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arXiv:2402.17398 · Quantum Machine Intelligence

A quantum approach to synthetic minority oversampling technique (SMOTE)

Nishikanta Mohanty, Bikash K. Behera, Christopher Ferrie, Pravat Dash

Published Mar 6, 2025• 18 citations
arXivHTMLPDF

Abstract

Abstract The paper proposes the Quantum-SMOTE method, a novel solution that uses quantum computing techniques to solve the prevalent problem of class imbalance in machine learning datasets. Quantum-SMOTE, inspired by the Synthetic Minority Oversampling Technique (SMOTE), generates synthetic data points using quantum processes such as swap tests and quantum rotation. The process varies from the conventional SMOTE algorithm’s usage of K-Nearest Neighbors (KNN) and Euclidean distances, enabling synthetic instances to be generated from minority class data points without relying on neighbor proximity. The algorithm asserts greater control over the synthetic data generation process by introducing hyperparameters such as rotation angle, minority percentage, and splitting factor, which allow for customization to specific dataset requirements. Due to the use of a compact swap test, the algorithm can accommodate a large number of features. Furthermore, the approach is tested on a public dataset of TelecomChurn and evaluated alongside two prominent classification algorithms, Random Forest and Logistic Regression, to determine its impact along with varying proportions of synthetic data.

DOI
10.1007/s42484-025-00248-6

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Abstract The paper proposes the Quantum-SMOTE method, a novel solution that uses quantum computing techniques to solve the prevalent problem of class imbalance in machine learning datasets. Quantum-SMOTE, inspired by the Synthetic Minority Oversampling Technique (SMOTE), generates synthetic data points using quantum processes such as swap tests and quantum rotation. The process varies from the conventional SMOTE algorithm’s usage of K-Nearest Neighbors (KNN) and Euclidean distances, enabling synthetic instances to be generated from minority class data points without relying on neighbor proximity. The algorithm asserts greater control over the synthetic data generation process by introducing hyperparameters such as rotation angle, minority percentage, and splitting factor, which allow for customization to specific dataset requirements. Due to the use of a compact swap test, the algorithm can accommodate a large number of features. Furthermore, the approach is tested on a public dataset of TelecomChurn and evaluated alongside two prominent classification algorithms, Random Forest and Logistic Regression, to determine its impact along with varying proportions of synthetic data.
This paper introduces Quantum-SMOTEV2, an advanced variant of the Quantum-SMOTE method, leveraging quantum computing to address class imbalance in machine learning datasets without K-Means clustering. Quantum-SMOTEV2 synthesizes data samples using swap tests and quantum rotation centered around a single data centroid, concentrating on the angular distribution of minority data points and the concept of angular outliers (AOL). Experimental results show significant enhancements in model performance metrics at moderate SMOTE levels (30-36%), which previously required up to 50% with the original method. Quantum-SMOTEV2 maintains essential features of its predecessor (arXiv:2402.17398), such as rotation angle, minority percentage, and splitting factor, allowing for tailored adaptation to specific dataset needs. The method is scalable, utilizing compact swap tests and low depth quantum circuits to accommodate a large number of features. Evaluation on the public Cell-to-Cell Telecom dataset with Random Forest (RF), K-Nearest Neighbours (KNN) Classifier, and Neural Network (NN) illustrates that integrating Angular Outliers modestly boosts classification metrics like accuracy, F1 Score, AUC-ROC, and AUC-PR across different proportions of synthetic data, highlighting the effectiveness of Quantum-SMOTEV2 in enhancing model performance for edge cases.
Imbalanced datasets in machine learning often result in biased models, particularly in classification problems when certain classes are un‎der-represented. Traditional oversampling techniques like Synthetic Minority Over-sampling Technique (SMOTE), although popular, have ‎difficulty producing synthetic samples of high quality when working in high-dimensional spaces or non-linear feature spaces. Existing techniques, such as SMOTE, do not fully account for the inherent complexity of non-linear structures of a minority class's distribution, which can ‎produce negatively biased classifiers with poor generalization and the risk of overfitting to the minority class. This is further complicated by ‎the reliance of traditional oversampling techniques on linear interpolation, which limits the possibilities of generating realistic or diverse and ‎non-redundant synthetic samples. The proposed technique, QGOPQC, describes Quantum Generative Oversampling using Parameterized ‎Quantum Circuits (PQCs). This approach describes using a quantum circuit, utilizing a novel implementation of a PQCs to overcome the non-‎linear problem. The development of synthetic samples of high fidelity using parameterized quantum circuits would better reflect the true data ‎manifold of the generated class, allowing for a better learning process in a quantum training process, and using quantum state encoding, quantum circuit training, and classical optimization to produce diverse samples of synthetic classes while not compromising on information that ‎maintains feature correlations. Demonstrated through a variety of results, the method achieved consistently higher AUC scores, reaching up to ‎‎0.92 compared to SMOTE’s 0.53, especially in high-dimensional scenarios. The proposed process of using QGOPQC has had a related beneficial effect on classifier performance when trained on imbalanced data, allowing for the process of generating non-redundant high-quality ‎samples through a quantum method of sampling‎.
Class imbalance remains a major challenge in industrial condition monitoring and fault classification, where minority fault patterns can be poorly represented during machine learning. This work develops a noise-aware quantum-inspired oversampling framework and systematically evaluates its effectiveness and robustness for industrial and energy-system fault diagnosis. The principal artificial-intelligence contribution is a noise-aware extension of the Quantum Synthetic Minority Oversampling Technique (QSMOTE), in which quantum-inspired perturbations are introduced directly into the compact-swap-test-based similarity estimation used during synthetic minority-sample generation. Consequently, noise propagates through overlap estimation and angle computation to the generated samples, enabling direct assessment of the robustness of the oversampling mechanism rather than perturbing only the downstream classifier. The engineering application is evaluated on four public datasets covering solar-panel faults, bearing condition monitoring, engine failures, and industrial fault detection. Five classical classifiers are used to compare performance on the original imbalanced data, after QSMOTE-based balancing, and under noisy-QSMOTE. The results show substantial classifier-dependent benefits from QSMOTE, including improvements of up to 170% on the engine-failure dataset and accuracy exceeding 0.99 on the industrial fault-detection dataset. Robustness experiments across six quantum-inspired noise channels further demonstrate that perturbations in similarity estimation can produce markedly different downstream effects depending on the noise model and classifier. The proposed framework therefore provides a reproducible approach for jointly assessing class-imbalance mitigation and noise robustness of quantum-inspired oversampling in practical industrial artificial-intelligence applications.
One of the biggest obstacles to creating precise machine learning models is choosing representative and pertinent characteristics from big, unbalanced datasets. While too many features raise the risk of overfitting and computational expense, class imbalance frequently results in decreased accuracy and bias. The Simulated Annealing technique is used in this study to tackle a Quadratic Unconstrained Binary Optimization (QUBO) problem that is formulated as a quantum-assisted feature selection method to handle these problems. The technique seeks to reduce inter-feature redundancy and the number of selected features. There are 102,487 samples in the majority class and 11,239 in the minority class, totaling 28 characteristics in the experimental dataset. Nine ideal features were found during the feature selection method (12, 14, 15, 22, 23, 24, 25, 27, and 28). Ten-fold cross-validation was used to assess a Random Forest Classifier that was trained using an 80:20 split. With precision, recall, f1-score, and accuracy all hitting 1.00, the suggested QUBO+SMOTE method demonstrated exceptional performance. Comparatively, QUBO without SMOTE performed worse with accuracy 0.95 and minority-class f1-score of only 0.71, whereas a traditional Recursive Feature Elimination (RFE) approach obtained accuracy 0.97 with minority-class f1-score of 0.94. These findings indicate that QUBO can reduce dimensionality and address class imbalance which requires its integration with SMOTE. This study demonstrates how quantum computing can enhance the effectiveness and efficiency of machine learning, especially for large-scale imbalanced datasets
Data scarcity and class imbalance are persistent challenges in machine learning that degrade model generalization and introduce predictive bias. We present a hybrid quantum-classical framework for synthetic data generation using a Quantum Circuit Born Machine (QCBM) to address these limitations. The proposed approach exploits quantum mechanical properties -- superposition and entanglement -- within a parameterized variational quantum circuit to model complex probability distributions that are difficult for classical generative methods to capture. Experiments are conducted on two tabular benchmark datasets: the Iris dataset and the Telco Customer Churn dataset. Preprocessing includes normalization and PCA-based dimensionality reduction to enable efficient basis encoding for quantum circuits. The QCBM is trained by minimizing Kullback-Leibler (KL) divergence between real and generated data distributions using a gradient-based parameter-shift optimization rule. Augmenting training data with QCBM-generated synthetic samples at 40-50% of the minority class improves F1-score by approximately 5-15% and minority-class recall by 10-25%. Cross-domain evaluations (Train on Synthetic, Test on Real; and Train on Real, Test on Synthetic) reveal a performance gap of only 3-10%, indicating strong distributional fidelity. Comparative analysis against classical oversampling methods -- SMOTE, Borderline-SMOTE, KMeansSMOTE, and SVM-SMOTE -- shows that QCBM achieves competitive classification performance and produces lower Maximum Mean Discrepancy (MMD) on the Telco dataset, suggesting superior structural similarity in certain imbalanced settings. These findings establish QCBM as a viable complementary tool for data augmentation, particularly for low-dimensional structured tabular data with class imbalance.
Abstract Quantum-inspired machine learning (QiML) employs mathematical principles from quantum theory, such as Hilbert-space representations and quantum state discrimination, to enhance classical learning algorithms. In this work, we investigate the integration of Quantum Synthetic Minority Oversampling Technique (QSMOTE) variants with two quantum-inspired classifiers: the Pretty Good Measurement (PGM) classifier and the kernelized Pretty Good Measurement (KPGM) classifier. We propose and analyze three QSMOTE variants, namely KNN-based, Fidelity-based, and Margin-based QSMOTE, designed to improve minority-class representation in imbalanced datasets through quantum-inspired similarity and sampling mechanisms. A unified theoretical and empirical comparison of PGM and KPGM is presented under amplitude and stereo encoding strategies with multiple quantum copies. Experimental evaluations on the Telco Customer Churn dataset demonstrate that the proposed quantum-inspired approaches consistently outperform a classical Random Forest baseline, particularly in terms of recall and balanced F1-score. Among all configurations, PGM with stereo encoding and ncopies=2n_{\textrm{copies}}=2ncopies​=2 n copies = 2 achieves the best performance with an accuracy of 0.8512 and an F1-score of 0.8234, while KPGM exhibits competitive and more stable behavior across different QSMOTE variants, reaching accuracies of 0.8511 under stereo encoding and 0.8483 under amplitude encoding. The results further show that increasing the number of quantum copies systematically improves classification performance, especially for minority-class detection. This work highlights the effectiveness of combining quantum-inspired oversampling and classification strategies for imbalanced learning, while providing practical insights into the complementary strengths of measurement-based and kernel-based quantum-inspired machine learning frameworks.