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arXiv:2308.02728 · Physical review. B./Physical review. B

Classification of unitary operators by local generatability

Xu Liu, Adrian B. Culver, Fenner Harper, Rahul Roy

Published Feb 25, 2025• 2 citations
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Abstract

Periodically driven (Floquet) systems can exhibit possibilities beyond what can be obtained in equilibrium. Both in Floquet systems and in the related problems of discrete-time quantum walks and quantum cellular automata, a basic distinction arises among unitary time evolution operators: while all physical operators are local, not all are locally generated (i.e., generated by some local Hamiltonian). In this paper, we define the notion of equivalence up to a locally generated unitary in all Altland-Zirnbauer symmetry classes. We then classify noninteracting unitaries in all dimensions on this basis by showing that equivalence up to a locally generated unitary is identical to homotopy equivalence.

DOI
10.1103/physrevb.111.085149

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Periodically driven (Floquet) systems can exhibit possibilities beyond what can be obtained in equilibrium. Both in Floquet systems and in the related problems of discrete-time quantum walks and quantum cellular automata, a basic distinction arises among unitary time evolution operators: while all physical operators are local, not all are locally generated (i.e., generated by some local Hamiltonian). In this paper, we define the notion of equivalence up to a locally generated unitary in all Altland-Zirnbauer symmetry classes. We then classify noninteracting unitaries in all dimensions on this basis by showing that equivalence up to a locally generated unitary is identical to homotopy equivalence.
This dissertation focus on the classification of topological matters in static and periodically driven systems.First, we build a complete topological classification of local unitary operators in free fermionic systems. This result can be encoded in a periodic table with a period of eight, similar to the periodic table of topological insulators. In our classification, we define two local unitaries in a certain symmetry class to be topologically equivalent if they can be connected via finite time evolutions (locally generated unitaries) without breaking the symmetries of the symmetry class while maintaining locality. In this way, the classification we derive will allow us to distinguish locally generated unitaries from those that cannot be locally generated.Besides, we also how to find possible generating Hamiltonians for locally generated unitaries. These results can be used to study the edge behaviors of Floquet systems.Second, we propose bulk invariants and edge invariants that are locally computable and improve existing topological invariants by being applicable to systems with the disorder. Afterward, we set up a rigorous connection between bulk and edge invariants for Floquet systems belonging to Class AIII and class AII of the Altland-Zirnbauer symmetry classification.Last, after treating a static system as a Floquet system generated by a constant Hamiltonian, we employ the tools we developed in Floquet systems to classify the edge behaviors in static systems.
Periodically driven Floquet systems can host dynamical phases, including a range of exotic topological phases that have no static analogs. This work presents a homotopy approach to the study of driven systems, which treats unitary evolutions as paths in the space of unitary operators. By considering loop evolutions in this space, the authors obtain a topological classification, free of uncertainties and ambiguities about the long-time robustness of of behavior in specific physical models. Two classes of Floquet symmetry-protected topological phase are identified, characterized by unitary evolutions that act trivially in the bulk but nontrivially at the boundary of an open system. The first class is captured by an explicit group cohomology construction; it has the remarkable property of converting a trivial boundary state into a nontrivial symmetry-protected topological state. The second class exhibits anomalous counter propagating Hilbert-space transport at the boundary; it lies beyond the cohomology construction.
We consider quantum systems with causal dynamics in discrete spacetimes, also known as quantum cellular automata (QCA). Due to time-discreteness this type of dynamics is not characterized by a Hamiltonian but by a one-time-step unitary. This can be written as the exponential of a Hamiltonian but in a highly non-unique way. We ask if any of the Hamiltonians generating a QCA unitary is local in some sense, and we obtain two very different answers. On one hand, we present an example of QCA for which all generating Hamiltonians are fully non-local, in the sense that interactions do not decay with the distance. We expect this result to have relevant consequences for the classification of topological phases in Floquet systems, given that this relies on the effective Hamiltonian. On the other hand, we show that all one-dimensional quasi-free fermionic QCAs have quasi-local generating Hamiltonians, with interactions decaying exponentially in the massive case and algebraically in the critical case. We also prove that some integrable systems do not have local, quasi-local nor low-weight constants of motion; a result that challenges the standard definition of integrability.
Discrete quantum walks are periodically driven systems with discrete time evolution. In contrast to ordinary Floquet systems, no microscopic Hamiltonian exists, and the one-period time evolution is given directly by a series of unitary operators. Regarding each constituent unitary operator as a discrete time step, we formulate discrete space-time symmetry in quantum walks and evaluate the corresponding symmetry protected topological phases. In particular, we study chiral and/or time-glide symmetric topological quantum walks in this formalism. Due to the discrete nature of time evolution, the topological classification is found to be different from that in conventional Floquet systems. As a concrete example, we study a two-dimensional quantum walk having both chiral and time-glide symmetries and identify the anomalous edge states protected by these symmetries.
Unitary matrices arise in many ways in physics, in particular as a time evolution operator. For a periodically driven system, one frequently wishes to compute a Floquet Hamiltonian that should be a Hermitian operator H such that e−iTH = U(T), where U(T) is the time evolution operator at time corresponding to the period of the system. That is, we want H to be equal to −i times a matrix logarithm of U(T). If the system has a symmetry, such as time reversal symmetry, one can expect H to have a symmetry beyond being Hermitian. We discuss here practical numerical algorithms on computing matrix logarithms that have certain symmetries, which can be used to compute Floquet Hamiltonians that have appropriate symmetries. Along the way, we prove some results on how a symmetry in the Floquet operator U(T) can lead to a symmetry in a basis of Floquet eigenstates.
We consider topological phases in periodically driven (Floquet) systems exhibiting many-body localization, protected by a symmetry GGG. We argue for a general correspondence between such phases and topological phases of undriven systems protected by symmetry $\mathbb{Z}\ensuremath{\rtimes}G$ where the additional Z\mathbb{Z}Z accounts for the discrete time-translation symmetry. Thus, for example, the bosonic phases in ddd spatial dimensions without intrinsic topological order [symmetry-protected topological (SPT) phases] are classified by the cohomology group ${H}^{d+1}[\mathbb{Z}\ensuremath{\rtimes}G,\mathrm{U}(1)]$. For unitary symmetries, we interpret the additional resulting Floquet phases in terms of the lower-dimensional SPT phases that are pumped to the boundary during one time step. These results also imply the existence of novel symmetry-enriched topological (SET) orders protected solely by the periodicity of the drive.