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arXiv:2312.11693

On the Adequacy of the Dynamical Mean Field Theory for Low Density and Dirac Materials

Anqi Mu, Zhiyuan Sun, Andrew J. Millis

Published Dec 18, 2023• 0 citations
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Abstract

The qualitative reliability of the dynamical mean field theory (DMFT) is investigated for systems in which either the actual carrier density or the effective carrier density is low, by comparing the exact perturbative and dynamical mean field expressions of electron scattering rates and optical conductivities. We study two interacting systems: tight binding models in which the chemical potential is near a band edge and Dirac systems in which the chemical potential is near the Dirac point. In both systems it is found that DMFT underestimates the low frequency, near-Fermi surface single particle scattering rate by a factor proportional to the particle density. The quasiparticle effective mass is qualitatively incorrect for the low density tight binding model but not necessarily for Dirac systems. The dissipative part of the optical conductivity is more subtle: in the exact calculation vertex corrections, typically neglected in DMFT calculations, suppress the low frequency optical absorption, compensating for some of the DMFT underestimate of the scattering rate. The role of vertex corrections in calculating the conductivity for Dirac systems is clarified and a systematic discussion is given of the approach to the Galilean/Lorentz invariant low density limit. Relevance to recent calculations related to Weyl metals is discussed.

DOI
10.48550/arxiv.2312.11693

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The qualitative reliability of the dynamical mean field theory (DMFT) is investigated for systems in which either the actual carrier density or the effective carrier density is low, by comparing the exact perturbative and dynamical mean field expressions of electron scattering rates and optical conductivities. We study two interacting systems: tight binding models in which the chemical potential is near a band edge and Dirac systems in which the chemical potential is near the Dirac point. In both systems it is found that DMFT underestimates the low frequency, near-Fermi surface single particle scattering rate by a factor proportional to the particle density. The quasiparticle effective mass is qualitatively incorrect for the low density tight binding model but not necessarily for Dirac systems. The dissipative part of the optical conductivity is more subtle: in the exact calculation vertex corrections, typically neglected in DMFT calculations, suppress the low frequency optical absorption, compensating for some of the DMFT underestimate of the scattering rate. The role of vertex corrections in calculating the conductivity for Dirac systems is clarified and a systematic discussion is given of the approach to the Galilean/Lorentz invariant low density limit. Relevance to recent calculations related to Weyl metals is discussed.
We compute the frequency-dependent conductivity of the two-dimensional square lattice Hubbard model at zero temperature as a function of density to second order in the interaction strength, and compare the results to the predictions of single-site dynamical mean field theory computed at the same order. We find that despite the neglect of vertex corrections, the single-site dynamical mean field approximation produces semiquantitatively accurate results for most carrier concentrations, but fails qualitatively for the nearly empty or nearly filled band cases where the model exhibits an emergent Galilean invariance. The DMFT approximation also becomes qualitatively inaccurate very near half filling if nesting is important.
The optical conductivity of the weakly doped two-dimensional repulsive Hubbard model on the square lattice with the nearest and next-nearest hoppings is calculated within the generalized dynamical mean-field $(\mathrm{DMFT}+{\ensuremath{\sum}}_{\mathbf{p}})$ approach, which includes correlation length scale $\ensuremath{\xi}$ into the standard DMFT equations via the momentum dependent self-energy ${\ensuremath{\sum}}_{\mathbf{p}}$, with a full account of appropriate vertex corrections. This approach takes into consideration the nonlocal dynamical correlations induced, e.g., by short-ranged collective spin-density-wavelike antiferromagnetic spin fluctuations, which (at high enough temperatures) can be viewed as a quenched Gaussian random field with finite correlation length $\ensuremath{\xi}$. The DMFT effective single-impurity problem is solved by numerical renormalization group. We consider both the case of correlated metal with the bandwidth $W\ensuremath{\lesssim}U$ and that of doped Mott insulator with U⪢WU⪢WU⪢W (UUU---the value of local Hubbard interaction). The optical conductivity calculated within $\mathrm{DMFT}+{\ensuremath{\sum}}_{\mathbf{p}}$ demonstrates typical pseudogap behavior within the quasiparticle band, in qualitative agreement with experiments in copper oxide superconductors. For large values of UUU, pseudogap anomalies are effectively suppressed.
This review is devoted to generalization of dynamical mean-field theory (DMFT) for strongly correlated electronic systems towards the account of different types of additional interactions, necessary for correct physical description of many experimentally observed phenomena in such systems. As additional interactions we consider: (1) interaction of electrons with antiferromagnetic (or charge) fluctuations of order parameter in high-Tc superconductors leading to the formation of pseudogap state, (2) scattering of electrons on static disorder and its role in general picture of Anderson-Hubbard metal-insulator transition, (3) electron-phonon interaction and corresponding anomalies of electronic spectra in strongly correlated systems. Proposed DMFT+Sigma approach is based on taking into account above mentioned interactions by introducing additional self-energy Sigma (in general momentum dependent) into conventional DMFT scheme and calculated in a self-consistent way within the standard set of DMFT equations. Here we formulate general scheme of calculation of both one-particle (spectral functions and densities of states) and two-particle (optical conductivity) properties. We examine the problem of pseudogap formation, including the Fermi arc formation and partial destruction of the Fermi surface, metal-insulator transition in disordered Anderson-Hubbard model, and general picture of kink formation within electronic spectra in strongly correlated systems. DMFT+Sigma approach is generalized to describe realistic materials with strong electron-electron correlations based on LDA+DMFT method. General scheme of LDA+DMFT method is presented together with some of its applications to real systems. The LDA+DMFT+Sigma approach is employed to modelling of pseudogap state of electron and hole doped high-T_c cuprates. Comparison with variety of ARPES experiments is given.
We compute scattering rates for electrons in the two-dimensional Hubbard model for a one-orbital metal and Mott insulator and a two-orbital band insulator by means of dynamical mean-field theory (DMFT) and the Boltzmann scattering equation (BSE), which for the considered equilibrium scattering rates is equivalent to second order perturbation theory. As an intermediate method between both, we also consider the BSE without momentum conservation. In the weak interaction regime and for the band insulator, the last two agree to very good accuracy. The BSE with momentum conservation, on the other hand, shows slightly larger scattering rates, and a momentum differentiation of these on the Fermi surface. For the Mott insulator at strong interaction, the DMFT electron scattering rates are much larger and defy a BSE description. Noteworthy, the scattering rates for the band insulator are exceedingly small because---in contrast to the Mott insulator---impact ionization is not mediated by strong (density-density) Coulomb matrix elements.
We calculate the renormalized parameters for the quasiparticles and their interactions for the Hubbard model in the paramagnetic phase as deduced from the low-energy Fermi-liquid fixed point using the results of a numerical renormalization-group calculation (NRG) and dynamical mean-field theory (DMFT). Even in the low-density limit there is significant renormalization of the local quasiparticle interaction $\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{U}$, in agreement with estimates based on the two-particle scattering theory of J. Kanamori [Prog. Theor. Phys. 30, 275 (1963)]. On the approach to the Mott transition we find a finite ratio for $\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{U}/\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{D}$, where $2\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{D}$ is the renormalized bandwidth, which is independent of whether the transition is approached by increasing the on-site interaction UUU or on increasing the density to half filling. The leading ${\ensuremath{\omega}}^{2}$ term in the self-energy and the local dynamical spin and charge susceptibilities are calculated within the renormalized perturbation theory (RPT) and compared with the results calculated directly from the NRG-DMFT. We also suggest, more generally from the DMFT, how an approximate expression for the $\mathbf{q},\ensuremath{\omega}$ spin susceptibility $\ensuremath{\chi}(\mathbf{q},\ensuremath{\omega})$ can be derived from repeated quasiparticle scattering with a local renormalized scattering vertex.
In this thesis we use the recently developed dynamical mean-field approximation to study problems in strongly correlated electron systems, including high-Tc cuprate superconductors as well as a few quantum chemical reference systems. We start with an introduction to the background of the interacting electron systems, followed by a brief description on the current understanding of the physics of high-Tc cuprate superconductors. The approximate models that enter the theoretical framework will be discussed afterwards. Some quantum chemical methods for many-body quantum systems are included for review. Next we present the numerical methods employed in our study. The formalism of the dynamical mean-field approximation will be introduced including the single-site and cluster versions, followed by the Exact Diagonalization impurity solver for the solution of the quantum impurity model. Maximum Entropy analytic continuation method is also discussed, which is useful to obtain the physically relevant response functions. Then we apply dynamical mean-field approximation to high-Tc cuprate superconductors. The two-particle response functions, such as Raman scattering intensity and optical conductivity, are computed for the two dimensional Hubbard model. The calculations include the vertex corrections which are essential to obtain physically reasonable results in interacting electron systems. We also study the physics of the pseudogap in cuprates. The suppression of density of states near Fermi surface is present in our calculations, which is in qualitative agreement with the experimental data. Finally we discuss the application of dynamical mean-field theory to quantum chemistry. We extend the formalism of dynamical mean-field approximation to finite systems, and compare its performance in hydrogen clusters with different spatial configurations to other leading quantum chemical approaches. Dynamical mean-field theory involves mapping onto a quantum impurity model. We further examine the quantum impurity model representation of the transition metal dioxide molecules. The conceptual and technical difficulties will be discussed.