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arXiv:2311.16887 · Physical review. B./Physical review. B

Dynamical mean field theory of the bilayer Hubbard model with inchworm Monte Carlo

Dolev Goldberger, Yehonatan Fridman, Emanuel Gull, Eitan Eidelstein, Guy Cohen

Published Feb 23, 2024• 8 citations
arXivHTMLPDF

Abstract

Dynamical mean field theory allows access to the physics of strongly correlated materials with nontrivial orbital structure, but relies on the ability to solve auxiliary multiorbital impurity problems. The most successful approaches to date for solving these impurity problems are the various continuous time quantum Monte Carlo algorithms. Here, we consider perhaps the simplest realization of multiorbital physics: the bilayer Hubbard model on an infinite-coordination Bethe lattice. Despite its simplicity, the majority of this model's phase diagram cannot be predicted by using traditional Monte Carlo methods. We show that these limitations can be largely circumvented by recently introduced inchworm Monte Carlo techniques. We then explore the model's phase diagram at a variety of interaction strengths, temperatures, and filling ratios.

DOI
10.1103/physrevb.109.085133

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Dynamical mean field theory allows access to the physics of strongly correlated materials with nontrivial orbital structure, but relies on the ability to solve auxiliary multiorbital impurity problems. The most successful approaches to date for solving these impurity problems are the various continuous time quantum Monte Carlo algorithms. Here, we consider perhaps the simplest realization of multiorbital physics: the bilayer Hubbard model on an infinite-coordination Bethe lattice. Despite its simplicity, the majority of this model's phase diagram cannot be predicted by using traditional Monte Carlo methods. We show that these limitations can be largely circumvented by recently introduced inchworm Monte Carlo techniques. We then explore the model's phase diagram at a variety of interaction strengths, temperatures, and filling ratios.
This work is motivated by the fact that the investigation of non-equilibrium phenomena in strongly correlated electron systems has developed into one of the most active and exciting branches of condensed matter physics as it provides rich new insights that could not be obtained from the study of equilibrium situations. However, a theoretical description of those phenomena is missing. Therefore, in this thesis, we develop a numerical method that can be used to study two minimal models -- the Hubbard model and the Anderson impurity model with general parameter range and time dependence. We begin by introducing the theoretical framework and the general features of the Hubbard model. We then describe the dynamical mean field theory (DMFT), which was first invented by Georges in 1992. It provides a feasible way to approach strongly correlated electron systems and reduces the complexity of the calculations via a mapping of lattice models onto quantum impurity models subject to a self-consistency condition. We employ the non-equilibrium extension of DMFT and map the Hubbard model to the single impurity Anderson model (SIAM). Since the fundamental component of the DMFT method is a solver of the single impurity Anderson model, we continue with a description of the formalism to study the real-time dynamics of the impurity model staring at its thermal equilibrium state. We utilize the non-equilibrium strong-coupling perturbation theory and derive semi-analytical approximation methods such as the non-crossing approximation (NCA) and the one-crossing approximation (OCA). We then use the Quantum Monte-Carlo method (QMC) as a numerically exact method and present proper measurements of local observables, current and Green's functions. We perform simulations of the current after a quantum quench from equilibrium by rapidly applying a bias voltage in a wide range of initial temperatures. The current exhibits short equilibrium times and saturates upon the decrease of temperature at all times, indicating Kondo behavior both in the transient regime and in the steady state. However, this bare QMC solver suffers from a dynamical sign problem for long time propagations. To overcome the limitations of this bare treatment, we introduce the ``Inchworm algorithm'', based on iteratively reusing the information obtained in previous steps to extend the propagation to longer times and stabilize the calculations. We show that this algorithm greatly reduces the required order for each simulation and re-scales the exponential challenge to quadratic in time. We introduce a method to compute Green's functions, spectral functions, and currents for inchworm Monte Carlo and show how systematic error assessments in real time can be obtained. We illustrate the capabilities of the algorithm with a study of the behavior of quantum impurities after an instantaneous voltage quench from a thermal equilibrium state. We conclude with the applications of the unbiased inchworm impurity solver to DMFT calculations. We employ the methods for a study of the one-band paramagnetic Hubbard model on the Bethe lattice in equilibrium, where the DMFT approximation becomes exact. We begin with a brief introduction of the Mott metal insulator phase diagram. We present the results of both real time Green's functions and spectral functions from our nonequilibrium calculations. We observe the metal-insulator crossover as the on-site interaction is increased and the formation of a quasi-particle peak as the temperature is lowered. We also illustrate the convergence of our algorithms in different aspects.
We present real-time inchworm quantum Monte Carlo results for single-site dynamical mean field theory on an infinite coordination number Bethe lattice. Our numerically exact results are obtained on the L-shaped Keldysh contour and, being evaluated in real time, avoid the analytic continuation issues typically encountered in Monte Carlo calculations. Our results show that inchworm Monte Carlo methods have now reached a state where they can be used as dynamical mean field impurity solvers and the dynamical sign problem can be overcome. As nonequilibrium problems can be simulated at the same cost, we envisage the main use of these methods as dynamical mean field solvers for time-dependent problems far from equilibrium.
Multiorbital quantum impurity models with general interaction and hybridization terms appear in a wide range of applications, including embedding, quantum transport, and nanoscience. However, most quantum impurity solvers are restricted to a few impurity orbitals, discretized baths, diagonal hybridizations, or density-density interactions. Here, we generalize the inchworm quantum Monte Carlo method to the interaction expansion, and we explore its application to typical single- and multiorbital problems encountered in investigations of impurity and lattice models. Our implementation generically outperforms bare and bold-line quantum Monte Carlo algorithms in the interaction expansion. For the systems studied here, our implementation remains inferior to the more specialized hybridization expansion and auxiliary field algorithms. The problem of convergence to unphysical fixed points, which hampers so-called bold-line methods, is not encountered in inchworm Monte Carlo.
Andrew J. Millis Department of Physics, Columbia University, 538 West, 120th Street, New York, NY 10027, U.S.A. An atom or molecule embedded in an infinite host material defines a quantum impurity model (QIM). Exchange with the host causes the impurity to make transitions between different quantum states, leading to a nontrivial dynamics which may be described as a quantum field theory in zero space and one time dimension. QIMs exhibit many phenomena of intrinsic theoretical interest including quantum phase transitions (QPTs). The development over the past 15 years of dynamical mean field theory (DMFT) shows that they also serve as an auxiliary problem from whose solution important information relating to the physics of interacting lattice models can be obtained. Numerical simulation of these models remains a challenging task but the development of diagrammatic Monte Carlo techniques over the last few years has led to significant improvements in efficiency and flexibility. Highly precise results on few-orbital models can be computed and large Hilbert-space multiorbital models are now within reach. This chapter provides an overview of recent developments in quantum Monte Carlo methods and their application to multi-orbital systems. It presents both the weak-coupling approach, which scales favorably with system size and allows the efficient simulation of large impurity clusters, and the strong-coupling approach, which can handle QIMs with strong interactions.
Correlated electron systems exhibit a variety of intriguing emergent phenomena, including Mott physics, pseudogap behavior, and unconventional superconductivity. One of the most widely used numerical approaches for investigating these systems is dynamical mean-field theory (DMFT). This dissertation addresses two related problems: how to develop better quantum impurity solvers for DMFT and how to use DMFT results to gain a better understanding of correlated electron systems. The first part of this dissertation develops numerical methods for solving quantum impurity problems, which constitute the central computational task in DMFT calculations. In Chap. 4, we develop a method that combines a tensor-train numerical integration scheme with the inchworm hybridization expansion for quantum impurity problems. Benchmarks on spinless, single-orbital, and multi-orbital impurity models demonstrate the convergence of the Green’s functions to exact or reference results and identify the regimes in which tensor-train compression of Feynman diagrams and the inchworm expansion itself are effective. In Chap. 5, we introduce the concept of counterterms within the hybridization expansion and apply it to a bare hybridization expansion solver that relies on a sum-of-exponentials integration technique. Tests on spinless, multi-orbital, and realistic embedding impurity problems show that counterterms can significantly reduce the required perturbative order and improve the efficiency of hybridization-expansion calculations. The second part of this dissertation applies the cluster extension of DMFT to the single-band Hubbard model. In Chap. 6, we introduce a fluctuation decomposition for the self-energy that eliminates the Fierz ambiguity encountered in conventional fluctuation diagnostics of the Hubbard model. The resulting analysis shows that spin fluctuations make an important contribution to the pseudogap self-energy, while multi-boson contributions are also necessary for a complete description. In Chap. 7, we analyze the spin-fermion coupling and its role in d-wave pairing. Our calculations show that, for antinodal fermions in the pseudogap regime, their coupling to antiferromagnetic spin fluctuations is strongly enhanced relative to the non-interacting limit. A modified Bethe–Salpeter equation analysis further shows that this enhanced spin–fermion coupling boosts the spin-fluctuation-induced contribution to the d-wave pairing susceptibility.
The inchworm expansion is a promising approach to solving strongly correlated quantum impurity models due to its reduction of the sign problem in real and imaginary time. However, inchworm Monte Carlo is computationally expensive, converging as 1 / N where N is the number of samples. We show that the imaginary-time integration is amenable to quasi Monte Carlo, with parametrically better 1 / N convergence, by mapping the Sobol low-discrepancy sequence from the hypercube to the simplex with the so-called Root transform. This extends the applicability of the inchworm method to, e.g., multiorbital Anderson impurity models with off-diagonal hybridization, relevant for materials simulation, where continuous-time hybridization expansion Monte Carlo has a severe sign problem. Published by the American Physical Society 2024