We present a theory unifying the topological responses and anomalies of various gapless fermion systems exhibiting Fermi surfaces, including those with Berry phases, and nodal structures, which applies beyond the noninteracting limit. As our key finding, we obtain a general approach to directly relate gapless fermions and topological insulators in phase space, including first- and higher-order insulators. Using this relation we show that the low-energy properties and response theories for gapless fermionic systems can be directly obtained without resorting to microscopic details. Our results provide a unified framework for describing such systems using well-developed theories from the study of topological phases of matter.
We present a theory unifying the topological responses and anomalies of various gapless fermion systems exhibiting Fermi surfaces, including those with Berry phases, and nodal structures, which applies beyond the noninteracting limit. As our key finding, we obtain a general approach to directly relate gapless fermions and topological insulators in phase space, including first- and higher-order insulators. Using this relation we show that the low-energy properties and response theories for gapless fermionic systems can be directly obtained without resorting to microscopic details. Our results provide a unified framework for describing such systems using well-developed theories from the study of topological phases of matter.
A bstract In this work, we explore topological phases of matter obtained by effectively gauging or fermionizing a system, where the Gauss law constraint is only enforced energetically. In contrast to conventional gauging or fermionization, the symmetry that is effectively gauged at low energies still generates a global symmetry that acts on the whole Hilbert space faithfully. This symmetry turns out to protect a nontrivial topological phase together with other symmetries, or it can carry a nontrivial emergent ’t Hooft anomaly. We provide a precise formula for the topological response action involving these symmetries in a general setup, as well as a formula for ’t Hooft anomalies. As an application, we apply the general treatment of the procedure to gapless systems and find various new gapless SPT phases, such as the one carrying the Gu-Wen fermionic anomalies at low energy.
The discovery of many strongly correlated metallic phases has inspired different routes to generalize or go beyond the celebrated Landau Fermi liquid theory. To this end, from universal consideration of symmetries and anomalies, Else, Thorngren, and Senthil (ETS) have introduced a class of theories called ersatz Fermi liquids which possess a Fermi surface and satisfy a generalized Luttinger's theorem. In this work, we view all such fermion liquids obeying the Luttinger theorem as incompressible quantum Hall liquids in higher-dimensional phase space and use it as the starting point to derive their effective low-energy field theory. The noncommutativity of phase space motivates us to use the Seiberg-Witten map to derive the field theory in an ordinary (commutative) space and naturally leads to terms that correspond to the correct topological Chern-Simons action postulated by ETS in one, two, and three dimensions. Additionally, our approach also reproduces all the nontopological terms that characterize important contributions to the response, including the semiclassical equations of motion. Finally, our derivations of Chern-Simons terms from the Seiberg-Witten map also verify a longstanding conjecture in noncommutative field theory.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
The exploration of topologically nontrivial states in condensed matter systems, along with their novel transport properties, has garnered significant research interest. This review aims to provide a comprehensive overview of representative topological phases, starting from the initial proposal of the quantum Hall insulator. We begin with a concise introduction, followed by a detailed examination of first-order topological quantum phases, including gapped and gapless systems, encompassing relevant materials and associated phenomena in experiment. Subsequently, we delve into the realm of exotic higher-order topological quantum phases, examining both theoretical propositions and experimental findings. Moreover, we discuss the mechanisms underlying the emergence of higher-order topology, as well as the challenges involved in experimentally verifying materials exhibiting such properties. Finally, we outline future research directions. This review not only systematically surveys various types of topological quantum states, spanning from first-order to higher-order, but also proposes potential approaches for realizing higher-order topological phases, thereby offering guidance for the detection of related quantum phenomena in experiments.
We propose that the Fermi surface anomaly of symmetry group G in any dimension is universally classified by G-symmetric interacting fermionic symmetry-protected topological (SPT) phases in (0+1)-dimensional spacetime. The argument is based on the perspective that the gapless fermions on the Fermi surface can be viewed as the topological boundary modes of Chern insulators in the phase space (position-momentum space). Given the noncommutative nature of the phase-space coordinates, we show that the momentum space dimensions should be counted as negative dimensions for SPT classification purposes. Therefore, the classification of phase-space Chern insulators (or, more generally fermionic SPT phases) always reduces to a (0+1)-dimensional problem, which can then be answered by the cobordism approach. In addition to the codimension-1 Fermi surface case, we also discuss the codimension-p Fermi surface case briefly. We provide concrete examples to demonstrate the validity of our classification scheme, and make connections to the recent development of Fermi surface symmetric mass generation.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.