the system to be quantum-chaotic. In the present paper, we study the emergence of thermal states in the regime of a quantum analog of a mixed phase space. Specifically, we study the emergence of the canonical density matrix of an impurity upon reduction from isolated energy eigenstates of a large but finite quantum system the impurity is embedded in. Our system can be tuned by means of a single parameter from quantum integrability to quantum chaos and corresponds in between to a system with mixed quantum phase space. We show that the probability for finding a canonical density matrix when reducing the ensemble of energy eigenstates of the finite many-body system can be quantitatively controlled and tuned by the degree of quantum chaos present. For the transition from quantum integrability to quantum chaos, we find a continuous and universal (i.e., size-independent) relation between the fraction of canonical eigenstates and the degree of chaoticity as measured by the Brody parameter or the Shannon entropy.
Characterizing the time evolution of generic quantum many-body systems is a fundamental challenge, as representing the exact state requires exponentially scaling computational resources. While hydrodynamics and statistical mechanics successfully simplify this task by predicting the expectation values of local observables, these macroscopic frameworks provide no information about nonlinear characteristics of the quantum state. In this work, we demonstrate that for systems exhibiting a timescale separation, with dynamics governed by the transport of conserved charges, this lost information can be systematically recovered. By constraining the maximum-entropy Scrooge ensemble solely by the system's slow modes, we accurately reconstruct complex, nonlinear quantum properties of the global time-evolved state, including the half-chain entanglement entropy and the participation entropy in the computational basis. Our results generalize the paradigm of canonical typicality, revealing that a hydrodynamically bottlenecked system behaves as a typical pure state within a dynamically restricted submanifold of the Hilbert space - a phenomenon we term global restricted typicality.
Equilibrium thermodynamics emerges because a vast number of microscopic states become indistinguishable at the level of local observables. We start from the observation that a nonequilibrium quantum state can also be represented by an ensemble of pure states that minimizes the average energy variance. We show that varying the statistical weights within this optimal family organizes state space into ``minimum-variance leaves'', which generalize the space of stationary states underlying equilibrium. We observe thermodynamic compression on the leaves, which in the simplest scenario manifests itself in the indistinguishability of states with the same energy density. We call this ``leaf typicality''; at equilibrium it reduces to eigenstate thermalization or its generalizations. Numerical tests support leaf typicality on some leaves and indicate a breakdown of its stronger forms on others, suggesting a rich thermodynamic organization beyond equilibrium. These results open a route to a unified statistical mechanics of equilibrium and nonequilibrium quantum states.