In recent years, various notions of dynamical phase transitions have emerged to describe far-from-equilibrium criticality. A unifying framework connecting these different concepts is still missing, and would provide significant progress toward understanding far-from-equilibrium quantum many-body universality. Initializing our system in a thermal ensemble and subsequently performing quantum quenches in the Lipkin-Meshkov-Glick model, we establish a direct connection between excited-state quantum phase transitions (ESQPTs) and two major types of dynamical phase transitions (DPTs), by relating the phases of the latter to the critical energies and conservation laws in the former. Our work provides further insight into how various concepts of non-ground-state criticality are intimately connected, paving the way for a unified framework of far-from-equilibrium universality. Published by the American Physical Society 2024
In recent years, various notions of dynamical phase transitions have emerged to describe far-from-equilibrium criticality. A unifying framework connecting these different concepts is still missing, and would provide significant progress toward understanding far-from-equilibrium quantum many-body universality. Initializing our system in a thermal ensemble and subsequently performing quantum quenches in the Lipkin-Meshkov-Glick model, we establish a direct connection between excited-state quantum phase transitions (ESQPTs) and two major types of dynamical phase transitions (DPTs), by relating the phases of the latter to the critical energies and conservation laws in the former. Our work provides further insight into how various concepts of non-ground-state criticality are intimately connected, paving the way for a unified framework of far-from-equilibrium universality. Published by the American Physical Society 2024
We study dynamical phase transitions (DPTs) in quantum many-body systems with infinite-range interaction, and present a theory connecting the two kinds of known DPTs (sometimes referred to as DPTs-I and DPTs-II) with the concept of excited-state quantum phase transition (ESQPT), traditionally found in collective models. We show that DPTs-I appear as a manifestation of symmetry restoration after a quench from the broken-symmetry phase, the limits between these two phases being demarcated precisely by an ESQPT. We describe the order parameters of DPTs-I with a generalization of the standard microcanonical ensemble incorporating the information of two additional conserved charges identifying the corresponding phase. We also show that DPTs-I are linked to a mechanism of information erasure brought about by the ESQPT, and quantify this information loss with the statistical ensemble that we propose. Finally, we show analytically the main mechanism for DPTs-II is forbidden in these systems for quenches leading a broken-symmetry initial state to the same broken-symmetry phase, on one side of the ESQPT, and we provide a formulation of DPTs-II depending on the side of the ESQPT where the quench ends. We analyze the connections between various indicators of DPTs-II. Our results are numerically illustrated in the infinite-range transverse-field Ising model and are applicable to a large class of collective quantum systems satisfying a set of conditions.
Non-equilibrium quantum phase transitions (NEQPTs) represent a frontier in condensed matter physics and quantum statistical mechanics, characterized by abrupt changes in the steady-state properties of open quantum systems or by critical dynamics in closed systems far from thermal equilibrium. Unlike their equilibrium counterparts, NEQPTs are profoundly influenced by driving forces, dissipation, and the specific dynamics of quantum quenches. Understanding these complex phenomena requires theoretical frameworks that can accurately capture both strong correlations and real-time evolution in the presence of environmental interactions. Traditional theoretical tools, such as purely variational methods or purely perturbative expansions, often fall short when dealing with the intricate interplay of coherent and incoherent processes characteristic of NEQPTs. Variational approaches, while adept at capturing ground state properties and short-time dynamics within a chosen ansatz, struggle with long-time thermalization and the inclusion of subtle quantum and thermal fluctuations beyond the variational manifold. Conversely, perturbative methods, particularly those based on the Keldysh formalism, can systematically include interactions and environmental effects but typically rely on a small expansion parameter, limiting their applicability to weakly interacting or weakly driven regimes. This paper proposes a novel "Variational-Perturbative Unification" framework designed to overcome these limitations. The core idea is to combine the strengths of both approaches: using a variational ansatz to capture the dominant non-equilibrium many-body state or dynamics, and then systematically incorporating quantum and thermal fluctuations, as well as dissipation, through a perturbative expansion around this optimized variational state. This hybrid methodology aims to provide a robust and accurate description of NEQPTs, offering insights into critical exponents, universality classes, and the dynamic pathways to steady states. We explore the theoretical underpinnings of this unified approach, discuss its potential applications to driven-dissipative systems and quantum quenches, and highlight how it can reveal novel non-equilibrium phenomena.
Symmetries play a central role in both equilibrium and nonequilibrium phase transitions, yet their quantitative characterization in dynamical quantum phase transitions (DQPTs) remains an open challenge. In this work, we establish a direct connection between symmetry properties of a many-body model and measures of quantum asymmetry, showing that asymmetry monotones provide a robust and physically transparent indicator of dynamical quantum criticality. Focusing on the quenched Lipkin-Meshkov-Glick model, we demonstrate that asymmetry measures associated with collective spin generators faithfully capture the onset of DQPTs, reflecting the dynamical restoration or breaking of underlying symmetries. Remarkably, the time-averaged asymmetry exhibits clear signatures of the dynamical critical point, in close correspondence with both the dynamical order parameter and the behavior of entropy production. We further uncover a quantitative link between asymmetry generation and thermodynamic irreversibility, showing that peaks in asymmetry coincide with maximal entropy production across the transition. Our results position asymmetry as a unifying concept bridging symmetry, information-theoretic quantifiers, and nonequilibrium thermodynamics in dynamical quantum phase transitions, providing a powerful framework for understanding critical dynamics beyond traditional order parameters.
The basic Lipkin-Meshkov-Glick model displays a second-order ground-state quantum phase transition and an excited-state quantum phase transition (ESQPT). The inclusion of an anharmonic term in the Hamiltonian implies a second ESQPT of a different nature. We characterize this ESQPT using the mean field limit of the model. The alternative ESQPT, associated with the changes in the boundary of the finite Hilbert space of the system, can be properly described using the order parameter of the ground-state quantum phase transition, the energy gap between adjacent states, the participation ratio, and the quantum fidelity susceptibility.
Long-range interacting spin systems are ubiquitous in physics and exhibit a variety of ground-state disorder-to-order phase transitions. We consider a prototype of infinite-range interacting models known as the Lipkin-Meshkov-Glick model describing the collective interaction of N spins and investigate the dynamical properties of fluctuations and correlations after a sudden quench of the Hamiltonian. Specifically, we focus on critical quenches, where the initial state and/or the postquench Hamiltonian are critical. Depending on the type of quench, we identify three distinct behaviors where both the short-time dynamics and the stationary state at long times are effectively thermal, quantum, and genuinely nonequilibrium, characterized by distinct universality classes and static and dynamical critical exponents. These behaviors can be identified by an infrared effective temperature that is finite, zero, and infinite (the latter scaling with the system size as N^{1/3}), respectively. The quench dynamics is studied through a combination of exact numerics and analytical calculations utilizing the nonequilibrium Keldysh field theory. Our results are amenable to realization in experiments with trapped-ion experiments where long-range interactions naturally arise.
Universality and scaling laws are hallmarks of equilibrium phase transitions and critical phenomena. However, extending these concepts to non-equilibrium systems is an outstanding challenge. Despite recent progress in the study of dynamical phases, the universality classes and scaling laws for non-equilibrium phenomena are far less understood than those in equilibrium. In this work, using a trapped-ion quantum simulator with single-spin resolution, we investigate the non-equilibrium nature of critical fluctuations following a quantum quench to the critical point. We probe the scaling of spin fluctuations after a series of quenches to the critical Hamiltonian of a long-range Ising model. With systems of up to 50 spins, we show that the amplitude and timescale of the post-quench fluctuations scale with system size with distinct universal critical exponents, depending on the quench protocol. While a generic quench can lead to thermal critical behavior, we find that a second quench from one critical state to another (i.e. a double quench) results in a new universal non-equilibrium behavior, identified by a set of critical exponents distinct from their equilibrium counterparts. Our results demonstrate the ability of quantum simulators to explore universal scaling beyond equilibrium.