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arXiv:2310.10684

The physics and metaphysics of the conceptuality interpretation of quantum mechanics

Diederik Aerts, Massimiliano Sassoli de Bianchi

Published Oct 14, 2023• 0 citations
arXivHTMLPDF

Abstract

Quantum mechanics has maintained over the years the reputation of being "the most obscure theory." It works perfectly well, but nobody seems to know why. It has been argued that the difficulty in understanding quantum theory is our failed attempt to force onto it a wrong conceptual scheme, wanting at all costs to think about the objects of the theory as, precisely, objects, i.e., entities having continuously actual spatiotemporal properties. This too restrictive spatiotemporal scheme is most probably at the heart of the problem, as also underlined by the Einsteinian revolution, but then what could be an alternative? Many thinkers have suggested that we must surrender to the fact that our physical world is one of immanent powers and potencies. Aristotle did so ante quantum litteram, followed by scholars like Heisenberg, Primas, Shimony, Piron, Kastner, Kauffman, de Ronde, just to name a few, including the authors, who were both students of Piron in Geneva. However, if on the one hand a potentiality ontology puts the accent on the processes of change, responsible for the incessant shifts between actual and potential properties, on the other hand it does not tell what these changes are all about. In other words, the metaphysical question remains of identifying the nature of the bearer of these potencies, or potentialities, and of the entities that can actualize them. It is the purpose of the present article to emphasize that the above question has found a possible answer in the recent Conceptuality Interpretation of Quantum Mechanics, which we believe offers the missing ontology and metaphysics that can make the theory fully intelligible, and even intuitive.

DOI
10.48550/arxiv.2310.10684

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Abstract Metaphysicians should pay attention to quantum mechanics, but not because it provides definitive answers to many metaphysical questions. The theory itself is remarkably silent on the nature of the physical world, and the various interpretations of the theory on offer present conflicting ontological pictures. Rather, quantum mechanics is essential to the metaphysician because it reshapes standard metaphysical debates and opens up unforeseen new metaphysical possibilities. Even if quantum mechanics provides few clear answers, there are good reasons to think that any adequate understanding of the quantum world will result in a radical reshaping of our classical worldview in some way or other. Whatever the world is like at the atomic scale, it is almost certainly not the swarm of particles pushed around by forces that is often presupposed. This book guides readers through the theory of quantum mechanics and its implications for metaphysics in a clear and accessible way. The theory and its various interpretations are presented with a minimum of technicality. The consequences of these interpretations for metaphysical debates concerning realism, indeterminacy, causation, determinism, holism, and individuality (among other topics) are explored in detail, stressing the novel form that the debates take given the empirical facts in the quantum domain. While quantum mechanics may not deliver unconditional pronouncements on these issues, the range of possibilities consistent with our knowledge of the empirical world is relatively small—and each possibility is metaphysically revisionary in some way.

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Quantum theory is a phenomenally successful cornerstone of physics. But a recent poll among quantum physicists shows that there is still little agreement on what the theory tells us about physical reality. Yet precious bits of consensus are emerging. As always, Albert Einstein was ahead of his time. Quantum theory was still in its infancy, its formalism a mere sketch, and its implications only beginning to be realized. Yet Einstein, in 1917, already spotted what would trouble him throughout his lifetime. He concluded that the nascent theory, which he had helped initiate, seemed to leave “time and direction of elementary processes,” such as the spontaneous emission of radiation from a molecule, “to chance” 1. Einstein's conclusion was visionary. It was also incredibly bold, for it suggested a radical departure from the powerful, centuries-old deterministic and causal worldview of classical physics. But Einstein also immediately expressed his discomfort with the idea of fundamental chance. In fact, his worries were just the seed of what would turn into one of the longest and most heated debates in the history of physics. What does quantum theory mean, and what does it tell us about the nature of reality? Some of the brightest minds in physics locked horns over these issues. Besides Einstein, there were Niels Bohr, Erwin Schrödinger, Werner Heisenberg, Pascual Jordan, Carl Friedrich von Weizsäcker, Wolfgang Pauli, and Richard Feynman, just to name a few. Ask anyone today working on foundational questions in quantum theory and you are likely to hear that there is still no consensus on many of these questions—all the while, of course, everybody seems to be in perfect agreement on how to apply the quantum formalism when it comes to making experimental predictions. Remarkably, there has never been any serious attempt to find out what the current opinions of the community really are and how they may be correlated. We jumped on the opportunity and polled 33 participants at a 2011 conference on “Quantum Physics and the Nature of Reality” (Fig. 1) 2. (We hasten to add that our poll is to be understood as merely a snapshot and certainly cannot claim to be representative.) As soon as we had collected the questionnaires, the respondents eagerly asked to hear the results. Evidently, we had not been the only curious party. What did we find? The fundamental questions, it seems, still elicit radically different responses. Take the quantum state—represented by the wavefunction—as an illustration. The wavefunction is the central mathematical symbol of quantum mechanics. It allows us to make incredibly accurate predictions, be it in atomic, molecular, or solid-state physics. But how are we to interpret it? 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For decades, the measurement problem was seen by many as the main stumbling block for quantum theory, sparking a storm of rivaling attempts to deal with this perceived issue. Today, the waters seem to have calmed and attention shifted elsewhere, as only less than a fourth of respondents consider the measurement problem “a severe difficulty threatening quantum mechanics.” Changing attitudes are also evident when it comes to the issue of chance Einstein had brought to light in 1917. Today, the question of the randomness of quantum events no longer seems to be all that contentious. Most of our respondents accepted randomness as irreducible or a fundamental concept in nature (or both). Less than one-tenth of respondents thought that quantum randomness was merely apparent rather than fundamental, and no one believed in a hidden determinism governing quantum events. We wish we could hear Einstein's opinion today. Why have attitudes and priorities changed? It's hard to say, but we think there may be several driving forces. The rapid ascent of quantum information science has not only led to applications such as secure cryptography and the promise of lightning-fast quantum computers, but has also shed new light on foundational problems and handed us new tools for addressing them. Our poll shows that these tools are considered a welcome addition, with three-fourths seeing quantum information as a breath of fresh air for foundational investigations. There is also optimism about the future technological development of quantum information, with more than 75% of respondents expecting a working and useful quantum computer to be realized within the next fifty years. Such optimism might be rooted in the astonishing experimental progress we have witnessed over the past decades, another driving force behind changing attitudes. We are now at stage where almost perfect experimental control of single quantum systems has been achieved. The 2012 Nobel Prize in physics was awarded for just such experiments. This has put at our fingertips the ability to actually carry out the thought experiments—or approximations thereof, at any rate—that the founders of quantum theory had dreamed up. Take Schrödinger's cat. In 1935, Schrödinger wanted to illustrate what seemed to him an absurd prediction of the new theory: that the strange quantum superpositions of the atomic world can be amplified to everyday objects. Schrödinger's object of choice was a cat in a specifically prepared box. Quantum theory then suggested that the state of the cat should become transformed into a bizarre quantum superposition of being simultaneously alive and dead. But what Schrödinger had intended as a “burlesque” 4 thought experiment is now approaching experimental reality. Over the last decades, researchers have become increasingly skilled in breeding small versions of Schrödinger's cat. While they don't involve actual cats, they do already involve large biological molecules. Our respondents, it seems, were inspired by such developments. A solid two-thirds majority declared that they don't expect any fundamental limit in this enterprise of observing larger and larger objects in superpositions of macroscopically distinct states. No limit, then, for quantum theory—something that Bohr had already suggested when he, in some of his early thought experiments, considered apparatuses that included macroscopic parts behaving in quantum-mechanical ways. There are other new trends. Why do people seem to be much more at ease with relativity theory than with quantum theory? For one, both special and general relativity theory are grounded in a few simple physical principles. By contrast, quantum theory is lacking such a foundation and is instead based on a rather abstract mathematical body. 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INTRODUCTION In 1965 Hilary Putnam published the standard work on the interpretation of quantum mechanics, a piece that all philosophers of quantum mechanics of the time had to come to terms with. He laid out one-by-one in a clear non-technical way each of the available approaches to the problem and explained, again non-technically but very exactly, what is wrong with them. In his own final words Putnam took ‘the modest but essential step of becoming clear on the nature and magnitude of the difficulties’ (1965, 158). In the almost forty years since there have been a variety of advances, technical developments and new points of view. But none of these is uncontroversial. In fact each suffers from some one or another of the very difficulties that Putnam summarised. Many of the newer approaches explain why the problem is not a problem after all; a few bury the problems in technical detail; and some make heroic assumptions, often metaphysical, that cause the problems to disappear. My conclusion surveying the contemporary literature is the same as Putnam's in 1965: ‘no satisfactory interpretation of quantum mechanics exists today’ (1965, 157). The time scale is amazing. Putnam's important piece was written forty years after the first formulations and successes of quantum mechanics. I am writing forty years later, and about a theory that has transformed our technology and our way of thinking about the world. Why does this theory still have ‘no satisfactory interpretation’?

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What is quantum mechanics about? The most natural way to interpret quantum mechanics realistically as a theory about the world might seem to be what is called wave function ontology: the view according to which the wave function mathematically represents in a complete way fundamentally all there is in the world. We argue that: • Strictly speaking, it is not possible to interpret quantum theories as theories about the wave function; • Even if the wave function is supplemented by additional non-ontological structures, there are reasons not to take the resulting theory seriously; • All quantum theories should be regarded as theories in which physical objects are constituted by a primitive ontology. The primitive ontology is mathematically represented in the theory by a mathematical entity in three-dimensional space, or space-time.

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arXiv:quant-ph/9903051•American Journal of Physics•Aug 1, 2000•43 citations
Quantum mechanics has maintained over the years the reputation of being "the most obscure theory." It works perfectly well, but nobody seems to know why. It has been argued that the difficulty in understanding quantum theory is our failed attempt to force onto it a wrong conceptual scheme, wanting at all costs to think about the objects of the theory as, precisely, objects, i.e., entities having continuously actual spatiotemporal properties. This too restrictive spatiotemporal scheme is most probably at the heart of the problem, as also underlined by the Einsteinian revolution, but then what could be an alternative? Many thinkers have suggested that we must surrender to the fact that our physical world is one of immanent powers and potencies. Aristotle did so ante quantum litteram, followed by scholars like Heisenberg, Primas, Shimony, Piron, Kastner, Kauffman, de Ronde, just to name a few, including the authors, who were both students of Piron in Geneva. However, if on the one hand a potentiality ontology puts the accent on the processes of change, responsible for the incessant shifts between actual and potential properties, on the other hand it does not tell what these changes are all about. In other words, the metaphysical question remains of identifying the nature of the bearer of these potencies, or potentialities, and of the entities that can actualize them. It is the purpose of the present article to emphasize that the above question has found a possible answer in the recent Conceptuality Interpretation of Quantum Mechanics, which we believe offers the missing ontology and metaphysics that can make the theory fully intelligible, and even intuitive.
Abstract Metaphysicians should pay attention to quantum mechanics, but not because it provides definitive answers to many metaphysical questions. The theory itself is remarkably silent on the nature of the physical world, and the various interpretations of the theory on offer present conflicting ontological pictures. Rather, quantum mechanics is essential to the metaphysician because it reshapes standard metaphysical debates and opens up unforeseen new metaphysical possibilities. Even if quantum mechanics provides few clear answers, there are good reasons to think that any adequate understanding of the quantum world will result in a radical reshaping of our classical worldview in some way or other. Whatever the world is like at the atomic scale, it is almost certainly not the swarm of particles pushed around by forces that is often presupposed. This book guides readers through the theory of quantum mechanics and its implications for metaphysics in a clear and accessible way. The theory and its various interpretations are presented with a minimum of technicality. The consequences of these interpretations for metaphysical debates concerning realism, indeterminacy, causation, determinism, holism, and individuality (among other topics) are explored in detail, stressing the novel form that the debates take given the empirical facts in the quantum domain. While quantum mechanics may not deliver unconditional pronouncements on these issues, the range of possibilities consistent with our knowledge of the empirical world is relatively small—and each possibility is metaphysically revisionary in some way.
Quantum theory is a phenomenally successful cornerstone of physics. But a recent poll among quantum physicists shows that there is still little agreement on what the theory tells us about physical reality. Yet precious bits of consensus are emerging. As always, Albert Einstein was ahead of his time. Quantum theory was still in its infancy, its formalism a mere sketch, and its implications only beginning to be realized. Yet Einstein, in 1917, already spotted what would trouble him throughout his lifetime. He concluded that the nascent theory, which he had helped initiate, seemed to leave “time and direction of elementary processes,” such as the spontaneous emission of radiation from a molecule, “to chance” 1. Einstein's conclusion was visionary. It was also incredibly bold, for it suggested a radical departure from the powerful, centuries-old deterministic and causal worldview of classical physics. But Einstein also immediately expressed his discomfort with the idea of fundamental chance. In fact, his worries were just the seed of what would turn into one of the longest and most heated debates in the history of physics. What does quantum theory mean, and what does it tell us about the nature of reality? Some of the brightest minds in physics locked horns over these issues. Besides Einstein, there were Niels Bohr, Erwin Schrödinger, Werner Heisenberg, Pascual Jordan, Carl Friedrich von Weizsäcker, Wolfgang Pauli, and Richard Feynman, just to name a few. Ask anyone today working on foundational questions in quantum theory and you are likely to hear that there is still no consensus on many of these questions—all the while, of course, everybody seems to be in perfect agreement on how to apply the quantum formalism when it comes to making experimental predictions. Remarkably, there has never been any serious attempt to find out what the current opinions of the community really are and how they may be correlated. We jumped on the opportunity and polled 33 participants at a 2011 conference on “Quantum Physics and the Nature of Reality” (Fig. 1) 2. (We hasten to add that our poll is to be understood as merely a snapshot and certainly cannot claim to be representative.) As soon as we had collected the questionnaires, the respondents eagerly asked to hear the results. Evidently, we had not been the only curious party. What did we find? The fundamental questions, it seems, still elicit radically different responses. Take the quantum state—represented by the wavefunction—as an illustration. The wavefunction is the central mathematical symbol of quantum mechanics. It allows us to make incredibly accurate predictions, be it in atomic, molecular, or solid-state physics. But how are we to interpret it? Is it itself a physical property, or does it merely represent our knowledge? Our poll revealed a tie between these two positions. And not only that: a third of respondents preferred a mix of both viewpoints—perhaps a sign that a more nuanced view, or even a synthesis of views, may be on the horizon. Only 3% of those polled thought that quantum states never refer to a single system but only to ensembles of systems. Perhaps this departure from the ensemble view—a view that, we suspect, remains more popular in the physics community at large—has to do with the fact that experiments with single quantum systems have become routine in today's quantum-information laboratories. Sharp disagreement was in evidence on another deep question. Abraham Pais, Einstein's biographer, recalled that “during one walk Einstein suddenly stopped, turned to me and asked whether I really believed that the moon exists only when I look at it” 3. Putting the issue differently, are the physical properties of objects well defined before we actually measure them? Half of the respondents in our poll believed that they sometimes were, while the other half said that they never were. These two positions correspond to radically different ways of understanding the function of measurement: either as simply ascertaining—at least sometimes—of what is already there, or as an act of genuine creation. The role of measurement is also at the heart of another perennial favorite of foundational discussions, the measurement problem. The measurement problem highlights a curious fact about quantum theory: while the act of measurement assumes a fundamental role, it is not described—not without interpretive contortions, anyway—by the dynamical law of quantum theory, the Schrödinger equation. For decades, the measurement problem was seen by many as the main stumbling block for quantum theory, sparking a storm of rivaling attempts to deal with this perceived issue. Today, the waters seem to have calmed and attention shifted elsewhere, as only less than a fourth of respondents consider the measurement problem “a severe difficulty threatening quantum mechanics.” Changing attitudes are also evident when it comes to the issue of chance Einstein had brought to light in 1917. Today, the question of the randomness of quantum events no longer seems to be all that contentious. Most of our respondents accepted randomness as irreducible or a fundamental concept in nature (or both). Less than one-tenth of respondents thought that quantum randomness was merely apparent rather than fundamental, and no one believed in a hidden determinism governing quantum events. We wish we could hear Einstein's opinion today. Why have attitudes and priorities changed? It's hard to say, but we think there may be several driving forces. The rapid ascent of quantum information science has not only led to applications such as secure cryptography and the promise of lightning-fast quantum computers, but has also shed new light on foundational problems and handed us new tools for addressing them. Our poll shows that these tools are considered a welcome addition, with three-fourths seeing quantum information as a breath of fresh air for foundational investigations. There is also optimism about the future technological development of quantum information, with more than 75% of respondents expecting a working and useful quantum computer to be realized within the next fifty years. Such optimism might be rooted in the astonishing experimental progress we have witnessed over the past decades, another driving force behind changing attitudes. We are now at stage where almost perfect experimental control of single quantum systems has been achieved. The 2012 Nobel Prize in physics was awarded for just such experiments. This has put at our fingertips the ability to actually carry out the thought experiments—or approximations thereof, at any rate—that the founders of quantum theory had dreamed up. Take Schrödinger's cat. In 1935, Schrödinger wanted to illustrate what seemed to him an absurd prediction of the new theory: that the strange quantum superpositions of the atomic world can be amplified to everyday objects. Schrödinger's object of choice was a cat in a specifically prepared box. Quantum theory then suggested that the state of the cat should become transformed into a bizarre quantum superposition of being simultaneously alive and dead. But what Schrödinger had intended as a “burlesque” 4 thought experiment is now approaching experimental reality. Over the last decades, researchers have become increasingly skilled in breeding small versions of Schrödinger's cat. While they don't involve actual cats, they do already involve large biological molecules. Our respondents, it seems, were inspired by such developments. A solid two-thirds majority declared that they don't expect any fundamental limit in this enterprise of observing larger and larger objects in superpositions of macroscopically distinct states. No limit, then, for quantum theory—something that Bohr had already suggested when he, in some of his early thought experiments, considered apparatuses that included macroscopic parts behaving in quantum-mechanical ways. There are other new trends. Why do people seem to be much more at ease with relativity theory than with quantum theory? For one, both special and general relativity theory are grounded in a few simple physical principles. By contrast, quantum theory is lacking such a foundation and is instead based on a rather abstract mathematical body. Today, several researchers are out to change this situation, trying to derive quantum theory from a small set of physical or information-theoretic principles. They hope that in this way, we will understand why we have this peculiar theory to begin with. A majority in our poll regarded such “reconstructions” of quantum theory as giving useful insights, indicating once more that any new tool that promises fresh insights is embraced with an open mind. To be sure, many (albeit not all) of the questions we asked in the poll are interpretive questions. This means that unless we should find out some day that quantum theory is in fact not always valid—in which case we would have to rethink the whole game—experiments arguably can't play the role of the arbiter. Some physicists will conclude from this that we need not bother with such questions, and relegate them to philosophy. We think this is too quick. Many ideas in physics didn't come out of thin air, but came about when someone started looking at a problem with a certain philosophical disposition. In this sense, we may think of the plurality of views in quantum mechanics as productive. Every interpretation highlights some aspect of quantum theory, is particularly suited for explaining particular phenomena, and may inspire new technologies—such as the quantum computer—or even new physics. What, then, does the future hold? Half of the respondents in our poll believe that in fifty years from now, we will probably still be coming together for conferences on the fundamental questions of quantum theory. But what kinds of questions will be on the agenda? Will we still be worrying about the same problems as today? Or will these problems have been solved—or found to be less relevant—and our focus shifted to new questions once again? Who knows. But the location of the conference where we conducted the poll may tell a story. It was the place of a monastery, and a central position in the battle between Catholics and Protestants during the seventeenth century. Many of the questions that were hotly debated back then are no longer of interest to many people today, and other, new questions have since taken center stage in our society. Maybe some of the battles over the interpretation of quantum theory will meet a similar fate.
[I] think I can safely say that nobody understands quantum mechanics. Richard Feynman, The Character of Physical Law Quantum mechanics [is] that mysterious, confusing discipline, which none of us really understands but which we know how to use. It works perfectly, as far as we can tell, in describing physical reality, but it is a ‘counter-intuitive discipline’… Murray Gell-Mann, Questions for the Future [The quantum] postulate implies a renunciation as regards the causal space-time co-ordination of atomic processes. Niels Bohr, Atomic Theory and the Description of Nature It should be emphasized, however, that the probability function does not in itself represent a course of events in the course of time. It represents a tendency for events and our knowledge of events. The probability function can be connected with reality only if one essential condition is fulfilled: if a new measurement is made to determine a certain property of the system. [T]he idea of an objective real world whose smallest parts exist objectively in the same sense as stones or trees exist, independently of whether or not we observe them…is impossible … Werner Heisenberg, Physics and Philosophy [In] quantum theory it is the principle of causality , or more accurately that of determinism , which must be dropped and replaced by something else.… We now have a new form of the law of causality.… It is as follows: if in a certain process the initial conditions are determined as accurately as the uncertainty relations permit, then the probabilities of all possible subsequent states are governed by exact laws. Max Born, The Restless Universe
INTRODUCTION In 1965 Hilary Putnam published the standard work on the interpretation of quantum mechanics, a piece that all philosophers of quantum mechanics of the time had to come to terms with. He laid out one-by-one in a clear non-technical way each of the available approaches to the problem and explained, again non-technically but very exactly, what is wrong with them. In his own final words Putnam took ‘the modest but essential step of becoming clear on the nature and magnitude of the difficulties’ (1965, 158). In the almost forty years since there have been a variety of advances, technical developments and new points of view. But none of these is uncontroversial. In fact each suffers from some one or another of the very difficulties that Putnam summarised. Many of the newer approaches explain why the problem is not a problem after all; a few bury the problems in technical detail; and some make heroic assumptions, often metaphysical, that cause the problems to disappear. My conclusion surveying the contemporary literature is the same as Putnam's in 1965: ‘no satisfactory interpretation of quantum mechanics exists today’ (1965, 157). The time scale is amazing. Putnam's important piece was written forty years after the first formulations and successes of quantum mechanics. I am writing forty years later, and about a theory that has transformed our technology and our way of thinking about the world. Why does this theory still have ‘no satisfactory interpretation’?
What is quantum mechanics about? The most natural way to interpret quantum mechanics realistically as a theory about the world might seem to be what is called wave function ontology: the view according to which the wave function mathematically represents in a complete way fundamentally all there is in the world. We argue that: • Strictly speaking, it is not possible to interpret quantum theories as theories about the wave function; • Even if the wave function is supplemented by additional non-ontological structures, there are reasons not to take the resulting theory seriously; • All quantum theories should be regarded as theories in which physical objects are constituted by a primitive ontology. The primitive ontology is mathematically represented in the theory by a mathematical entity in three-dimensional space, or space-time.
This article presents a novel interpretation of quantum mechanics. It extends the meaning of “measurement” to include all property-indicating facts. Intrinsically, space is undifferentiated: There are no points on which a world of locally instantiated physical properties could be built. Instead, reality is built on facts, in the sense that the properties of things are extrinsic, or supervenient on property-indicating facts. The actual extent to which the world is spatially and temporally differentiated (that is, the extent to which spatiotemporal relations and distinctions are warranted by the facts) is necessarily limited. Notwithstanding that the state vector does nothing but assign probabilities, quantum mechanics affords a complete understanding of the actual world. If there is anything that is incomplete, it is the actual world, but its incompleteness exists only in relation to a conceptual framework that is more detailed than the actual world. Two deep-seated misconceptions are responsible for the interpretational difficulties associated with quantum mechanics: the notion that the spatial and temporal aspects of the world are adequately represented by sets with the cardinality of the real numbers, and the notion of an instantaneous state that evolves in time. The latter is an unwarranted (in fact, incoherent) projection of our apparent “motion in time” into the world of physics. Equally unwarranted, at bottom, is the use of causal concepts. There nevertheless exists a “classical” domain in which language suggestive of nomological necessity may be used. Quantum mechanics not only is strictly consistent with the existence of this domain but also presupposes it in several ways.