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arXiv:2402.12463 · Journal of Molecular Modeling

Quantum phase transitions in one-dimensional nanostructures: a comparison between DFT and DMRG methodologies

T. Pauletti, M. Sanino, L. Gimenes, I. M. Carvalho, V. V. França

Published Jul 16, 2024• 2 citations
arXivHTMLPDF

Abstract

Abstract Context: In the realm of quantum chemistry, the accurate prediction of electronic structure and properties of nanostructures remains a formidable challenge. Density Functional Theory (DFT) and Density Matrix Renormalization Group (DMRG) have emerged as two powerful computational methods for addressing electronic correlation effects in diverse molecular systems. We compare ground-state energies (e0), density profiles (n) and average entanglement entropies ($\bar S$) in metals, insulators and at the transition from metal to insulator, in homogeneous, superlattices and harmonically confined chains described by the fermionic one-dimensional Hubbard model. While for the homogeneous systems there is a clear hierarchy between the deviations, $D%(\bar S)<D%(e_0)< \bar D%(n)$, and all the deviations decrease with the chain size; for superlattices and harmonical confinement the relation among the deviations is less trivial and strongly dependent on the superlattice structure and the confinement strength considered. For the superlattices, in general increasing the number of impurities in the unit cell represents less precision on the DFT calculations. For the confined chains, DFT performs better for metallic phases, while the highest deviations appear for the Mott and band-insulator phases. This work provides a comprehensive comparative analysis of these methodologies, shedding light on their respective strengths, limitations, and applications. Methods: The DFT calculations were performed using the standard Kohn-Sham scheme within the BALDA approach. It integrated the numerical Bethe-Ansatz (BA) solution of the Hubbard model as the homogeneous density functional within a local-density approximation (LDA) for the exchange-correlation energy. The DMRG algorithms were implemented using the ITensor library, which is based on the Matrix Product States (MPS) ansatz. The calculations were performed until the energy reaches convergence of at least 10-8.

DOI
10.1007/s00894-024-06059-z

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We revisit the one-dimensional attractive Hubbard model by using the Bethe-ansatz-based density-functional theory and density-matrix renormalization method. The ground-state properties of this model are discussed in details for different fillings and different confining conditions in weak-to-intermediate coupling regime. We investigate the ground-state energy, energy gap, and pair-binding energy and compare them with those calculated from the canonical Bardeen-Cooper-Schrieffer approximation. We find that the Bethe-ansatz-based density-functional theory is computationally easy and yields an accurate description of the ground-state properties for weak-to-intermediate interaction strength, different fillings, and confinements. In order to characterize the quantum phase transition in the presence of a harmonic confinement, we calculate the thermodynamic stiffness, the density-functional fidelity, and fidelity susceptibility, respectively. It is shown that with the increase in the number of particles or attractive interaction strength, the system can be driven from the Luther-Emery-type phase to the composite phase of Luther-Emery-type in the wings and insulatinglike in the center.
A density-functional theory (DFT) of lattice fermion models is presented, which uses the single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ as basic variable. A simple, explicit approximation to the interaction-energy functional $W[\ensuremath{\gamma}]$ of the Hubbard model is derived from exact dimer results, scaling properties of $W[\ensuremath{\gamma}]$ and known limits. Systematic tests on the one-dimensional chain show a remarkable agreement with the Bethe-ansatz exact solution for all interaction regimes and band fillings. New results are obtained for the ground-state energy and charge-excitation gap in two dimensions. A successful description of strong electron correlations within DFT is achieved.
This article presents an efficient and parallelized implementation of the density matrix renormalization group (DMRG) algorithm for quantum chemistry calculations. The DMRG method as a large-scale multireference electronic structure model is by nature particularly efficient for one-dimensionally correlated systems, while the present development is oriented toward applications for polynuclear transition metal compounds, in which the macroscopic one-dimensional structure of electron correlation is absent. A straightforward extension of the DMRG algorithm is proposed with further improvements and aggressive optimizations to allow its application with large multireference active space, which is often demanded for metal compound calculations. Special efficiency is achieved by making better use of sparsity and symmetry in the operator and wave function representations. By accomplishing computationally intensive DMRG calculations, the authors have found that a large number of renormalized basis states are required to represent high entanglement of the electron correlation for metal compound applications, and it is crucial to adopt auxiliary perturbative correction to the projected density matrix during the DMRG sweep optimization in order to attain proper convergence to the solution. Potential energy curve calculations for the Cr(2) molecule near the known equilibrium precisely predicted the full configuration interaction energies with a correlation space of 24 electrons in 30 orbitals [denoted by (24e,30o)]. The energies are demonstrated to be accurate to 0.6mE(h) (the error from the extrapolated best value) when as many as 10,000 renormalized basis states are employed for the left and right DMRG block representations. The relative energy curves for [Cu(2)O(2)](2+) along the isomerization coordinate were obtained from DMRG and other correlated calculations, for which a fairly large orbital space (32e,62o) is modeled as a full correlation space. The DMRG prediction nearly overlaps with the energy curve from the coupled cluster with singles, doubles, and perturbative triple [CCSD(T)] calculations, while the multireference complete active space self-consistent field (CASSCF) calculations with the small reference configuration (8e,8o) are found to overestimate the biradical character of the electronic state of [Cu(2)O(2)](2+) according to the one-electron density matrix analysis.
We investigate three different types of quantum phase transition occurring in quasi one-dimensional systems theoretically and numerically. First, we study the band-insulator to Mott-insulator transition occurring in charge-transfer complexes, for which the half-filled one-dimensional ionic Hubbard model is considered to be the prototype model. The study is carried out by first deriving an effective spin-one model, and then studying the model numerically using the density matrix renormalization group. We perform a careful finite-size scaling analysis of the mass gaps, order-parameters, and relative susceptibility. We confirm the existence of two quantum critical points. Analysis of the critical exponents confirms that the band-insulator-to-spontaneously-dimerized phase transition belong to the 2D Ising class. The spontaneously dimerized phase undergoes a phase transition to the Mott-insulator which is an infinite-order. Second, we investigate the Mott metal-insulator transition for the half-filled Hubbard model with both nearest-neighbor t and next-nearest-neighbor t′ hopping terms. We study the model using the bosonization approach and density matrix renormalization group simulations. An effective low-energy Hamiltonian that describes the insulator-metal transition is derived. We present results of density matrix renormalization group calculations of spin and charge distribution in various sectors of the phase diagram. The numerical results support the picture derived from the effective theory and give evidence for the complete separation of the transitions involving the spin and the charge degrees of freedom. Finally, we investigate quantum phase transitions phases in low-dimensional fermionic and spin models that go from uniform to spatially inhomogeneous, i.e., dimerized, trimerized, or incommensurate, phases. We propose a new approach based on studying the length dependence of the von Neumann entropy and its corresponding Fourier spectrum for finite segments in the ground state of finite chains. Peaks at a nonzero wave vector are indicators of oscillatory behavior in decaying correlation functions and also provide significant information about certain relevant features of the excitation spectrum; in particular, they can identify the wave vector of soft modes in critical models.
Most of the basic ideas of the density-functional theory (DFT) are shown to be unrelated to the fact that the particle density is used as the basic variable. After presenting the general formalism and a simple example unrelated to densities, we discuss various approaches to density-functional theory on a lattice. One has proven useful for the understanding of various fundamental issues of the DFT. The exact Kohn-Sham band gap and the band gap in the local-density approximation (LDA) are compared to the exact results for a one-dimensional model. As the interacting homogeneous system can be solved exactly no further approximation is needed to formulate the LDA.