Topology is a fundamental aspect of quantum physics, and it has led to key breakthroughs and results in various fields of quantum materials. In condensed matters, this has culminated in the recent discovery of symmetry-protected topological phases. However, symmetry-based topological characterizations rely heavily on symmetry analysis and are incapable of detecting the topological phases in systems where the symmetry is broken, thus missing a large portion of interesting topological physics. Here, we propose a new approach to understanding the topological nature of quantum materials, which we call feature spectrum topology. In this framework, the ground-state is separated into different partitions by the eigenspectrum of a feature, a particular chosen internal quantum degree of freedom, such as spin or pseudo-spin, and the topological properties are determined by analysis of these ground-state partitions. We show that bulk-boundary correspondence guarantees gapless spectral flows in either one of the energy or feature spectrum. Most importantly, such 'feature-energy duality' of gapless spectral flows serves as a fundamental manifestation of a topological phase, thereby paving a new way towards topological characterizations beyond symmetry considerations. Our development reveals the topological nature of a quantum ground state hidden outside symmetry-based characterizations, hence, providing a platform for a more refined search of unconventional topological materials.
Topology is a fundamental aspect of quantum physics, and it has led to key breakthroughs and results in various fields of quantum materials. In condensed matters, this has culminated in the recent discovery of symmetry-protected topological phases. However, symmetry-based topological characterizations rely heavily on symmetry analysis and are incapable of detecting the topological phases in systems where the symmetry is broken, thus missing a large portion of interesting topological physics. Here, we propose a new approach to understanding the topological nature of quantum materials, which we call feature spectrum topology. In this framework, the ground-state is separated into different partitions by the eigenspectrum of a feature, a particular chosen internal quantum degree of freedom, such as spin or pseudo-spin, and the topological properties are determined by analysis of these ground-state partitions. We show that bulk-boundary correspondence guarantees gapless spectral flows in either one of the energy or feature spectrum. Most importantly, such 'feature-energy duality' of gapless spectral flows serves as a fundamental manifestation of a topological phase, thereby paving a new way towards topological characterizations beyond symmetry considerations. Our development reveals the topological nature of a quantum ground state hidden outside symmetry-based characterizations, hence, providing a platform for a more refined search of unconventional topological materials.
Topological phases of matter are traditionally characterized through symmetry-based classifications. In cases of symmetry breaking, the projected spectrum - obtained by projecting the ground state onto the eigenstates of a pertinent quantum observable, such as spin or orbital angular momentum - provides a clear method for classifying topological phases. This approach underpins well-known frameworks such as spin-resolved topology and feature spectrum topology. Here we introduce nested feature spectrum topology, in which projection operators are applied recursively to subsectors of the feature spectrum, generating a hierarchy of feature spectra. We uncover a fundamental tripartite equivalence among the topology of feature, the entanglement, and the Wilson loop spectra in non-interacting fermionic systems. This equivalence reveals that the feature spectrum encodes the entanglement between sectors of the quantum observable, such as the spin-up and spin-down states in spin-resolved topology. We further prove that spectral flow in the entanglement spectrum and the Wilson loop winding in the feature spectrum are equivalent manifestations of the feature-energy complementarity: the appearance of gapless spectral flow in either energy or projected spectra on the boundary. This complementarity refines the conventional bulk-boundary correspondence by demonstrating that topological boundary modes may persist in the feature spectrum even when energy spectra are gapped. Our results provide a deeper understanding and solid foundation for the origin of band topology in the feature spectrum.
Abstract Bulk-boundary correspondence, a key result of ground-state topology, predicts gapless boundary states at interfaces between distinct phases. Motivated by the limitations of conventional band topology in describing boundary states under weak symmetry-breaking perturbations, we propose feature spectrum topology, a generalized framework based on the spectrum of projected operators of the form F=POP F = P O ̂ P , where P projects onto a manifold of interest, and O O ̂ is an operator representing physical observables. We rigorously establish a bulk-boundary correspondence in this projected spectrum, showing that the topological invariant guarantees gapless boundary states appearing in either the energy spectrum or the projected operator spectrum. This feature-energy complementarity uncovers boundary phenomena that are overlooked by traditional energy-based approaches. Our framework provides a unifying perspective for characterizing topological features tied to observables, offering new insights into systems that extend beyond the conventional paradigm. We demonstrate the application and discuss possible experimental observations of our theory in topological materials.
One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Quantum entanglement marks a definitive feature of topological states. However, the entanglement spectrum remains insufficiently explored for topological states without a bulk energy gap. Using a combination of field theory and numerical techniques, we accurately calculate and analyze the entanglement spectrum of gapless symmetry protected topological states in one dimension. We highlight that the universal entanglement spectrum not only encodes the nontrivial edge degeneracy, generalizing the Li-Haldane conjecture to gapless topological states, but also contains the operator content of the underlying boundary conformal field theory. This implies that the bulk wave function can act as a fingerprint of both quantum criticality and topology in gapless symmetry protected topological states. We also identify a symmetry enriched conformal boundary condition that goes beyond the conventional conformal boundary condition.
Topological holography is a holographic principle that describes the generalized global symmetry of a local quantum system in terms of a topological order in one higher dimension. This framework separates the topological data from the local dynamics of a theory and provides a unified description of the symmetry and duality in gapped and gapless phases of matter. In this work, we develop the topological holographic picture for (1+1) d d quantum phases, including both gapped phases as well as a wide range of quantum critical points, including phase transitions between symmetry protected topological (SPT) phases, symmetry enriched quantum critical points, deconfined quantum critical points, and intrinsically gapless SPT phases. Topological holography puts a strong constraint on the emergent symmetry and the anomaly for these critical theories. We show how the partition functions of these critical points can be obtained from dualizing (orbifolding) more familiar critical theories. The topological responses of the defect operators are also discussed in this framework. We further develop a topological holographic picture for conformal boundary states of (1+1) d d rational conformal field theories. This framework provides a simple physical picture to understand conformal boundary states and also uncovers the nature of the gapped phases corresponding to the boundary states.