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arXiv:2309.11936

Partial continuum limit of the 2D Hubbard model

Jonas de Woul, Edwin Langmann A

Published Sep 21, 2023• 1 citation
arXivHTMLPDF

Abstract

An effective quantum field theory of the 2D Hubbard model on a square lattice near half-filling is presented and studied. This effective model describes so-called nodal and antinodal fermions, and it is derived from the lattice model using a certain partial continuum limit. It is shown that the nodal fermions can be bosonized, which leads to spin-charge separation and a 2D analogue of a Wess-Zumino-Witten model. A bosonization formula for the nodal fermion field operator is obtained, and an exactly solvable model of interacting 2D fermions is identified. Different ways of treating the antinodal fermions are also proposed.

DOI
10.48550/arxiv.2309.11936

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An effective quantum field theory of the 2D Hubbard model on a square lattice near half-filling is presented and studied. This effective model describes so-called nodal and antinodal fermions, and it is derived from the lattice model using a certain partial continuum limit. It is shown that the nodal fermions can be bosonized, which leads to spin-charge separation and a 2D analogue of a Wess-Zumino-Witten model. A bosonization formula for the nodal fermion field operator is obtained, and an exactly solvable model of interacting 2D fermions is identified. Different ways of treating the antinodal fermions are also proposed.
We derive a low energy effective model for a two dimensional (2D) system of spinless fermions on a square lattice with repulsive short-range interactions and away from half filling. This model is a natural 2D analogue of the Luttinger model which describes interacting fermions and can be treated exactly by bosonization. It also includes fermion degrees of freedom which cannot be bosonized but, as we argue, can be treated adequately by mean field theory. Our results generalize to 2D a standard approach to 1D lattice fermion systems making them amenable to non-perturbative computation methods by a suitable continuum limit.
This Ph.D. thesis in mathematical physics concerns systems of interacting fermions with strong correlations. For these systems the physical properties can only be described in terms of the collective behavior of the fermions. Moreover, they are often characterized by a close competition between fermion localization versus delocalization, which can result in complex and exotic physical phenomena. Strongly correlated fermion systems are usually modelled by many-body Hamiltonians for which the kinetic- and interaction energy have the same order of magnitude. This makes them challenging to study as the application of conventional computational methods, like mean field- or perturbation theory, often gives unreliable results. Of particular interest are Hubbard-type models, which provide minimal descriptions of strongly correlated fermions. The research of this thesis focuses on such models defined on two-dimensional square lattices. One motivation for this is the so-called high-Tc problem of the cuprate superconductors. A main hypothesis is that there exists an underlying Fermi surface with nearly flat parts, i.e. regions where the surface is straight. It is shown that a particular continuum limit of the lattice system leads to an effective model amenable to computations. This limit is partial in that it only involves fermion degrees of freedom near the flat parts. The result is an effective quantum field theory that is analyzed using constructive bosonization methods. Various exactly solvable models of interacting fermions in two spatial dimensions are also derived and studied.
We analyze here the occurrence of antiferromagnetic (AFM) correlations in the half-filled Hubbard model in one and two space dimensions using a natural fermionic representation of the model and a newly proposed way of implementing the half-filling constraint. We find that our way of implementing the constraint is capable of enforcing it exactly already at the lowest levels of approximation. We discuss how to develop a systematic adiabatic expansion for the model and how Berry’s phase contributions arise quite naturally from the adiabatic expansion. At low temperatures and in the continuum limit the model gets mapped onto an O(3) nonlinear sigma model (NLσ). A topological, Wess-Zumino term is present in the effective action of the 1D NLσ as expected, while no topological terms are present in 2D. Some specific difficulties that arise in connection with the implementation of an adiabatic expansion scheme within a thermodynamic context are also discussed, and we hint at possible solutions.
At half-filling the repulsive Hubbard model is in a Mott insulating phase. The charge degrees of freedom are gapped, whereas the spin degrees of freedom remain gapless. At low energies the spin sector is actually scale invariant (apart from logarithmic corrections) and Conformal Field Theory (CFT) methods may be applied to determine the low-energy behaviour of correlation functions involving only the spin sector. On the other hand, the charge sector is not scale invariant and CFT does not provide any information for correlators involving the charge degrees of freedom. In this chapter we will show that there exists a particular continuum limit of the half filled Hubbard model, in which it is possible to calculate dynamical correlation functions by means of methods of integrable quantum field theory. We first construct a Lorentz invariant scaling limit starting from the results for the excitation spectrum and the S-matrix discussed in Chapter 7. This scaling limit is identified as the SU(2) Thirring model, which is an integrable relativistic quantum field theory. Next we discuss a continuum limit , which is obtained directly from the Hubbard Hamiltonian and describes the vicinity of the scaling limit. Construction of the scaling limit The simplest way of constructing the scaling limit is to start with the results for the dispersions of the elementary excitations and the S-matrix derived in Chapter 7 and then look for a particular limit in which Lorentz invariance is recovered.
A formalism based on the fermionic functional-renormalization-group approach to interacting electron models defined on a lattice is presented. One-loop flow equations for the coupling constants and susceptibilities in the particle-particle and particle-hole channels are derived in weak-coupling conditions. It is shown that lattice effects manifest themselves through the curvature of the spectrum and the dependence of the coupling constants on momenta. This method is then applied to the one-dimensional extended Hubbard model; we thoroughly discuss the evolution of the phase diagram, and in particular the fate of the bond-centered charge-density-wave phase, as the system is doped away from half-filling. Our findings are compared to the predictions of the field-theory continuum limit and available numerical results.
A two-dimensional square-lattice Hubbard model is investigated. A slave-fermion formulation, in which the electron operator is expressed by a combination of bose operators for the spin freedom, and fermi operators for the charge freedom, is used. The phase diagram for the resonating valence bond (RVB) state is obtained. The RVB state shows long-range antiferromagnetic order at T =0, the period of which deviates from that of the commensurate Néel order as the system deviates from the half-filled case.