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arXiv:2310.13342 · Physical review. B./Physical review. B

Unsupervised learning of phase transitions via modified anomaly detection with autoencoders

Kwai-Kong Ng, Min-Fong Yang

Published Dec 21, 2023• 10 citations
arXivHTMLPDF

Abstract

In this paper, a modified method of anomaly detection using convolutional autoencoders is employed to predict phase transitions in several statistical mechanical models on a square lattice. We show that, when the autoencoder is trained with input data of various phases, the mean-square-error loss function can serve as a measure of disorder, and its standard deviation becomes an excellent indicator of critical points. We find that various types of phase transition points, including first-order, second-order, and topological ones, can be faithfully detected by the peaks in the standard deviation of the loss function. Besides, the values of transition points can be accurately determined under the analysis of finite-size scaling. Our results demonstrate that the present approach has general application in identification and classification of phase transitions even without a priori knowledge of the systems in question.

DOI
10.1103/physrevb.108.214428

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In this paper, a modified method of anomaly detection using convolutional autoencoders is employed to predict phase transitions in several statistical mechanical models on a square lattice. We show that, when the autoencoder is trained with input data of various phases, the mean-square-error loss function can serve as a measure of disorder, and its standard deviation becomes an excellent indicator of critical points. We find that various types of phase transition points, including first-order, second-order, and topological ones, can be faithfully detected by the peaks in the standard deviation of the loss function. Besides, the values of transition points can be accurately determined under the analysis of finite-size scaling. Our results demonstrate that the present approach has general application in identification and classification of phase transitions even without a priori knowledge of the systems in question.
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We apply unsupervised learning techniques to classify the different phases of the ${J}_{1}\text{\ensuremath{-}}{J}_{2}$ antiferromagnetic Ising model on the honeycomb lattice. We construct the phase diagram of the system using convolutional autoencoders. These neural networks can detect phase transitions in the system via ``anomaly detection'' without the need for any label or a priori knowledge of the phases. We present different ways of training these autoencoders, and we evaluate them to discriminate between distinct magnetic phases. In this process, we highlight the case of high-temperature or even random training data. Finally, we analyze the capability of the autoencoder to detect the ground state degeneracy through the reconstruction error.
Abstract We investigate deep learning autoencoders for the unsupervised recognition of phase transitions in physical systems formulated on a lattice. We focus our investigation on the 2-dimensional ferromagnetic Ising model and then test the application of the autoencoder on the anti-ferromagnetic Ising model. We use spin configurations produced for the 2-dimensional ferromagnetic and anti-ferromagnetic Ising model in zero external magnetic field. For the ferromagnetic Ising model, we study numerically the relation between one latent variable extracted from the autoencoder to the critical temperature T c . The proposed autoencoder reveals the two phases, one for which the spins are ordered and the other for which spins are disordered, reflecting the restoration of the ℤ 2 symmetry as the temperature increases. We provide a finite volume analysis for a sequence of increasing lattice sizes. For the largest volume studied, the transition between the two phases occurs very close to the theoretically extracted critical temperature. We define as a quasi-order parameter the absolute average latent variable z ̃ , which enables us to predict the critical temperature. One can define a latent susceptibility and use it to quantify the value of the critical temperature T c ( L ) at different lattice sizes and that these values suffer from only small finite scaling effects. We demonstrate that T c ( L ) extrapolates to the known theoretical value as L → ∞ suggesting that the autoencoder can also be used to extract the critical temperature of the phase transition to an adequate precision. Subsequently, we test the application of the autoencoder on the anti-ferromagnetic Ising model, demonstrating that the proposed network can detect the phase transition successfully in a similar way. Graphical abstract
The identification and characterization of phase transitions is one of the oldest and most central problems in condensed matter physics, traditionally approached through order parameters, free-energy expansions, renormalization-group analysis, and direct numerical simulation. Over the past decade, machine learning (ML) has emerged as a complementary and, in some regimes, transformative methodology for this task. Supervised classifiers can learn to distinguish phases directly from raw configurations without an a priori order parameter; unsupervised and self-supervised techniques such as principal component analysis, autoencoders, and learning-by-confusion can locate transition points with minimal or no labeled data; and generative and variational architectures, including neural-network quantum states, now approximate ground-state wavefunctions of strongly correlated systems well beyond the reach of exact diagonalization. This paper reviews the theoretical foundations of phase transitions relevant to machine-learning applications, surveys the principal families of algorithms used to detect and classify phases, and examines their application across classical spin systems, percolation, topological and quantum phases, strongly correlated electron systems, and experimentally measured spectroscopic data. Representative case studies are discussed, including convolutional and graph-neural-network classifiers of lattice configurations, explainable-ML detection of thermodynamic transitions in photoemission spectra, and deep-learning-guided discovery of high-temperature superconductors. The review closes with a critical discussion of persistent challenges interpretability, data scarcity in correlated-electron experiments, generalization across Hamiltonians, and the reliability of learned order parameters near criticality and outlines directions for future research, including physics-informed architectures, uncertainty quantification, and closed-loop integration with autonomous experimentation.