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arXiv:2402.07883 · Quantum Science and Technology

Equivalence of cost concentration and gradient vanishing for quantum circuits: an elementary proof in the Riemannian formulation

Qiang Miao, Thomas Barthel

Published Aug 15, 2024• 9 citations
arXivHTMLPDF

Abstract

Abstract The optimization of quantum circuits can be hampered by a decay of average gradient amplitudes with increasing system size. When the decay is exponential, this is called the barren plateau problem. Considering explicit circuit parametrizations (in terms of rotation angles), it has been shown in Arrasmith et al (2022 Quantum Sci. Technol. 7 045015) that barren plateaus are equivalent to an exponential decay of the variance of cost-function differences. We show that the issue is particularly simple in the (parametrization-free) Riemannian formulation of such optimization problems and obtain a tighter bound for the cost-function variance. An elementary derivation shows that the single-gate variance of the cost function is strictly equal to half the variance of the Riemannian single-gate gradient, where we sample variable gates according to the uniform Haar measure. The total variances of the cost function and its gradient are then both bounded from above by the sum of single-gate variances and, conversely, bound single-gate variances from above. So, decays of gradients and cost-function variations go hand in hand, and barren plateau problems cannot be resolved by avoiding gradient-based in favor of gradient-free optimization methods.

DOI
10.1088/2058-9565/ad6fca

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Abstract The optimization of quantum circuits can be hampered by a decay of average gradient amplitudes with increasing system size. When the decay is exponential, this is called the barren plateau problem. Considering explicit circuit parametrizations (in terms of rotation angles), it has been shown in Arrasmith et al (2022 Quantum Sci. Technol. 7 045015) that barren plateaus are equivalent to an exponential decay of the variance of cost-function differences. We show that the issue is particularly simple in the (parametrization-free) Riemannian formulation of such optimization problems and obtain a tighter bound for the cost-function variance. An elementary derivation shows that the single-gate variance of the cost function is strictly equal to half the variance of the Riemannian single-gate gradient, where we sample variable gates according to the uniform Haar measure. The total variances of the cost function and its gradient are then both bounded from above by the sum of single-gate variances and, conversely, bound single-gate variances from above. So, decays of gradients and cost-function variations go hand in hand, and barren plateau problems cannot be resolved by avoiding gradient-based in favor of gradient-free optimization methods.
Abstract Variational quantum algorithms rely on gradient based optimization to iteratively minimize a cost function evaluated by measuring output(s) of a quantum processor. A barren plateau is the phenomenon of exponentially vanishing gradients in sufficiently expressive parametrized quantum circuits. It has been established that the onset of a barren plateau regime depends on the cost function, although the particular behavior has been demonstrated only for certain classes of cost functions. Here we derive a lower bound on the variance of the gradient, which depends mainly on the width of the circuit causal cone of each term in the Pauli decomposition of the cost function. Our result further clarifies the conditions under which barren plateaus can occur.
Barren plateaus-regions of exponentially small gradients-are a major obstacle for training variational quantum algorithms on non-trivial problem sizes. Existing results analyze specific causes in isolation, such as random deep circuits or global cost functions, but lack a unified picture that integrates circuit design, data encoding, cost structure, and noise. In this work, we develop a comprehensive theory of barren plateaus for parametrized quantum circuits. We prove that three mechanisms jointly control gradient scaling: (1) ansatz-induced concentration, where highly expressive or sufficiently deep circuits approximate unitary 2-designs causing gradient variance to scale as O(2 −n); (2) data-encoding-induced concentration, where certain feature maps wash out class-conditional structure; and (3) probleminduced concentration, where cost functions effectively average over exponentially many degrees of freedom. For each mechanism, we derive explicit scaling laws for the gradient variance as a function of qubit count n, depth L, and encoding complexity. We show that appropriately constrained expressibility, locality, and symmetry breaking can prevent gradients from vanishing exponentially and obtain conditions under which gradients remain at worst polynomially small. This yields architectural and initialization design principles for plateau-resistant circuits, including shallow, problem-informed ansätze, layer-wise training, and structured data encodings. Numerical experiments on up to 100 qubits for VQE, QAOA, and quantum classifiers confirm our theoretical predictions and demonstrate 10-100× improvements in effective gradient magnitudes over standard architectures. Our framework subsumes existing barren plateau results and provides a practical toolkit for diagnosing and mitigating trainability issues in variational quantum algorithms.
Barren plateau landscapes correspond to gradients that vanish exponentially in the number of qubits. Such landscapes have been demonstrated for variational quantum algorithms and quantum neural networks with either deep circuits or global cost functions. For obvious reasons, it is expected that gradient-based optimizers will be significantly affected by barren plateaus. However, whether or not gradient-free optimizers are impacted is a topic of debate, with some arguing that gradient-free approaches are unaffected by barren plateaus. Here we show that, indeed, gradient-free optimizers do not solve the barren plateau problem. Our main result proves that cost function differences, which are the basis for making decisions in a gradient-free optimization, are exponentially suppressed in a barren plateau. Hence, without exponential precision, gradient-free optimizers will not make progress in the optimization. We numerically confirm this by training in a barren plateau with several gradient-free optimizers (Nelder-Mead, Powell, and COBYLA algorithms), and show that the numbers of shots required in the optimization grows exponentially with the number of qubits.
We analyze the barren plateau phenomenon in the variational optimization of quantum circuits inspired by matrix product states (qMPS), tree tensor networks (qTTN), and the multiscale entanglement renormalization ansatz (qMERA). We consider as the cost function the expectation value of a Hamiltonian that is a sum of local terms. For randomly chosen variational parameters we show that the variance of the cost function gradient decreases exponentially with the distance of a Hamiltonian term from the canonical centre in the quantum tensor network. Therefore, as a function of qubit count, for qMPS most gradient variances decrease exponentially and for qTTN as well as qMERA they decrease polynomially. We also show that the calculation of these gradients is exponentially more efficient on a classical computer than on a quantum computer.
Abstract Vanishing gradients can pose substantial obstacles for high-dimensional optimization problems. Here we consider energy minimization problems for quantum many-body systems with extensive Hamiltonians and finite-range interactions, which can be studied on classical computers or in the form of variational quantum eigensolvers on quantum computers. Barren plateaus correspond to scenarios where the average amplitude of the energy gradient decreases exponentially with increasing system size. This occurs, for example, for quantum neural networks and for brickwall quantum circuits when the depth increases polynomially in the system size. Here we prove that the variational optimization problems for matrix product states, tree tensor networks, and the multiscale entanglement renormalization ansatz are free of barren plateaus. The derived scaling properties for the gradient variance provide an analytical guarantee for the trainability of randomly initialized tensor network states (TNS) and motivate certain initialization schemes. In a suitable representation, unitary tensors that parametrize the TNS are sampled according to the uniform Haar measure. We employ a Riemannian formulation of the gradient based optimizations which simplifies the analytical evaluation.
Abstract Optimizing parameterized quantum circuits (PQCs) is the leading approach to make use of near-term quantum computers. However, very little is known about the cost function landscape for PQCs, which hinders progress towards quantum-aware optimizers. In this work, we investigate the connection between three different landscape features that have been observed for PQCs: (1) exponentially vanishing gradients (called barren plateaus (BPs)), (2) exponential cost concentration about the mean, and (3) the exponential narrowness of minima (called narrow gorges). We analytically prove that these three phenomena occur together, i.e., when one occurs then so do the other two. A key implication of this result is that one can numerically diagnose BPs via cost differences rather than via the computationally more expensive gradients. More broadly, our work shows that quantum mechanics rules out certain cost landscapes (which otherwise would be mathematically possible), and hence our results could be interesting from a quantum foundations perspective.