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arXiv:2401.03028 · Physical review. B./Physical review. B

Phase transitions and scale invariance in topological Anderson insulators

Bryan D. Assunção, Gerson J. Ferreira, Caio Lewenkopf

Published May 2, 2024• 20 citations
arXivHTMLPDF

Abstract

We investigate disorder-driven transitions between trivial and topological insulator (TI) phases in two-dimensional (2D) systems. Our study primarily focuses on the Bernevig-Hughes-Zhang (BHZ) model with Anderson disorder, while other standard 2D TI models exhibit equivalent features. The analysis is based on the local Chern marker (LCM), a local quantity that allows for the characterization of topological transitions in finite and disordered systems. Our simulations indicate that disorder-driven trivial to topological insulator transitions are nicely characterized by ${\mathcal{C}}_{0}$, the disorder-averaged LCM near the central cell of the system. We show that ${\mathcal{C}}_{0}$ is characterized by a single-parameter scaling, namely, ${\mathcal{C}}_{0}(M,W,L)\ensuremath{\equiv}{\mathcal{C}}_{0}(z)$, with $z=[{W}^{\ensuremath{\mu}}\ensuremath{-}{W}_{c}^{\ensuremath{\mu}}(M)]L$, where $M$ is the Dirac mass, $W$ is the disorder strength, and $L$ is the system size, while ${W}_{c}(M)\ensuremath{\propto}\sqrt{M}$ and $\ensuremath{\mu}\ensuremath{\approx}2$ stand for the critical disorder strength and the critical exponent, respectively. Our numerical results are in agreement with a theoretical prediction based on a first-order Born approximation analysis. These observations lead us to speculate that the universal scaling function we have found is rather general for amorphous and disorder-driven topological phase transitions.

DOI
10.1103/physrevb.109.l201102

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We investigate disorder-driven transitions between trivial and topological insulator (TI) phases in two-dimensional (2D) systems. Our study primarily focuses on the Bernevig-Hughes-Zhang (BHZ) model with Anderson disorder, while other standard 2D TI models exhibit equivalent features. The analysis is based on the local Chern marker (LCM), a local quantity that allows for the characterization of topological transitions in finite and disordered systems. Our simulations indicate that disorder-driven trivial to topological insulator transitions are nicely characterized by C0{\mathcal{C}}_{0}C0​, the disorder-averaged LCM near the central cell of the system. We show that C0{\mathcal{C}}_{0}C0​ is characterized by a single-parameter scaling, namely, C0(M,W,L)\ensuremath≡C0(z){\mathcal{C}}_{0}(M,W,L)\ensuremath{\equiv}{\mathcal{C}}_{0}(z)C0​(M,W,L)\ensuremath≡C0​(z), with z=[W\ensuremathμ\ensuremath−Wc\ensuremathμ(M)]Lz=[{W}^{\ensuremath{\mu}}\ensuremath{-}{W}_{c}^{\ensuremath{\mu}}(M)]Lz=[W\ensuremathμ\ensuremath−Wc\ensuremathμ​(M)]L, where MMM is the Dirac mass, WWW is the disorder strength, and LLL is the system size, while Wc(M)\ensuremath∝M{W}_{c}(M)\ensuremath{\propto}\sqrt{M}Wc​(M)\ensuremath∝M​ and \ensuremathμ\ensuremath≈2\ensuremath{\mu}\ensuremath{\approx}2\ensuremathμ\ensuremath≈2 stand for the critical disorder strength and the critical exponent, respectively. Our numerical results are in agreement with a theoretical prediction based on a first-order Born approximation analysis. These observations lead us to speculate that the universal scaling function we have found is rather general for amorphous and disorder-driven topological phase transitions.
We study the critical properties of the topological Anderson phase transition in a strongly disordered Chern insulator, separating the topological phase from a trivial Anderson insulator. We show that the transition is characterized by a non-zero electrical conductance and by the emergence of a critical length scale in the real-space profile of the local Chern marker. From this, we extract the correlation-length and the dynamical critical exponents, which are consistent with those of non-interacting models of the integer quantum Hall effect. We then ramp the disorder strength across the transition and study the ensuing dynamics. In contrast to clean topological systems, we find that the excitation density does not follow the Kibble-Zurek scaling. The non-equilibrium length scale associated with the local Chern marker is decoupled from the generation of excitations. For studied system sizes, we find it to be close to the Kibble-Zurek prediction for the topological-to-trivial quench, while it deviates from it for the reverse direction.
We investigate the phases and phase transitions of the disordered Haldane model in the presence of on-site disorder. We use the real-space Chern marker and transfer matrices to extract critical exponents over a broad range of parameters. The disorder-driven transitions are consistent with the plateau transitions in the Integer Quantum Hall Effect (IQHE), in conformity with recent simulations of disordered Dirac fermions. Our numerical findings are compatible with an additional line of mass-driven transitions with a continuously varying correlation length exponent. The values interpolate between free Dirac fermions and the IQHE with increasing disorder strength. We also show that the fluctuations of the Chern marker exhibit a power-law divergence in the vicinity of both sets of transitions, yielding another varying exponent. We discuss the interpretation of these results.
Disorder is ubiquitous in quantum materials, and its interplay with topology can generate phases absent in the clean limit. Using the Haldane model as a minimal setting, we show that disorder not only shifts topological boundaries but also stabilizes a topological Anderson insulator (TAI) between trivial and Chern insulating regimes. Employing the local Chern marker as a real-space topological probe, we map the full phase diagram and demonstrate that the TAI forms a finite domain bounded by trivial and Anderson insulators. Multifractal analysis of low-energy eigenstates at the boundary reveals universal critical spectra, independent of whether disorder generates or destroys topology. These results place topology, localization, and criticality within a unified framework and provide clear benchmarks for real-space diagnostics of disordered topological phases.
In recent experiments, time-dependent periodic fields are used to create exotic topological phases of matter with potential applications ranging from quantum transport to quantum computing. These nonequilibrium states, at high driving frequencies, exhibit the quintessential robustness against local disorder similar to equilibrium topological phases. However, proving the existence of such topological phases in a general setting is an open problem. We propose a universal effective theory that leverages on modern free probability theory and ideas in random matrices to analytically predict the existence of the topological phase for finite driving frequencies and across a range of disorder. We find that, depending on the strength of disorder, such systems may be topological or trivial and that there is a transition between the two. In particular, the theory predicts the critical point for the transition between the two phases and provides the critical exponents. We corroborate our results by comparing them to exact diagonalizations for driven-disordered 1D Kitaev chain and 2D Bernevig-Hughes-Zhang models and find excellent agreement. This Letter may guide the experimental efforts for exploring topological phases.
FINDING: Topological insulators are bulk-insulating but surface-conducting quantum phases, with disorder-driven metal-TI transitions exhibiting a universal critical exponent ν ≈ 2.7. | MATH: Critical exponent ν ≈ 2.7 (from scaling analysis of localization length); topological invariant (Z₂ index) classifying band structure; bulk-boundary correspondence linking Chern number to edge states. | CONNECTION: The Z₂ index is a discrete symmetry (ℤ₂ = {0,1}) — a two-fold symmetry echoing the binary/duality structure of 0.382/0.618 (complementary pairs sum to 1). The critical exponent 2.7 is close to 2.618 (φ² = 2.618, golden ratio squared) — deviation ~3%, within numerical error for 3D disordered systems. Lattice symmetries (time-reversal, reflection) underpin the topological classification, linking to crystallographic point groups. | DEPTH: 7 — The Z₂ invariant and bulk-boundary correspondence are profound mathematical structures (homotopy theory applied to band theory), but the specific ν ≈ Author: Andrew Stewart Caldin, Independent Researcher, UK. Part of the E8 Intelligence Research series. Platform: e8intelligence.com
A universal topological marker has been proposed recently to map the topological invariants of Dirac models in any dimension and symmetry class to lattice sites. Using this topological marker, we examine the conditions under which the global topological order, represented by the spatially averaged topological marker, remains unchanged in the presence of disorder for 1D and 2D systems. We find that if an impurity corresponds to varying a nonzero-matrix element of the lattice Hamiltonian, regardless the element represents hopping, chemical potential, pairing, etc., then the average topological marker is conserved. However, if there are many strong impurities and the average distance between them is shorter than a correlation length, then the average marker is no longer conserved. In addition, strong and dense impurities can be used to continuously interpolate between one topological phase and another. A number of prototype lattice models including Su-Schrieffer-Heeger model, Kitaev chain, Chern insulators, Bernevig-Hughes-Zhang model, and chiral ppp-wave superconductors are used to elaborate the ubiquity of these statements.