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arXiv:2402.18855 · Physical Review Letters

Work Sum Rule for Open Quantum Systems

Parth Kumar, Caleb Merrick Webb, Charles Allen Stafford

Published Aug 13, 2024• 7 citations
arXivHTMLPDF

Abstract

A key question in the thermodynamics of open quantum systems is how to partition thermodynamic quantities such as entropy, work, and internal energy between the system and its environment. We show that the only partition under which entropy is nonsingular is based on a partition of Hilbert space, which assigns half the system-environment coupling to the system and half to the environment. However, quantum work partitions nontrivially under Hilbert-space partition, and we derive a work sum rule that accounts for quantum work at a distance. All state functions of the system are shown to be path independent once this nonlocal quantum work is properly accounted for. Our results are illustrated with application to a driven resonant level strongly coupled to a reservoir.

DOI
10.1103/physrevlett.133.070404

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A key question in the thermodynamics of open quantum systems is how to partition thermodynamic quantities such as entropy, work, and internal energy between the system and its environment. We show that the only partition under which entropy is nonsingular is based on a partition of Hilbert space, which assigns half the system-environment coupling to the system and half to the environment. However, quantum work partitions nontrivially under Hilbert-space partition, and we derive a work sum rule that accounts for quantum work at a distance. All state functions of the system are shown to be path independent once this nonlocal quantum work is properly accounted for. Our results are illustrated with application to a driven resonant level strongly coupled to a reservoir.
We illustrate recent results concerning the validity of the work fluctuation theorem in open quantum systems (Campisi et al 2009 Phys.Rev. Lett.102 210401), by applying them to a solvable model of an open quantum system.The central role played by the thermodynamic partition function of the open quantum system, a two-level fluctuator with a strong quantum nondemolition coupling to a harmonic oscillator, is elucidated.The corresponding quantum Hamiltonian of mean force is evaluated explicitly.We study the thermodynamic entropy and the corresponding specific heat of this open system as a function of temperature and coupling strength and show that both may assume negative values at nonzero low temperatures.
We illustrate recent results concerning the validity of the work fluctuation theorem in open quantum systems [M. Campisi, P. Talkner, and P. Hänggi, Phys. Rev. Lett. {\bf 102}, 210401 (2009)], by applying them to a solvable model of an open quantum system. The central role played by the thermodynamic partition function of the open quantum system, -- a two level fluctuator with a strong quantum nondemolition coupling to a harmonic oscillator --, is elucidated. The corresponding quantum Hamiltonian of mean force is evaluated explicitly. We study the thermodynamic entropy and the corresponding specific heat of this open system as a function of temperature and coupling strength and show that both may assume negative values at nonzero low temperatures.
We consider open quantum systems consisting of a finite system of independent fermions with arbitrary Hamiltonian coupled to one or more equilibrium fermion reservoirs (which need not be in equilibrium with each other). A strong form of the third law of thermodynamics, S(T) → 0 as T → 0, is proven for fully open quantum systems in thermal equilibrium with their environment, defined as systems where all states are broadened due to environmental coupling. For generic open quantum systems, it is shown that S(T) → g ln 2 as T → 0, where g is the number of localized states lying exactly at the chemical potential of the reservoir. For driven open quantum systems in a nonequilibrium steady state, it is shown that the local entropy Sx;T→0 as T(x) → 0, except for cases of measure zero arising due to localized states, where T(x) is the temperature measured by a local thermometer.
By solving the exact master equation of open quantum systems, we formulate the quantum thermodynamics from weak to strong couplings. The open quantum systems exchange matters, energies, and information with their reservoirs through quantum particle tunnelings that are described by the generalized Fano-Anderson Hamiltonians. We find that the exact solution of the reduced density matrix of these systems approaches a Gibbs-type state in the steady-state limit for the systems in arbitrary initial states as well as for both the weak and strong system-reservoir coupling strengths. When the couplings become strong, thermodynamic quantities of the system must be renormalized. The renormalization effects are obtained nonperturbatively after exactly tracing over all reservoir states through the coherent state path integrals. The renormalized system Hamiltonian is characterized by the renormalized system energy levels and interactions, corresponding to the quantum work done by the system. The renormalized temperature is introduced to characterize the entropy production counting the heat transfer between the system and the reservoir. We further find that only with the renormalized system Hamiltonian and other renormalized thermodynamic quantities can the exact steady state of the system be expressed as the standard Gibbs state. Consequently, the corresponding exact steady-state particle occupations in the renormalized system energy levels obey the Bose-Einstein and the Fermi-Dirac distributions for bosonic and fermionic systems, respectively. In the very weak system-reservoir coupling limit, the renormalized system Hamiltonian and the renormalized temperature are reduced to the original bare Hamiltonian of the system and the initial temperature of the reservoir. Thus, the conventional statistical mechanics and thermodynamics are thereby rigorously deduced from quantum dynamical evolution. In the last, this nonperturbative renormalization method is also extended to general interacting open quantum systems.
Given the evolution of an arbitrary open quantum system, we formulate a general and unambiguous method to separate the internal energy change of the system into an entropy-related contribution and a part causing no entropy change, identified as heat and work, respectively. We also demonstrate that heat and work admit geometric and dynamical descriptions by developing a universal dynamical equation for the given trajectory of the system. The dissipative and coherent parts of this equation contribute exclusively to heat and work, where the specific role of a work contribution from a counterdiabatic drive is underlined. Next we define an expression for the irreversible entropy production of the system which does not have explicit dependence on the properties of the ambient environment; rather, it depends on a set of the system's observables excluding its Hamiltonian and is independent of internal energy change. We illustrate our results with three examples.
Assigning the variations of internal energy into heat or work contributions is a challenging task due to the fact that these properties are trajectory dependent. A number of proposals have been put forward for open quantum systems following an arbitrary dynamics. We here focus on nonequilibrium thermodynamics of a two-level system and explore in addition to the conventional approach, two definitions motivated by either classical work or heat in which the driving Hamiltonian or the trajectory itself, respectively, are used to set up a reference basis. We first give the thermodynamic properties for an arbitrary dynamics and illustrate the results on the Bloch sphere. Then, we solve the particular example of a periodically driven qubit interacting with a dissipative and decoherence bath. Our results illustrate the trajectory-dependent character of heat and work and how contributions originally assigned to dissipation in the Lindblad equation can become a coherent part assigned to work.