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arXiv:2402.00099 · Physical review. D/Physical review. D.

Toward quantum tunneling from excited states: Recovering imaginary-time instantons from a real-time analysis

Thomas Steingasser, David I. Kaiser

Published May 8, 2025• 10 citations

Abstract

We revisit the path integral description of quantum tunneling and its generalization to excited states. For clarity, we focus on the simple toy model of a point particle in a double-well potential, for which we perform all steps explicitly. Instead of performing the familiar Wick rotation from physical to imaginary time—which is inconsistent with the requisite boundary conditions when treating tunneling from excited states—we regularize the path integral by adding an infinitesimal complex contribution to the Hamiltonian, while keeping time strictly real. We find that this gives rise to a complex stationary-phase solution, in agreement with recent insights from Picard-Lefshetz theory. We then show that there exists a class of analytic solutions for the corresponding equations of motion, which can be made to match the appropriate boundary conditions in the physically relevant limits of a vanishing regulator and an infinite physical time. We provide a detailed discussion of this nontrivial limit. We find that, for systems without an explicit time-dependence, our approach reproduces the picture of an instantonlike solution defined on a finite Euclidean-time interval. Lastly, we discuss the generalization of our approach to broader classes of systems, for which it serves as a reliable framework for high-precision calculations.

DOI: 10.1103/physrevd.111.096009

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We revisit the path integral description of quantum tunneling and its generalization to excited states. For clarity, we focus on the simple toy model of a point particle in a double-well potential, for which we perform all steps explicitly. Instead of performing the familiar Wick rotation from physical to imaginary time—which is inconsistent with the requisite boundary conditions when treating tunneling from excited states—we regularize the path integral by adding an infinitesimal complex contribution to the Hamiltonian, while keeping time strictly real. We find that this gives rise to a complex stationary-phase solution, in agreement with recent insights from Picard-Lefshetz theory. We then show that there exists a class of analytic solutions for the corresponding equations of motion, which can be made to match the appropriate boundary conditions in the physically relevant limits of a vanishing regulator and an infinite physical time. We provide a detailed discussion of this nontrivial limit. We find that, for systems without an explicit time-dependence, our approach reproduces the picture of an instantonlike solution defined on a finite Euclidean-time interval. Lastly, we discuss the generalization of our approach to broader classes of systems, for which it serves as a reliable framework for high-precision calculations.

Starting from trace formulas for the tunneling splittings (or decay rates) analytically continued in the complex time domain, we obtain explicit semiclassical expansions in terms of complex trajectories that are selected with appropriate complex-time paths. We show how this instantonlike approach, which takes advantage of an incomplete Wick rotation, accurately reproduces tunneling effects not only in the usual double-well potential but also in situations where a pure Wick rotation is insufficient, for instance dynamical tunneling or resonant tunneling. Even though only one-dimensional autonomous Hamiltonian systems are quantitatively studied, we discuss the relevance of our method for multidimensional and/or chaotic tunneling.

Abstract It is well known that quantum tunneling can be described by instantons in the imaginary-time path integral formalism. However, its description in the real-time path integral formalism has been elusive. Here we establish a statement that quantum tunneling can be characterized in general by the contribution of complex saddle points, which can be identified by using the Picard-Lefschetz theory. We demonstrate this explicitly by performing Monte Carlo simulations of simple quantum mechanical systems, overcoming the sign problem by the generalized Lefschetz thimble method. We confirm numerically that the contribution of complex saddle points manifests itself in a complex “weak value” of the Hermitian coordinate operator

\hat{x}

x ̂ evaluated at time t, which is a physical quantity that can be measured by experiments in principle. We also discuss the transition to classical dynamics based on our picture.

Starting from trace formulae for the tunnelling splittings (or decay rates) analytically continued in the complex time domain, we obtain explicit semiclassical expansions in terms of complex trajectories that are selected with appropriate complex-time paths. We show how this instanton-like approach, which takes advantage of an incomplete Wick rotation, accurately reproduces tunnelling effects not only in the usual double-well potential but also in situations where a pure Wick rotation is insufficient, for instance dynamical tunnelling or resonant tunnelling. Even though only one-dimensional autonomous Hamiltonian systems are quantitatively studied, we discuss the relevance of our method for multidimensional and/or chaotic tunnelling.

Recent developments in the understanding of real-time path integrals led to the development of the ``steadyon picture'' for the semi-classical calculation of quantum tunneling rates. We discuss tunneling out of a generic localized initial state in this picture and present its application for the important example of a resonance state in a one-dimensional point particle potential. We find that the steadyon picture indeed reproduces existing results obtained using the WKB method. Our analysis furthermore demonstrates how applying this picture to physical states naturally addresses open conceptual questions regarding this framework. Finally, we perform a numerical study for a specific potential. We demonstrate in particular the existence of regimes in which the tunneling rate is dominated by higher resonances, rather than the false vacuum, as well as their importance.

The complex-time formalism is developed in the framework of the path-integral formalism, to be used for analysis of the quantum tunneling phenomena. We show that subleading complex-time saddle-points do not account for the right WKB result. Instead, we develop a reduction formula, which enables us to construct Green functions from simple components of the potential, for which saddle-point method is applicable. This method leads us to the valid WKB result, which incorporates imaginary-time instantons and bounces, as well as the real-time boundary conditions.

A detailed real time description of quantum tunneling in the semiclassical limit is given, using complex classical trajectories. This picture connects naturally with the ideas of post-selection and weak measurement introduced by Aharonov and collaborators. I show that one can precisely identify the complex classical trajectory which a post-selected tunneling particle has followed, and which dominates the path integral in the limit as Planck's constant tends to zero. Detailed analytical calculations are presented for tunneling in cubic and quartic potentials. For a long post-selected tunneling time, the imaginary part of the tunneling coordinate is found to achieve very large values just before the particle tunnels. I discuss how the real and imaginary parts of the particle's coordinate may, in principle, be independently measured using weak measurements. It would be very interesting to observe this effect, which would demonstrate the essential role of complex numbers in our closest possible classical description of reality. Extensions to quantum field theory and general relativity are briefly discussed.