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arXiv:2309.06162 · Physica Scripta

Hamiltonian formulation of linear non-Hermitian systems

Qi Zhang

Published Jul 8, 2024• 1 citation
arXivHTMLPDF

Abstract

Abstract In the case of a linear non-Hermitian system, I prove that it's possible to construct a Hamiltonian in such a way that the equations governing the non-Hermitian system can be exactly expressed using Hamilton's canonical equations. Initially, I demonstrate this within the discrete representation framework and subsequently extend it to continuous representation. Through this formulation employing the Hamiltonian, I can pinpoint a conserved charge using Noether's theorem and identify adiabatic invariants. When this approach is applied to Hermitian systems, all the obtained results converge to the well-known outcomes associated with the Schrödinger equation.

DOI
10.1088/1402-4896/ad6045

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•Nov 10, 2010•5 citations
Abstract In the case of a linear non-Hermitian system, I prove that it's possible to construct a Hamiltonian in such a way that the equations governing the non-Hermitian system can be exactly expressed using Hamilton's canonical equations. Initially, I demonstrate this within the discrete representation framework and subsequently extend it to continuous representation. Through this formulation employing the Hamiltonian, I can pinpoint a conserved charge using Noether's theorem and identify adiabatic invariants. When this approach is applied to Hermitian systems, all the obtained results converge to the well-known outcomes associated with the Schrödinger equation.
The non-Hermitian Schrödinger equation is re-expressed generally in the form of Hamilton's canonical equation without any approximation. Its quantization called non-Hermitian quantum field theory is discussed. By virtue of the canonical equation, the theory of non-Hermitian quantum mechanics is totally reformulated, including the probability amplitudes of states, the expectations of operators, as well as the expressions of interaction terms. The conventional difficulties in non-Hermitian quantum mechanics are totally overcome by the reformulation. Specifically, the imaginary parts the non-Hermitian eigenenergy and adiabatic geometric phase are actually unphysical, although they are mathematically perfect.
In principle, non-Hermitian quantum equations of motion can be formulated using as a starting point either the Heisenberg's or the Schrödinger's picture of quantum dynamics. Here it is shown in both cases how to map the algebra of commutators, defining the time evolution in terms of a non-Hermitian Hamiltonian, onto a non-Hamiltonian algebra with a Hermitian Hamiltonian. The logic behind such a derivation is reversible, so that any Hermitian Hamiltonian can be used in the formulation of non-Hermitian dynamics through a suitable algebra of generalized (non-Hamiltonian) commutators. These results provide a general structure (a template) for non-Hermitian equations of motion to be used in the computer simulation of open quantum systems dynamics.
In principle, non-Hermitian quantum equations of motion can be formulated using as a starting point either the Heisenberg's or the Schrödinger's picture of quantum dynamics. Here it is shown in both cases how to map the algebra of commutators, defining the time evolution in terms of a non-Hermitian Hamiltonian, onto a non-Hamiltonian algebra with a Hermitian Hamiltonian. The logic behind such a derivation is reversible, so that any Hermitian Hamiltonian can be used in the formulation of non-Hermitian dynamics through a suitable algebra of generalized (non-Hamiltonian) commutators. These results provide a general structure (a template) for non-Hermitian equations of motion to be used in the computer simulation of open quantum systems dynamics.
This thesis is centred around the role of non-Hermitian Hamiltonians in Physics both at the quantum and classical levels. In our investigations of two-level models we demonstrate [1] the phenomenon of fast transitions developed in the PT -symmetric quantum brachistochrone problem may in fact be attributed to the non-Hermiticity of evolution operator used, rather than to its invariance under PT operation. Transition probabilities are calculated for Hamiltonians which explicitly violate PT -symmetry. When it comes to Hilbert spaces of infinite dimension, starting with non-Hermitian Hamiltonians expressed as linear and quadratic combinations of the generators of the su(1; 1) Lie algebra, we construct [2] Hermitian partners in the same similarity class. Alongside, metrics with respect to which the original Hamiltonians are Hermitian are also constructed, allowing to assign meaning to a large class of non-Hermitian Hamiltonians possessing real spectra. The finding of exact results to establish the physical acceptability of other non-Hermitian models may be pursued by other means, especially if the system of interest cannot be expressed in terms of Lie algebraic elements. We also employ [3] a representation of the canonical commutation relations for position and momentum operators in terms of real-valued functions and a noncommutative product rule of differential form. Besides exact solutions, we also compute in a perturbative fashion metrics and isospectral partners for systems of physical interest. Classically, our efforts were concentrated on integrable models presenting PT - symmetry. Because the latter can also establish the reality of energies in classical systems described by Hamiltonian functions, we search for new families of nonlinear differential equations for which the presence of hidden symmetries allows one to assemble exact solutions. We use [4] the Painleve test to check whether deformations of integrable systems preserve integrability. Moreover we compare [5] integrable deformed models, which are thus likely to possess soliton solutions, to a broader class of systems presenting compacton solutions. Finally we study [6] the pole structure of certain real valued nonlinear integrable systems and establish that they behave as interacting particles whose motion can be extended to the complex plane in a PT -symmetric way.
The description of states and dynamics in non-Hermitian systems is fundamentally linked to the choice of an appropriate theoretical framework -- a point of ongoing debate in the field. This work addresses this issue by proposing a consistent formulation that reconciles existing controversies and establishes a unified theoretical understanding. Our approach rests on two foundational premises: (i) the dynamics of both left and right-vectors of a non-Hermitian system must satisfy the Schrödinger equation; (ii) the theoretical framework must preserve gauge invariance, ensuring that physical quantities are independent of unobservable phase choices. Building on these physically motivated assumptions, we refine the biorthogonal framework, leading to a gauge-invariant non-Hermitian quantum theory. Our framework naturally encompasses the open-system effective non-Hermitian evolution as a special case, and can naturally reduce to standard quantum mechanics in the Hermitian limit. As a concrete application, we analyze the dynamical phase transition in a one-dimensional Su-Schrieffer-Heeger (SSH) model within this gauge-invariant non-Hermitian quantum theory. Notably, our formulation naturally generalizes the known condition for such transitions in Hermitian two-band systems, namely, dki⋅dkf=0\mathbf{d}_{k}^i\cdot\mathbf{d}_{k}^f=0dki​⋅dkf​=0, to the non-Hermitian case, where it takes the form Re[dkidki⋅dkfdkf]=0\mathrm{Re}\Bigl[\frac{\mathbf{d}_{k}^i}{d_{k}^i}\cdot\frac{\mathbf{d}_{k}^f}{d_{k}^f}\Bigr]=0Re[dki​dki​​⋅dkf​dkf​​]=0. Furthermore, we identify entirely new dynamical phase transitions that cannot be characterized by the winding number. We hope that this gauge-invariant non-Hermitian quantum theory will find broad applications in the study of non-Hermitian systems.
This thesis is centred around the role of non-Hermitian Hamiltonians in Physics both at the quantum and classical levels. In our investigations of two-level models we demonstrate [1] the phenomenon of fast transitions developed in the PT -symmetric quantum brachistochrone problem may in fact be attributed to the non-Hermiticity of evolution operator used, rather than to its invariance under PT operation. Transition probabilities are calculated for Hamiltonians which explicitly violate PT -symmetry. When it comes to Hilbert spaces of infinite dimension, starting with non-Hermitian Hamiltonians expressed as linear and quadratic combinations of the generators of the su(1; 1) Lie algebra, we construct [2] Hermitian partners in the same similarity class. Alongside, metrics with respect to which the original Hamiltonians are Hermitian are also constructed, allowing to assign meaning to a large class of non-Hermitian Hamiltonians possessing real spectra. The finding of exact results to establish the physical acceptability of other non-Hermitian models may be pursued by other means, especially if the system of interest cannot be expressed in terms of Lie algebraic elements. We also employ [3] a representation of the canonical commutation relations for position and momentum operators in terms of real-valued functions and a noncommutative product rule of differential form. Besides exact solutions, we also compute in a perturbative fashion metrics and isospectral partners for systems of physical interest. Classically, our efforts were concentrated on integrable models presenting PT - symmetry. Because the latter can also establish the reality of energies in classical systems described by Hamiltonian functions, we search for new families of nonlinear differential equations for which the presence of hidden symmetries allows one to assemble exact solutions. We use [4] the Painleve test to check whether deformations of integrable systems preserve integrability. Moreover we compare [5] integrable deformed models, which are thus likely to possess soliton solutions, to a broader class of systems presenting compacton solutions. Finally we study [6] the pole structure of certain real valued nonlinear integrable systems and establish that they behave as interacting particles whose motion can be extended to the complex plane in a PT -symmetric way.