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arXiv:2307.14258 · Physical review. B./Physical review. B

Floquet engineering of the Lifshitz phase transition in the Hubbard model

Ivan V. Iorsh, D. D. Sedov, Stanislav Kolodny, Rodion E. Sinitskiy, Oleg V. Kibis

Published Jan 3, 2024• 6 citations
arXivHTMLPDF

Abstract

Within the Floquet theory of periodically driven quantum systems, we demonstrate that an off-resonant high-frequency electromagnetic field can induce the Lifshitz phase transition in periodical structures described by the one-dimensional repulsive Hubbard model with the nearest- and next-nearest-neighbor hopping. The transition changes the topology of electron energy spectrum at the Fermi level, transforming it from the two Fermi points to the four Fermi points, which facilitates the emergence of the superconducting fluctuations in the structure. Possible manifestations of the effect and conditions of its experimental observability are discussed.

DOI
10.1103/physrevb.109.035104

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Within the Floquet theory of periodically driven quantum systems, we demonstrate that an off-resonant high-frequency electromagnetic field can induce the Lifshitz phase transition in periodical structures described by the one-dimensional repulsive Hubbard model with the nearest- and next-nearest-neighbor hopping. The transition changes the topology of electron energy spectrum at the Fermi level, transforming it from the two Fermi points to the four Fermi points, which facilitates the emergence of the superconducting fluctuations in the structure. Possible manifestations of the effect and conditions of its experimental observability are discussed.
We study the interplay of magnetic order and superconductivity in the square-lattice Hubbard model under periodic driving with circularly polarized light. Formulating diagrammatic techniques based on the random-phase approximation in terms of Floquet Green's functions, allows us to analyze fluctuation-driven unconventional pairing for weak to moderate interactions. The interplay of repulsive interactions and photoassisted hopping of electrons gives rise to a rich magnetic phase diagram featuring an antiferromagnetic-to-ferromagnetic transition prior to a Floquet Lifshitz transition. Close to the antiferromagnetic transition, topological d + i d -wave superconductivity prevails in the phase diagram for a wide range of drive parameters. At intermediate- to high-frequency driving near the Floquet Lifshitz transition, superconducting orders are tuned from spin-singlet d -wave to spin-triplet p -wave character, providing an effective protocol for Floquet engineering topological superconductivity.
Intense time-periodic laser fields can transform the electronic structure of a solid into strongly modified Floquet-Bloch bands. While this suggests multiple pathways to induce electronic orders such as superconductivity or charge density waves, the possibility of preparing low-energy phases of Floquet Hamiltonians remains unclear because of the energy absorption at typical experimentally accessible driving frequencies. Here we investigate a realistic pathway towards laser control of electronic orders, which is the transient enhancement of fluctuating orders. Using a conserving Keldysh Green's function formalism, we simulate the buildup of short range Cooper-pair correlations out of a normal metal in the driven attractive Hubbard model. Even for frequencies only slightly above or within the bandwidth, a substantial enhancement of correlations can be achieved before the system reaches a high electronic temperature. This behavior relies on the nonthermal nature of the driven state. The effective temperature of the electrons at the Fermi surface, which more closely determines the superconducting correlations, remains lower than an estimate from the global energy density. Even though short ranged, the fluctuations can have marked signatures in the electronic spectra.
Using large-scale dynamical cluster quantum Monte Carlo simulations, we study the Lifshitz transition of the two-dimensional Hubbard model with next-nearest-neighbor hopping (${t}^{\ensuremath{'}}$), chemical potential, and temperature as control parameters. At ${t}^{\ensuremath{'}}\ensuremath{\le}0$, we identify a line of Lifshitz transition points associated with a change in the Fermi surface topology at zero temperature. In the overdoped region, the Fermi surface is complete and electron-like; across the Lifshitz transition, the Fermi surface becomes hole-like and develops a pseudogap. At (or very close to) the Lifshitz transition points, a van Hove singularity in the density of states crosses the Fermi level. The van Hove singularity occurs at finite doping due to correlation effects and becomes more singular when ${t}^{\ensuremath{'}}$ becomes more negative. The resulting temperature dependence on the bare ddd-wave pairing susceptibility close to the Lifshitz points is significantly different from that found in the traditional van Hove scenarios. Such unambiguous numerical observation of the Lifshitz transition at ${t}^{\ensuremath{'}}\ensuremath{\le}0$ extends our understanding of the quantum critical region in the phase diagram and shines lights on future investigations of the nature of the quantum critical point in the two-dimensional Hubbard model.
We generalize the Schrieffer-Wolff transformation to periodically driven systems using Floquet theory. The method is applied to the periodically driven, strongly interacting Fermi-Hubbard model, for which we identify two regimes resulting in different effective low-energy Hamiltonians. In the nonresonant regime, we realize an interacting spin model coupled to a static gauge field with a nonzero flux per plaquette. In the resonant regime, where the Hubbard interaction is a multiple of the driving frequency, we derive an effective Hamiltonian featuring doublon association and dissociation processes. The ground state of this Hamiltonian undergoes a phase transition between an ordered phase and a gapless Luttinger liquid phase. One can tune the system between different phases by changing the amplitude of the periodic drive.
We study the interplay between electronic correlations and circularly polarized periodic driving in the Hubbard model on a Kagome lattice. Using Brillouin-Wigner perturbation theory, we derive an effective Floquet Hamiltonian in which the drive renormalizes the bare hopping and generates chiral nearest- and next-nearest-neighbor terms, producing repeated topological transitions and a flat band whose position is continuously tunable across the spectrum. Within slave-rotor mean-field theory, we show that the resulting Mott transition is strongly non-monotonic in the drive amplitude, yielding repeated metal-insulator transitions, and that the spinon excitations inside the Mott phase acquire a band topology distinct from that of the non-interacting Floquet bands. This correlation-driven topological reconstruction produces emergent flat-band spinon insulators inaccessible to either driving or interactions alone. Our results establish periodically driven Kagome systems as a platform for engineering correlated topological flat-band physics out of equilibrium, with proposed realizations in ultracold atomic lattices.
| > 1 are observed in this study of a periodically driven extended Su-Schrieffer-Heeger (E-SSH) model with a cyclic parameter. Besides the standard intra-dimer and the nearest-neighbor inter-dimer hopping of the SSH model, an additional next-nearest-neighbor hopping is considered in the E-SSH model. The cyclic parameter, which plays the role of a synthetic dimension, is invoked as a modulation of the hopping strengths. A rigorous analysis of different phase diagrams has shown multiple Floquet topological phase transitions among the high Chern number phases. These phase transitions can be controlled by the strength and frequency of the periodic driving. Instead of applying perturbation theory, the whole analysis is done by Floquet replica technique. This gives a freedom to study high as well as low-frequency effects on the system by considering less or more number of photon sectors. This system can be experimentally realized through a pulse sequence scheme in the optical lattice setup.