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arXiv:2309.03776

Study of non-equilibrium Green's functions beyond Born approximation in open quantum systems

Katha Ganguly, Bijay Kumar Agarwalla

Published Sep 7, 2023• 0 citations
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Abstract

We provide a systematic approach to compute different kinds of non-equilibrium Green's functions for open quantum systems which are essentially two-point correlation functions in time. We reveal that the definition of Green's functions based on the Born approximation does not provide the correct results in the leading order of the system-bath coupling. We next provide a systematic correction term in Green's functions by going beyond the Born approximation and incorporating a finite correlation between the system and the bath. We primarily focus on two paradigmatic models of open quantum systems, namely, the dissipative Caldeira-Leggett model and the dissipative spin-boson model. We show that the inclusion of such a correction correctly reproduces the Kadanoff-Baym type equation for the so-called lesser or greater components of the Green's functions and provides the correct long-time result up to the first non-zero order of the system-bath coupling, satisfying the detailed balance condition in thermal equilibrium. We further extend our study to a system coupled to multiple reservoirs simultaneously that are maintained at different temperatures and obtain expressions for non-equilibrium steady-state energy current, once again correct up to the first non-zero order of the system-bath coupling.

DOI
10.48550/arxiv.2309.03776

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We provide a systematic approach to compute different kinds of non-equilibrium Green's functions for open quantum systems which are essentially two-point correlation functions in time. We reveal that the definition of Green's functions based on the Born approximation does not provide the correct results in the leading order of the system-bath coupling. We next provide a systematic correction term in Green's functions by going beyond the Born approximation and incorporating a finite correlation between the system and the bath. We primarily focus on two paradigmatic models of open quantum systems, namely, the dissipative Caldeira-Leggett model and the dissipative spin-boson model. We show that the inclusion of such a correction correctly reproduces the Kadanoff-Baym type equation for the so-called lesser or greater components of the Green's functions and provides the correct long-time result up to the first non-zero order of the system-bath coupling, satisfying the detailed balance condition in thermal equilibrium. We further extend our study to a system coupled to multiple reservoirs simultaneously that are maintained at different temperatures and obtain expressions for non-equilibrium steady-state energy current, once again correct up to the first non-zero order of the system-bath coupling.
Abstract We show that, in general, the unequal time correlation function of system observables, when computed within the Born approximation in open quantum systems, fails to produce the temperature-dependent contributions required for thermalization in the long-time limit. As a consequence, Born approximation fails to respect the detailed balance condition in the long-time limit for arbitrary time difference. This occurs precisely due to the factorization of the total density matrix in the Born approximation, which neglects finite system–bath correlations. We demonstrate how incorporating the correction term recovers the temperature-dependent thermalization term and restores detailed balance. In contrast, we find that so-called spectral correlators, which are unrelated to detailed balance often correctly captured at the Born level to leading order in the system–bath coupling. We also provide a generic condition under which spectral correlators can be correctly predicted under Born approximation. Our approach is illustrated for two paradigmatic models of open quantum systems: (i) the dissipative Caldeira–Leggett model and (ii) the dissipative spin-boson model. We further extend our analysis for multi-bath non-equilibrium quantum transport scenario.
Non-equilibrium Green’s Function (NGF) method is a powerful tool for studying the evolution of quantum many-body systems. Different types of correlations can be systematically incorporated within the formalism. The time evolution of the single-particle Green’s functions is described in terms of the Kadanoff-Baym equations. The current work initially focuses on introducing the correlations within infinite nuclear matter in one dimension and then in a finite system in the NGF approach. Starting from the harmonic oscillator Hamiltonian, by switching on adiabatically the mean-field and correlations simultaneously, a correlated state with ground-state characteristics is arrived at within the NGF method. Furthermore the use of cooling to for improving the adiabatic switching is explored.
In the non-equilibrium Green function calculations, the use of the generalized Kadanoff–Baym ansatz (GKBA) allows for a simple approximate reconstruction of the two-time Green function from its time-diagonal value. With this, a drastic reduction of the computational needs is achieved in time-dependent calculations, making longer time propagation possible and more complex systems accessible. This paper gives credit to the GKBA that was introduced 25 years ago. After a detailed derivation of the GKBA, we recall its application to homogeneous systems and show how to extend it to strongly correlated, inhomogeneous systems. As a proof of concept, we present the results for a two-electron quantum well, where the correct treatment of the correlated electron dynamics is crucial for a correct description of the equilibrium and dynamic properties.
The method of nonequilibrium Green functions (NEGFs) constitutes a solid framework to describe closed and open quantum systems. It captures situations far from equilibrium including arbitrary perturbations and correlations - effects higher than first order in the binary interactions. On the contrary, in the absence of external fields, it reduces to the imaginary-time Matsubara formalism. The abilities (and successes) of the method originate from its self-consistency and the conserving character of many-body approximations that are introduced by diagram technique. On this account, NEGFs have, now for a long time, brought insight into the dynamics of nuclear matter, non-ideal quantum gases and (semiconductor) plasmas. However, applications to localized, finite and strongly interacting systems have emerged only within the recent decade. The dynamical properties follow from quantum kinetic equations - the two-time Kadanoff-Baym equations for the one-particle NEGF - the numerical solution of which is the central topic of this thesis. The non-Markovian structure of these equations thereby inhibits an unlimited, gradual propagation of the nonequilibrium Green function: Any self-consistent, future dynamics of the system is tightly linked to the (complete) past by non-local self-energies. Further, the success in obtaining solutions is being diminished if the system under investigation is not isotropic or inhomogeneous and, in addition, the spatial topology (e.g., the charge carrier or spin density) needs to be resolved in time. On top of this, small isolated systems are generally not candidates showing fast decoherence which offers little hope for smooth and well-damped integration kernels. Despite these difficulties, the thesis at hand is devoted to the computation of the two-time NEGF for finite, closed systems of which ensembles of electrons bound by nuclei forming atoms or molecules are the most natural representatives. Here, in the spirit of the well-studied one-dimensional helium atom, the electron dynamics in model atoms and molecules is addressed in ab initio fashion. To render calculations possible in the first place, (i) a novel hybrid representation of the NEGF is introduced based on the conception of finite elements (FE) and the discrete variable representation (DVR), and (ii) a parallel algorithm is developed that allows for an efficient, well scalable distributed-memory computation of the full two-time Green function. The first point attributes plenty of flexibility and makes the method readily adjustable to different Hamiltonians avoiding the need to, by hand or in intricate numerical manner, calculate the whole bunch of matrix elements of one- and two-particle operators. Also, in consequence, it drastically simplifies the evaluation of self-energies. The second point makes the NEGF approach ready for large-scale, high-performance computing facilities, the resources (of computer power: mainly memory!) of which are indispensable for (some of) the calculations presented. The applicability of the developed methods is demonstrated inter alia on the basis of helium, beryllium, hydrogen and lithium hydride modeled in one spatial dimension whereby electron-electron correlations are treated in the second(-order) Born approximation. After a thorough discussion on the self-consistent ground states, the thesis focuses on the electron dynamics in the linear response regime as well as in the presence of strong external fields. Overall, to assess the the performance of the second Born approximation, the results are compared to the Hartree-Fock approximation, on the one hand, and to the exact solution of the time-(in)dependent Schrödinger equation, on the other hand. In addition, aiming at the possibility of extended time-dependent calculations, the behavior of the generalized Kadanoff-Baym ansatz is discussed.
The pair distribution function (PDF) is a key quantity for the analysis of correlation effects of a quantum system both in equilibrium and far from equilibrium. We derive an expression for the PDF in terms of the single-particle Green functions—the solutions of the Keldysh/Kadanoff-Baym equations in the two-time plane—for a one- or two-component system. The result includes initial correlations and generalizes previous density matrix expressions from single-time quantum kinetic theory. Explicit expressions for the PDF are obtained in second Born approximation.
In this paper, we extend the method of Kadanoff-Baym equations for open quantum systems to arbitrary kinds of systems and heat baths, either fermionic or bosonic. This includes three spacial dimensions and different potentials for the system-bath interaction or external traps. We study the quantum-mechanical formation of bound states in one and also in three dimensions with the full Kadanoff-Baym equations and compare them to more simplified approaches with and without memory effects. An in-depth examination of the thermodynamics of open systems is performed, showing perfect equilibration of the system's degrees of freedom along with a comprehensive investigation of the influence of the heat bath on the system's wave functions. The formation time, decay time, and regeneration of bound states and their dependence on the temperature and coupling strength is explored. We evaluate the nonequilibrium Kadanoff-Baym equations for the system particles, assuming that interactions are elastic two-particle collisions with the heat-bath particles. Finally, we describe in detail the method used to numerically solve the corresponding spatially heterogeneous integrodifferential equations for the set of one-particle Green's functions.