In Green's function theory, the total energy of an interacting many-electron system can be expressed in a variational form using the Klein or Luttinger-Ward functionals. Green's function theory also naturally addresses the case where the interacting system is embedded into a bath. The latter can then act as a dynamical (i.e., frequency-dependent) potential, providing a more general framework than that of conventional static external potentials. Notably, the Klein functional includes a term of the form Tr ω ln { G 0 − 1 G } , where Tr ω is the integration in frequency of the trace operator. Here, we show that using a sum-over-poles representation for the Green's functions and the algorithmic-inversion method one can obtain, in full generality, an explicit analytical expression for Tr ω ln { G 0 − 1 G } . Further, this allows us (1) to recover an explicit expression for the random phase approximation correlation energy in the framework of the optimized effective potential and (2) to derive a variational expression for the Klein functional valid in the presence of an embedding bath. Published by the American Physical Society 2024
In Green's function theory, the total energy of an interacting many-electron system can be expressed in a variational form using the Klein or Luttinger-Ward functionals. Green's function theory also naturally addresses the case where the interacting system is embedded into a bath. The latter can then act as a dynamical (i.e., frequency-dependent) potential, providing a more general framework than that of conventional static external potentials. Notably, the Klein functional includes a term of the form Tr ω ln { G 0 − 1 G } , where Tr ω is the integration in frequency of the trace operator. Here, we show that using a sum-over-poles representation for the Green's functions and the algorithmic-inversion method one can obtain, in full generality, an explicit analytical expression for Tr ω ln { G 0 − 1 G } . Further, this allows us (1) to recover an explicit expression for the random phase approximation correlation energy in the framework of the optimized effective potential and (2) to derive a variational expression for the Klein functional valid in the presence of an embedding bath. Published by the American Physical Society 2024
This thesis develops a theoretical framework for quantum embedding based on compact sum-over-poles (SOP) representations of Green's functions, with a particular focus on dynamical mean-field theory (DMFT) formulated close to the real-frequency axis. The work starts from the algorithmic inversion method (AIM-SOP) and generalizes it to many-body lattice systems, proving that any interacting fragment embedded in an arbitrary bath can be represented by an auxiliary Hamiltonian with a finite set of non-interacting bath sites. The author embeds this formalism into a DMFT self-consistency loop formulated on complex contours close to the real axis, complemented by a SOP-based fitting strategy and exact-diagonalization (ED) impurity solvers, constructing a DMFT scheme that does not rely on approximate analytic continuation techniques. In particular, the framework enables us to work on compact (SOP) representations of Green's functions and self-energies alone, and leads to a frequency-independent formulation of DMFT, grounded in effective free energy (Baym-Kadanoff and Klein) functionals. Applications to a 1000-site one-dimensional Hubbard ring demonstrate that compact SOP forms reproduce state-of-the-art ED-DMFT results on the Matsubara frequencies and retain key spectral features as the contour approaches the real axis, while also revealing convergence trends and multiple-solution behavior near challenging correlation regimes. Beyond its numerical validation, this approach paves the way for novel variational implementations of DMFT and realistic applications to materials, harnessing its promising ability to resolve fine spectral features.
We investigate analytically the performance of many-body energy functionals, derived by Klein, Luttinger, and Ward, at different levels of diagrammatic approximations, ranging from second Born, to , to the so-called T matrix, for the calculation of total energies and potential energy surfaces. We benchmark our theoretical results on the extended two-site Hubbard model, which is analytically solvable and for which several exact properties can be calculated. Despite its simplicity, this model displays the physics of strongly correlated electrons: it is prototypical of the H 2 dissociation, a notoriously difficult problem to solve accurately for the majority of mean-field-based approaches. We show that both functionals exhibit good to excellent variational properties, particularly in the case of the Luttinger-Ward one, which is in close agreement with fully self-consistent calculations, and we elucidate the relation between the accuracy of the results and the different input one-body Green's functions. Provided that these are wisely chosen, we show how the Luttinger-Ward functional can be used as a computationally inexpensive alternative to fully self-consistent many-body calculations, without sacrificing the precision of the results obtained. Furthermore, in virtue of this accuracy, we argue that this functional can also be used to rank different many-body approximations at different regimes of electronic correlation, once again bypassing the need for self-consistency. Published by the American Physical Society 2024
In principle, the Luttinger-Ward Green's-function formalism allows one to compute simultaneously the total energy and the quasiparticle band structure of a many-body electronic system from first principles. We present approximate and exact expressions for the correlation energy within the GW-random-phase approximation that are more amenable to computation and allow for developing efficient approximations to the self-energy operator and correlation energy. The exact form is a sum over differences between plasmon and interband energies. The approximate forms are based on summing over screened interband transitions. We also demonstrate that blind extremization of such functionals leads to unphysical results: imposing physical constraints on the allowed solutions (Green's functions) is necessary. Finally, we present some relevant numerical results for atomic systems.
Dynamical potentials appear in many advanced electronic-structure methods, including self-energies from many-body perturbation theory, dynamical mean-field theory, electronic-transport formulations, and many embedding approaches. Here, we propose a novel treatment for the frequency dependence, introducing an algorithmic inversion method that can be applied to dynamical potentials expanded as sum over poles. This approach allows for an exact solution of Dyson-like equations at all frequencies via a mapping to a matrix diagonalization, and provides simultaneously frequency-dependent (spectral) and frequency-integrated (thermodynamic) properties of the Dyson-inverted propagators. The transformation to a sum over poles is performed introducing nth order generalized Lorentzians as an improved basis set to represent the spectral function of a propagator. Numerical results for the homogeneous electron gas at the G0W0 level are provided to argue for the accuracy and efficiency of such unified approach.
We present a molecular extension of our recently proposed Green’s function embedding method, interacting-bath dynamical embedding theory (ibDET), for computing charged excitation energies at the GW and EOM-CCSD levels. Starting from atom-centered impurities, we construct bath representations that capture the frequency-dependent entanglement between the impurity and its environment and can be systematically improved via the construction of cluster-specific natural orbitals. Utilizing a GW or coupled-cluster Green’s function solver, the self-energy of the full system is assembled from all embedding problems to obtain the interacting Green’s function. We show that ibDET provides accurate spectral properties with much reduced cost for a broad range of systems, including conjugated molecules and nanoclusters. Compared with full-system results, the errors in the predicted ionization potentials and electron affinities are around 0.1 eV or smaller, while each embedding problem includes only a small fraction of the total orbital space. This work provides an efficient and scalable framework for computing spectral properties of molecular systems.
This dissertation concerns the quantum many-body problem, which is the problem of predicting the properties of systems of several quantum particles from the first principles of quantum mechanics. Included under this umbrella are various problems of fundamental importance in quantum chemistry, condensed matter physics, and materials science. Of particular interest is the electronic structure problem, the problem of determining the state of the electrons in a system with fixed atomic nuclei. Since direct numerical solution of the many-body Schrödinger equation is intractable even for systems of moderate size, a diverse array of approximate methods has been developed. The broad goals of this dissertation are to improve the mathematical understanding of certain widely-used approximations, as well as to propose new methods. Roughly speaking, we consider three (overlapping) categories of methods: Green's function methods, embedding methods, and variational methods.One can understand Green's function methods in terms of many-body perturbation theory, which computes series expansions of physical quantities about a non-interacting reference system. These expansions can be expressed graphically in terms of Feynman diagrams, which can in turn be reorganized, in some cases, into an expansion in terms of so-called bold diagrams. Green's function methods can be specified by choosing a subset of bold diagrams to approximate the sum. At the same time, such methods can be understood in terms of an object known as the Luttinger-Ward (LW) functional, which admits a representation in terms of the bold diagrams. Many aspects of these constructions are purely formal, and indeed the existence of the fermionic LW functional as a single-valued functional has recently been called into question. To contribute to the understanding of these issues, we provide rigorous proofs of the combinatorial construction and analytic interpretation of the bold diagrams in the simplified setting of a classical field theory. In this setting we also provide a rigorous non-perturbative construction of the LW functional via convex duality and prove several key properties, including continuity up to the boundary of its domain and asymptotics in the limit of large interaction.Quantum embedding methods, meanwhile, view a large system as being composed of smaller fragments that are treated with high accuracy and embedded in the larger system in a mutually consistent way. Inspired by a connection between the boundary analysis of the LW functional and embedding, we perform similar analysis for the 1-RDM theory for fermionic systems, which is also developed via convex duality, illustrating a relation to fermionic embedding methods such as the density matrix embedding theory (DMET).Another embedding method of note is the dynamical mean-field theory (DMFT), which is at the same time a Green's function method that can be understood in terms of the LW functional. DMFT relies on the solution of impurity problems, which specify the embedding of an interacting system into a non-interacting bath. Underlying DMFT is a result about the sparsity pattern of the self-energy matrix for impurity problems, which to our knowledge has not been proved in the literature. We provide a rigorous proof of this result in various classical and quantum settings. We go on to investigate the fermionic DMFT in depth, identifying the key mathematical structures that appear in the algorithmic loop for solving it and using these to prove the well-posedness of this loop, in a certain sense.Finally, we introduce a suite of new approaches to the quantum many-body problem that provide variational lower bounds to the ground-state energy. These methods, which combine the themes of convexity and embedding, are based on novel convex relaxations of the variational principles for the ground-state energies of many-body systems. To begin, we recover a second-quantized version of the formalism of strictly correlated electrons (SCE), which yields an exact expression for the exchange-correlation functional in Kohn-Sham density functional theory in the limit of infinite Coulomb repulsion in terms of the solution of a multi-marginal optimal transport problem. We introduce a semidefinite relaxation method for approximately solving this problem and obtaining a lower bound for the ground-state energy. The ideas underlying this relaxation are generalized considerably, outside the context of SCE, to yield much tighter lower bounds, which we validate numerically for both quantum spin systems and fermionic systems. We also describe how these relaxation methods can be interpreted as embedding methods via convex duality.