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arXiv:2309.11812 · New Journal of Physics

Microscopic contributions to the entropy production at all times: from nonequilibrium steady states to global thermalization

Ayaka Usui, Krzysztof Ptaszyński, Massimiliano Esposito, Philipp Strasberg

Published Feb 1, 2024• 6 citations
arXivHTMLPDF

Abstract

Abstract Based on exact integration of the Schrödinger equation, we numerically study microscopic contributions to the entropy production for the single electron transistor, a paradigmatic model describing a single Fermi level tunnel coupled to two baths of free fermions. To this end, we decompose the entropy production into a sum of information theoretic terms and study them across all relevant time scales, including the nonequilibrium steady state regime and the final stage of global thermalization. We find that the entropy production is dominated for most times by microscopic deviations from thermality in the baths and the correlation between (but not inside) the baths. Despite these microscopic deviations from thermality, the temperatures and chemical potentials of the baths thermalize as expected, even though our model is integrable. Importantly, this observation is confirmed for both initially mixed and pure states. We further observe that the bath-bath correlations are quite insensitive to the system-bath coupling strength contrary to intuition. Finally, the system-bath correlation, small in an absolute sense, dominates in a relative sense and displays pure quantum correlations for all studied parameter regimes.

DOI
10.1088/1367-2630/ad2895

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Abstract Based on exact integration of the Schrödinger equation, we numerically study microscopic contributions to the entropy production for the single electron transistor, a paradigmatic model describing a single Fermi level tunnel coupled to two baths of free fermions. To this end, we decompose the entropy production into a sum of information theoretic terms and study them across all relevant time scales, including the nonequilibrium steady state regime and the final stage of global thermalization. We find that the entropy production is dominated for most times by microscopic deviations from thermality in the baths and the correlation between (but not inside) the baths. Despite these microscopic deviations from thermality, the temperatures and chemical potentials of the baths thermalize as expected, even though our model is integrable. Importantly, this observation is confirmed for both initially mixed and pure states. We further observe that the bath-bath correlations are quite insensitive to the system-bath coupling strength contrary to intuition. Finally, the system-bath correlation, small in an absolute sense, dominates in a relative sense and displays pure quantum correlations for all studied parameter regimes.
Thermodynamics is a phenomenological theory describing the energy conversion of work and heat. At its origins thermodynamics was developed in order to understand and improve heat engines. In conventional thermodynamics, however, only such processes are completely describable which are slow enough to keep the system of interest in an equilibrium state with its thermal environment at all times. On the contrary, all real physical processes are accompanied by non-equilibrium phenomena. These are mathematically described with the help of the irreversible entropy production, i.e. the dissipated work divided by the temperature of the bath. The second law of thermodynamics merely states that the irreversible entropy production is on average always positive. The modern trend of miniaturization, however, leads to smaller and smaller devices. On short length scales thermal noise as well as quantum fluctuations become important. Thus, usual thermodynamic quantities as work and heat acquire stochastic nature. Moreover, in the quantum regime a completely new theory had to be invented, since classical notions of work and heat are no longer valid. The present dissertation contributes to this prevailing field by the derivation of analytical expressions for the entropy production in open and closed quantum system far from thermal equilibrium. The theoretical treatment is motivated by an experimental point of view. The obtained results were derived from the reduced dynamics of the quantum mechanical system, which may be coupled to a thermal bath. To this end, it was dealt with methods and approaches of statistical physics, conventional thermodynamics, quantum information theory and the theory of open quantum systems. In this dissertation the most important physical systems are treated. First, an isolated system is considered before later on a heat bath is included. The limit of weak as well as of strong coupling are analyzed in detail. For isolated systems it turns out that a geometric approach is able to capture the thermodynamic properties, completely. To this end, the irreversible entropy production is sharply estimated from below by the angle between the real non-equilibrium state and the corresponding equilibrium one. Further, it is shown that the Heisenberg uncertainty relation for energy and time can be formulated more precisely in terms of that angle. As experimental system cold ion traps are introduced, in which the theoretical predictions can be verified. For weakly coupled systems, then, the irreversible entropy production is identified and a fluctuation theorem is derived by merely thermodynamic arguments. As experimental system we, again, propose the cold ion traps, where the heat bath can be simulated with the help of LASER light. In the limit of strong coupling a semiclassical description of the reduced quantum system is discussed. Again, an analytically exact expression for the entropy production and the corresponding fluctuation theorem is derived. A physical system, in which strong coupling to the environment can be analyzed, is given by Josephson junctions. This dissertation discusses the entropy production for isolated, weakly coupled, and overdamped quantum systems. For these physical regimes analytical relation are derived and experimental systems proposed, with which the predictions can be verified.
In this paper, we have studied the Shannon "entropic" nonequilibrium temperature (NET) of quantum Brownian systems. The Brownian particle is attached to either a bosonic or fermionic bath. Based on the Fokker-Planck description of the c-number quantum Langevin equation, we have calculated entropy production, NET, and their bounds. Entropy production (EP), the upper bound of entropy production (UBEP), and the deviation of the UBEP from EP monotonically decrease as functions of time to equilibrium value for both of the thermal baths. The deviation decreases with increase of temperature of the bosonic thermal bath, but it becomes larger as the temperature of the fermionic bath grows. We also observe that nonequilibrium temperature and its lower bound monotonically increase to equilibrium value with the progression of time. But their difference as a function of time shows an optimum behavior in most cases. Finally, we have observed that at long time, the entropic temperature (for a bosonic thermal bath) first increases nonlinearly as a function of thermodynamic temperature (TT) and, if the TT is appreciably large, then it grows linearly. But for the fermionic thermal bath, the entropic temperature decreases monotonically as a nonlinear function of thermodynamic temperature to zero value.
Understanding the entropy production of systems strongly coupled to thermal baths is a core problem of both quantum thermodynamics and mesoscopic physics. While many techniques exist to accurately study entropy production in such systems, they typically require a microscopic description of the baths, which can become numerically intractable to study for large systems. Alternatively an open-systems approach can be employed with all the nuances associated with various levels of approximation. Recently, the mesoscopic leads approach has emerged as a powerful method for studying such quantum systems strongly coupled to multiple thermal baths. In this method, a set of discretized lead modes, each locally damped, provide a Markovian embedding. Here we show that this method proves extremely useful to describe entropy production of a strongly coupled open quantum system. We show numerically, for both noninteracting and interacting setups, that a system coupled to a single bath exhibits a thermal fixed point at the level of the embedding. This allows us to use various results from the thermodynamics of quantum dynamical semigroups to infer the nonequilibrium thermodynamics of the strongly coupled, non-Markovian central systems. In particular, we show that the entropy production in the transient regime recovers the well-established microscopic definitions of entropy production with a correction that can be computed explicitly for both the single- and multiple-lead cases.
Bridging the second law of thermodynamics and microscopic reversible dynamics has been a longstanding problem in statistical physics. Here, we address this problem on the basis of quantum many-body physics, and discuss how the entropy production saturates in isolated quantum systems under unitary dynamics. First, we rigorously prove that the entropy production does indeed saturate in the long time regime, even when the total system is in a pure state. Second, we discuss the non-negativity of the entropy production at saturation, implying the second law of thermodynamics. This is based on the eigenstate thermalization hypothesis, which states that even a single energy eigenstate is thermal. We also numerically demonstrate that the entropy production saturates at a non-negative value even when the initial state of a heat bath is a single energy eigenstate. Our results reveal fundamental properties of the entropy production in isolated quantum systems at late times.
We present a scheme to evaluate thermodynamic variables for a system coupled to a heat bath under a time-dependent external force using the quasi-static Helmholtz energy from the numerically "exact" hierarchical equations of motion (HEOM). We computed the entropy produced by a spin system strongly coupled to a non-Markovian heat bath for various temperatures. We showed that when changes to the external perturbation occurred sufficiently slowly, the system always reached thermal equilibrium. Thus, we calculated the Boltzmann entropy and the von Neumann entropy for an isothermal process, as well as various thermodynamic variables, such as changes in internal energies, heat, and work, for a system in quasi-static equilibrium based on the HEOM. We found that although the characteristic features of the system entropies in the Boltzmann and von Neumann cases as a function of the system-bath coupling strength are similar, those for the total entropy production are completely different. The total entropy production in the Boltzmann case is always positive, whereas that in the von Neumann case becomes negative if we chose a thermal equilibrium state of the total system (an unfactorized thermal equilibrium state) as the initial state. This is because the total entropy production in the von Neumann case does not properly take into account the contribution of the entropy from the system-bath interaction. Thus, the Boltzmann entropy must be used to investigate entropy production in the fully quantum regime. Finally, we examined the applicability of the Jarzynski equality.
We present analytical results for the time-dependent information entropy in exactly solvable two-state (qubit) models.The first model describes dephasing (decoherence) in a qubit coupled to a bath of harmonic oscillators.The entropy production for this model in the regimes of "complete" and "incomplete" decoherence is discussed.As another example, we consider the damped Jaynes-Cummings model describing a spontaneous decay of a two-level system into the field vacuum.It is shown that, for all strengths of coupling, the open system passes through the mixed state with the maximum information entropy.