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arXiv:2403.06296 · Physical review. B./Physical review. B

Quantum limitation on experimental testing of nonequilibrium fluctuation theorems

Cheolhee Han, Doron Cohen, Eran Sela

Published Sep 26, 2024• 7 citations
arXivHTMLPDF

Abstract

We consider work fluctuation theorems for isolated driven systems and the possibility to probe them in mesoscopic systems. In this context nonequilibrium fluctuation theorems (NFTs) relate work performed on a system as its Hamiltonian varies with time, to equilibrium data of the initial and final states. In a classical context the system energy can be directly measured, while a quantum implementation requires the incorporation of a work agent. Here, as a work agent we consider a dynamical single-coordinate object, which exchanges energy with the system. The work done on the system is defined as the energy reduction of the work agent, which requires an energy measurement of the agent (only) at the end of the process. To justify the applicability of the NFT we require the agent's trajectory to be weakly affected by the energy exchange with the system. We furthermore argue that the uncertainty in the energy measurements imposes an inherent quantum limitation on the validity of the NFT. We demonstrate our findings for a two-level system, and discuss applications to more complex mesoscopic systems.

DOI
10.1103/physrevb.110.115153

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We consider work fluctuation theorems for isolated driven systems and the possibility to probe them in mesoscopic systems. In this context nonequilibrium fluctuation theorems (NFTs) relate work performed on a system as its Hamiltonian varies with time, to equilibrium data of the initial and final states. In a classical context the system energy can be directly measured, while a quantum implementation requires the incorporation of a work agent. Here, as a work agent we consider a dynamical single-coordinate object, which exchanges energy with the system. The work done on the system is defined as the energy reduction of the work agent, which requires an energy measurement of the agent (only) at the end of the process. To justify the applicability of the NFT we require the agent's trajectory to be weakly affected by the energy exchange with the system. We furthermore argue that the uncertainty in the energy measurements imposes an inherent quantum limitation on the validity of the NFT. We demonstrate our findings for a two-level system, and discuss applications to more complex mesoscopic systems.
Abstract Heat and work in thermodynamics refer to the measurement of changes in energy content of external bodies (baths and agents). We discuss the implications of quantum mechanics on the possibility to measure work in the mesoscopic context. The agent is a quantum entity (say an oscillator) that is used to drive the system. An inherent limitation is related to back-reaction, leading to a classical-like restriction. We find that in order to resolve fingerprints of interference, an additional quantum uncertainty limitation should be taken into account in the design of the agent. This quantum limitation is fundamental, not merely noise-like blurring.
Fluctuation theorems for work provide universal constraints on nonequilibrium fluctuations, yet their quantum generalizations often rely on externally prescribed classical driving protocols. While for classical systems, fluctuation theorems have been extended to autonomous work, where the dynamics of the work source is subject to the backaction of the system, their generalization to the quantum regime is constrained by the uncertainty principle. Here, we extend fluctuation theorems for autonomous work from the classical regime to the quantum regime. By performing successive projective measurements over the work source and the system, we derive Jarzynski-type and Crooks-type fluctuation theorems for autonomous inclusive work from initial mixed thermal states. These relations are analogous to fluctuation theorems for autonomous work in the classical regime and explicitly incorporate the fluctuations of the work source. However, quantum noncommutativity prevents a consistent reduction to the nonautonomous counterparts, even in the limit of a large work source and correspondingly negligible backaction. By contrast, under the exclusive work definition, the nonautonomous limit is recovered when the measured observable of the work source commutes with its bare Hamiltonian and the backaction of the system on the work source is negligible. Our results are illustrated with the Dicke model, where a single-mode radiation field and an ensemble of two-level atoms act as the system of interest and the work source, respectively.
The classical Jarzynski equality establishes an exact relation between the stochastic work performed on a system driven out of thermal equilibrium and the free energy difference in a corresponding quasistatic process. This fluctuation theorem bears experimental relevance, as it enables the determination of the free energy difference through the measurement of externally applied work in a nonequilibrium process. In the quantum case, the Jarzynski equality only holds if the measurement procedure of the stochastic work is drastically changed: it is replaced by a so-called two-point measurement scheme that requires the knowledge of the initial and final Hamiltonian and therefore lacks the predictive power for the free energy difference that the classical Jarzynski equation is known for. Here, we propose a quantum fluctuation theorem that is valid for externally measurable quantum work determined during the driving protocol. In contrast to the two-point measurement case, the theorem also applies to open quantum systems and the scenario can be realized without knowing the system Hamiltonian. Our fluctuation theorem comes in the form of an inequality and therefore only yields bounds to the true free energy difference. The inequality is saturated in the quasiclassical case of vanishing energy coherences at the beginning and at the end of the protocol. Thus, there is a clear quantum disadvantage.
We explore some aspects of nonequilibrium statistical mechanics of classical and quantum systems. Two chapters are devoted to fluctuation theorems which were originally derived for classical systems. The main challenge in formulating them in quantum mechanics is the fact that fundamental quantities of interest, like work, are defined via the classical concept of a phase space trajectory. We utilize the decoherent histories conceptual framework, in which classical trajectories emerge in quantum mechanics as a result of coarse graining, and provide a first-principles analysis of the nonequilibrium work relation of Jarzynski and Crooks's fluctuation theorem for a quantum system interacting with a general environment based on the quantum Brownian motion (QBM) model. We indicate a parameter range at low temperatures where the theorems might fail in their original form. Fluctuation theorems of Jarzynski and Crooks for systems obeying classical Hamiltonian dynamics are derived under the assumption that the initial conditions are sampled from a canonical ensemble, even though the equilibrium state of an isolated system is typically associated with the microcanonical ensemble. We address this issue through an exact analysis of the classical Brownian motion model. We argue that a stronger form of ensemble equivalence than usually discussed in equilibrium statistical mechanics is required for these theorems to hold in the infinite environment limit irrespective of the ensemble used, and proceed to prove it for this model. An exact expression for the probability distribution of work is obtained for finite environments. Intuitively one expects a system to relax to an equilibrium state when brought into contact with a thermal environment. Yet it is important to have rigorous results that provide conditions for equilibration and characterize the equilibrium state. We consider the dynamics of open quantum systems using the Langevin and master equations and rigorously show that under fairly general conditions quantum systems interacting with a heat bath relax to the equilibrium state defined as the reduced thermal state of the system plus environment, even in the strong coupling regime. Our proof is valid to second-order in interaction strength for general systems and exact for the linear QBM model, for which we also show the equivalence of multi-time correlations. In the final chapter we give a sampling of our investigations into macroscopic quantum phenomena. We work out in detail a specific example of how and under what conditions the center of mass (CoM) coordinate of a macroscopic object emerges as the relevant degree of freedom. Interaction patterns are studied in terms of the couplings they induce between the CoM and relative coordinates of two macroscopic objects. We discuss the implications of these interaction patterns on macroscopic entanglement.
Recent developments of the analysis of the second law of thermodynamics by using the information theoretic quantities has led to the discovery of the so-called nonequilibrium free energy and has allowed us to formulate thermodynamic relations for arbitrary nonequilibrium initial and final states.By using the nonequilibrium free energies, we can quantify thermodynamic costs of information encoding and erasure processes as well as to quantify the extractable work from information heat engines in a unified way.In those general situations, reducing dissipation allows us to increase the extractable work from the system (or to reduce the work cost), and reducing work fluctuation allows us to narrow the work probability distribution and to extract a fluctuation-free work from the system.Suppressing both work fluctuation and dissipation as much as possible is vital to control mesoscopic and nano systems that work at the level of thermal fluctuations.Previous studies have searched for a vanishing work fluctuation protocol by using techniques of quantum information theory, known as the single-shot statistical mechanics (and sometimes called the deterministic work extraction protocol) and the vanishing dissipation protocol, known as the thermodynamically reversible protocol by using the second law of thermodynamics.In this thesis, we address issues concerning a method to control nonequilibrium systems by using fluctuation theorems and trade-off relation between work fluctuation and fluctuation in dissipation.We derive quantum fluctuation theorems under measurement and feedback control, which allow us to study how to suppress dissipation during a general quantum measurement and a feedback control.We then consider a method to suppress work fluctuation and fluctuation in dissipation simultaneously as much as possible by showing the trade-off relation between work and dissipation in terms of their standard deviations and derive an explicit protocol that achieves the lower bound of the trade-off relation.We show that the explicit protocol reproduces the deterministic work extraction protocol in the limit of vanishing work fluctuation and the thermodynamically reversible protocol in the limit of vanishing fluctuation in dissipation.
Work is an essential concept in classical thermodynamics, and in the quantum regime, where the notion of a trajectory is not available, its definition is not trivial. For driven (but otherwise isolated) quantum systems, work can be defined as a random variable, associated with the change in the internal energy. The probability for the different values of work captures essential information describing the behaviour of the system, both in and out of thermal equilibrium. In fact, the work probability distribution is at the core of "fluctuation theorems" in quantum thermodynamics. Here we present the design and implementation of a quantum work meter operating on an ensemble of cold atoms, which are controlled by an atom chip. Our device not only directly measures work but also directly samples its probability distribution. We demonstrate the operation of this new tool and use it to verify the validity of the quantum Jarzynksi identity.