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arXiv:2311.09023 · SciPost Physics

Single-particle spectra and magnetic susceptibility in the Emery model: A dynamical mean-field perspective

Yi-Ting Tseng, M. O. Malcolms, Henri Menke, Marcel Klett, Thomas Schäfer, P. Hansmann

Published May 1, 2025• 2 citations
arXivHTMLPDF

Abstract

We investigate dynamical mean-field calculations of the three-band Emery model at the one- and two-particle level for material-realistic parameters of high- T_c T c superconductors. Our study shows that even within dynamical mean-field theory, which accounts solely for temporal fluctuations, the intrinsic multi-orbital nature of the Emery model introduces effective non-local correlations. These correlations lead to a non-Curie-like temperature dependence of the magnetic susceptibility, consistent with nuclear magnetic resonance experiments in the pseudogap regime. By analyzing the temperature dependence of the uniform static spin susceptibility obtained by single-site and cluster dynamical mean-field theory, we find indications of emerging oxygen-copper singlet fluctuations, explicitly captured by the model. Despite correctly describing the hallmark of the pseudogap at the two-particle level, such as the drop in the Knight shift of nuclear magnetic resonance, dynamical mean-field theory fails to capture the spectral properties of the pseudogap.

DOI
10.21468/scipostphys.18.5.145

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Physical review. B, Condensed matter•Apr 1, 1993•30 citations
We investigate dynamical mean-field calculations of the three-band Emery model at the one- and two-particle level for material-realistic parameters of high- T_c T c superconductors. Our study shows that even within dynamical mean-field theory, which accounts solely for temporal fluctuations, the intrinsic multi-orbital nature of the Emery model introduces effective non-local correlations. These correlations lead to a non-Curie-like temperature dependence of the magnetic susceptibility, consistent with nuclear magnetic resonance experiments in the pseudogap regime. By analyzing the temperature dependence of the uniform static spin susceptibility obtained by single-site and cluster dynamical mean-field theory, we find indications of emerging oxygen-copper singlet fluctuations, explicitly captured by the model. Despite correctly describing the hallmark of the pseudogap at the two-particle level, such as the drop in the Knight shift of nuclear magnetic resonance, dynamical mean-field theory fails to capture the spectral properties of the pseudogap.
The pseudogap in the cuprate high-temperature superconductors was discovered as a suppression of the Knight shift and spin relaxation time measured in nuclear magnetic resonance (NMR) experiments. However, theoretical understanding of this suppression in terms of the magnetic susceptiblility of correlated itinerant fermion systems was so far lacking. Here we study the temperature and doping evolution of these quantities on the two-dimensional Hubbard model using cluster dynamical mean field theory. We recover the suppression of the Knight shift and the linear-in-T spin echo decay that increases with doping. The relaxation rate shows a marked increase as T is lowered but no indication of a pseudogap on the Cu site, and a clear downturn on the O site, consistent with experimental results on single layer materials but different from double layer materials. The consistency of these results with experiment suggests that the pseudogap is well described by strong short-range correlation effects.
The three-band model relevant to high-temperature copper-oxide superconductors is solved using single-site dynamical mean field theory and a tight-binding parametrization of the copper and oxygen bands. For a band filling of one hole per unit cell the metal/charge-transfer-insulator phase diagram is determined. The electron spectral function, optical conductivity, and quasiparticle mass enhancement are computed as functions of electron and hole doping for parameters such that at one hole per cell the paramagnetic phase is insulating and for parameters such that at one hole per unit cell the paramagnetic phase is metallic. The optical conductivity is computed using the Peierls phase approximation for the optical matrix elements. The calculation includes the physics of ``Zhang-Rice singlets.'' The effects of antiferromagnetism on the magnitude of the gap and the relation between correlation strength and doping-induced changes in state density are determined. Three-band and one-band models are compared. The two models are found to yield quantitatively consistent results for all energies less than about 4 eV including energies in the vicinity of the charge-transfer gap. Parameters on the insulating side of the metal/charge-transfer insulator phase boundary lead to gaps which are too large and near-gap conductivities which are too small relative to data. The results place the cuprates clearly in the intermediate correlation regime, on the paramagnetic metal side of the metal/charge-transfer insulator phase boundary.
Abstract The pseudogap in high-temperature superconducting cuprates is an exotic state of matter, displaying emerging Fermi arcs and a momentum-selective suppression of spectral weight upon cooling. We show how these phenomena are captured in the three-band Emery model by performing dynamical vertex approximation calculations for its normal state. For the hole-doped parent compound, our results demonstrate the formation of a pseudogap due to short-ranged commensurate antiferromagnetic fluctuations. At larger doping values, progressively, incommensurate correlations and a metallic regime appear. Our results are in qualitative agreement with this doping trend in the normal state of cuprates, and hence, represent a step towards the uniform description of their phase diagrams within a single theoretical framework.
The Emery model, or three-band Hubbard model, is a Hamiltonian that is thought to contain much of the physics of cuprate superconductors. This model includes two noninteracting ppp orbitals and one interacting ddd orbital per unit cell. Few methods that can solve multiorbital interacting Hamiltonians reliably and efficiently exist. Here, we introduce an application of the two-particle self-consistent (TPSC) approach to the Emery model. We construct this method within the framework of the TPSC +++ DMFT method, which can be seen as a way to introduce nonlocal corrections to dynamical mean-field theory (DMFT). We show that interacting orbital densities, rather than the noninteracting ones, must be used in the calculations. For the Emery model, we find that at constant bare interaction UUU, the vertex for spin fluctuations, Usp{U}_{sp}Usp​, decreases rapidly with filling. This may be one of the factors that contributes to electron-doped cuprates appearing less correlated than hole-doped ones. More generally, our work opens the road to the application of the TPSC approach to spin fluctuations in multiorbital models.
We study the one-band Hubbard model on the honeycomb lattice using a combination of quantum Monte Carlo (QMC) simulations and static as well as dynamical mean-field theory (DMFT). This model is known to show a quantum phase transition between a Dirac semimetal and the antiferromagnetic insulator. The aim of this paper is to provide a detailed comparison between these approaches by computing static properties, notably ground-state energy, single-particle gap, double occupancy, and staggered magnetization, as well as dynamical quantities such as the single-particle spectral function. At the static mean-field level, local moments cannot be generated without breaking the SU(2) spin symmetry. The DMFT approximation accounts for temporal fluctuations and thus captures both the evolution of the double occupancy and the resulting local moment formation in the paramagnetic phase. As a consequence, the DMFT approximation is found to be very accurate in the Dirac semimetallic phase where local moment formation is present and the spin correlation length small. However, in the vicinity of the fermion quantum critical point, the spin correlation length diverges and the spontaneous SU(2) symmetry breaking leads to low-lying Goldstone modes in the magnetically ordered phase. The impact of these spin fluctuations on the single-particle spectral function---waterfall features and narrow spin-polaron bands---is only visible in the lattice QMC approach.
We calculate the photoemission and inverse photoemission spectra of holes in copper-oxygen planes, the characteristic structural unit of high-temperature superconductors. The computations are based on the extended Hubbard or Emery model in the limit of infinitely strong Coulomb repulsion Ud{\mathit{U}}_{\mathit{d}}Ud​ on copper sites. In order to evaluate the corresponding one-particle correlation functions the projection technique is applied, which is especially suitable for strongly correlated systems. Thereby the hole dynamics is restricted to a subspace of relevant operators, within which it can be treated exactly. In contrast to independent-particle approximations the excitation spectra show an energy gap at half-filling, which disappears when the system is doped with additional holes. Besides the insulator-to-metal transition the strong correlations lead also to a significant shift of spectral weight to states close to the Fermi energy when the hole concentration increases. Our results are in good agreement with the ones of exact diagonalization studies of the (CuO2{\mathrm{CuO}}_{2}CuO2​)4{)}_{4})4​ cluster with periodic boundary conditions.