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arXiv:2307.06447 · Physical Review Research

Interacting local topological markers: A one-particle density matrix approach for characterizing the topology of interacting and disordered states

Julia D. Hannukainen, Miguel F. Martínez, Jens Hjorleifur Bardarson, Thomas Klein Kvorning

Published Aug 28, 2024• 9 citations
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Abstract

While topology is a property of a quantum state itself, most existing methods for characterizing the topology of interacting phases of matter require direct knowledge of the underlying Hamiltonian. We offer an alternative by utilizing the one-particle density matrix formalism to extend the concept of the Chern, chiral, and Chern-Simons markers to include interactions. The one-particle density matrix of a free-fermion state is a projector onto the occupied bands, defining a Brillouin zone bundle of the given topological class. This is no longer the case in the interacting limit, but as long as the one-particle density matrix is gapped, its spectrum can be adiabatically flattened, connecting it to a topologically equivalent projector. The corresponding topological markers thus characterize the topology of the interacting phase. Importantly, the one-particle density matrix is defined in terms of a given state alone, making the local markers numerically favorable, and providing a valuable tool for characterizing topology of interacting systems when only the state itself is available. To demonstrate the practical use of the markers we use the chiral marker to identify the topology of midspectrum eigenstates of the Ising-Majorana chain across the transition between the ergodic and many-body localized phases. We also apply the chiral marker to random states with a known topology, and compare it with the entanglement spectrum degeneracy. Published by the American Physical Society 2024

DOI
10.1103/physrevresearch.6.l032045

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Local Topological Markers in Odd Spatial Dimensions and Their Application to Amorphous Topological Matter

Julia D. Hannukainen, Miguel F. Martínez, Jens Hjorleifur Bardarson +1 more

Local topological markers, topological invariants evaluated by local expectation values, are valuable for characterizing topological phases in materials lacking translation invariance. The Chern marker-the Chern number expressed in terms of the Fourier transformed Chern character-is an easily applicable local marker in even dimensions, but there are no analogous expressions for odd dimensions. We provide general analytic expressions for local markers for free-fermion topological states in odd dimensions protected by local symmetries: a Chiral marker, a local Z marker which in case of translation invariance is equivalent to the chiral winding number, and a Chern-Simons marker, a local Z_{2} marker characterizing all nonchiral phases in odd dimensions. We achieve this by introducing a one-parameter family P_{ϑ} of single-particle density matrices interpolating between a trivial state and the state of interest. By interpreting the parameter ϑ as an additional dimension, we calculate the Chern marker for the family P_{ϑ}. We demonstrate the practical use of these markers by characterizing the topological phases of two amorphous Hamiltonians in three dimensions: a topological superconductor (Z classification) and a topological insulator (Z_{2} classification).

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Topological states of matter were first introduced for noninteracting fermions on an infinite uniform lattice. Since then, substantial effort has been made to generalize these concepts to more complex settings. Recently, local markers have been developed that can describe the topological state of systems without translational symmetry and a well-defined gap. However, no local marker for interacting matter has been proposed yet that is capable of directly addressing an interacting system. Here, we suggest such a many-body local marker based on the single-particle Green's function. Using this marker we identify topological transitions in finite lattices of a Chern insulator with Anderson disorder and Hubbard interactions. Importantly, our proposal can be generalized to nonequilibrium systems.

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Local topological markers appear to be a powerful tool in the studies of topological matter allowing to treat inhomogeneous systems. To the best of our knowledge no local marker for interacting matter itself, without a reference non-interacting system have been proposed to date. In this letter we suggest a possible many-body local marker based on the single-particle Green's functions. In the limit of translation-invariant system our marker is equivalent to the Ishikawa Matsuyama invariant. In the limit of vanishing interactions it passes to the local Chern marker. Importantly, our proposal can be readily used in the non-equilibrium in contrast with the topological Hamiltonian based approaches to the problem.

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Condensed matter physics studies how many quantum particles, when brought together, conspire to give rise to collective behaviours that are far richer than those of the individual particles themselves. This is the physics of emergence: the idea that a large system can have properties that are not obvious from its microscopic building blocks alone. The work presented in this thesis explores how to characterise the properties of such many-particle states from three interconnected points of view: topology, quantum transport, and quantum information. The common idea behind these themes is that the properties of quantum matter may be accessed directly from quantum states themselves, without necessarily referring to an underlying Hamiltonian, circuit, or protocol used to generate them. Symmetry-protected topological phases of matter arise from the impossibility of continuously deforming certain quantum states into others whilst preserving their symmetries. 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We compare three complementary diagnostics for mixed Gaussian states at nonzero temperature, focusing on the Su-Schrieffer-Heeger (SSH) chain and its inversion-symmetric extension. While the ensemble geometric phase, a mixed-state generalization of the Zak phase, remains well defined at nonzero temperature, the modulus of the corresponding expectation value vanishes in the thermodynamic limit, limiting its practical use. To develop diagnostics suitable for large systems, we introduce local twist operators acting on neighboring sites, whose expectation values provide local indicators of the underlying topological phase. The topological phase is identified from the relative magnitude of these expectation values, which only requires measuring two local expectation values at nonzero temperature, together with one additional nonlocal expectation value when next-nearest-neighbor hopping is included. In addition, we generalize the local chiral marker to mixed Gaussian states, fully determined by its single-particle correlation matrix, with a nonzero purity gap in their effective single-particle Hamiltonian. The presence of a purity gap ensures that the correlation matrix can be flattened to an effective projector. Evaluating the chiral marker with respect to the band-flattened correlation matrix yields a real-space topological invariant that coincides with the winding number in the zero-temperature limit. The ensemble geometric phase, the local twist operators, and the local chiral marker provide complementary methods to characterize topology in the SSH chain beyond pure states.

arXiv:2512.00464•Physical Review Research•May 9, 2026•1 citation
While topology is a property of a quantum state itself, most existing methods for characterizing the topology of interacting phases of matter require direct knowledge of the underlying Hamiltonian. We offer an alternative by utilizing the one-particle density matrix formalism to extend the concept of the Chern, chiral, and Chern-Simons markers to include interactions. The one-particle density matrix of a free-fermion state is a projector onto the occupied bands, defining a Brillouin zone bundle of the given topological class. This is no longer the case in the interacting limit, but as long as the one-particle density matrix is gapped, its spectrum can be adiabatically flattened, connecting it to a topologically equivalent projector. The corresponding topological markers thus characterize the topology of the interacting phase. Importantly, the one-particle density matrix is defined in terms of a given state alone, making the local markers numerically favorable, and providing a valuable tool for characterizing topology of interacting systems when only the state itself is available. To demonstrate the practical use of the markers we use the chiral marker to identify the topology of midspectrum eigenstates of the Ising-Majorana chain across the transition between the ergodic and many-body localized phases. We also apply the chiral marker to random states with a known topology, and compare it with the entanglement spectrum degeneracy. Published by the American Physical Society 2024
Local topological markers, topological invariants evaluated by local expectation values, are valuable for characterizing topological phases in materials lacking translation invariance. The Chern marker-the Chern number expressed in terms of the Fourier transformed Chern character-is an easily applicable local marker in even dimensions, but there are no analogous expressions for odd dimensions. We provide general analytic expressions for local markers for free-fermion topological states in odd dimensions protected by local symmetries: a Chiral marker, a local Z marker which in case of translation invariance is equivalent to the chiral winding number, and a Chern-Simons marker, a local Z_{2} marker characterizing all nonchiral phases in odd dimensions. We achieve this by introducing a one-parameter family P_{ϑ} of single-particle density matrices interpolating between a trivial state and the state of interest. By interpreting the parameter ϑ as an additional dimension, we calculate the Chern marker for the family P_{ϑ}. We demonstrate the practical use of these markers by characterizing the topological phases of two amorphous Hamiltonians in three dimensions: a topological superconductor (Z classification) and a topological insulator (Z_{2} classification).
Topological states of matter were first introduced for noninteracting fermions on an infinite uniform lattice. Since then, substantial effort has been made to generalize these concepts to more complex settings. Recently, local markers have been developed that can describe the topological state of systems without translational symmetry and a well-defined gap. However, no local marker for interacting matter has been proposed yet that is capable of directly addressing an interacting system. Here, we suggest such a many-body local marker based on the single-particle Green's function. Using this marker we identify topological transitions in finite lattices of a Chern insulator with Anderson disorder and Hubbard interactions. Importantly, our proposal can be generalized to nonequilibrium systems.
Local topological markers provide a real-space characterization of topological phases and are suited to noncrystalline models. We derive a local topological marker, the Chern-Simons descendant marker, for characterizing the topology of two-dimensional time-reversal-invariant near-Gaussian states from the one-particle density matrix ρρρ. We construct an auxiliary three-dimensional state characterized by the local Chern-Simons marker, and use dimensional reduction to obtain the Chern-Simons descendant marker for the original two-dimensional state. This derivation introduces a local Hermitian involution SSS that is odd under time reversal. When [S,ρ]=0[S,ρ]=0[S,ρ]=0, the local Chern-Simons descendant marker reduces to half the difference of the local Chern markers in the S=±1S=\pm1S=±1 sectors. Constructing an SSS that commutes exactly with ρρρ generally requires fine-tuning, but this is not needed---the local Chern-Simon marker remains well defined whenever Γ={ρ,S}−SΓ=\{ρ,S\}-SΓ={ρ,S}−S has a spectral gap around zero, even when [S,ρ]≠0[S,ρ]\neq0[S,ρ]=0. This leaves the practical problem of identifying a suitable SSS for a given state, which, importantly, is straightforward even when spin is not a candidate. We show this by considering both strong Rashba and Dresselhaus spin-orbit coupling, for which knowledge of the physical origin of the state reduces the general problem of choosing SSS to a one-parameter family S(θ)S(θ)S(θ). We evaluate the optimal angle θθθ maximizing the spectral gap of ΓΓΓ analytically assuming translation invariance, and find that the gap of ΓΓΓ remains open for a broad range of angles around the optimum. The same value of θθθ remains valid in disordered systems, providing an easy way to obtain choice of SSS for evaluating the local Chern-Simons descendant marker of the state.
Local topological markers appear to be a powerful tool in the studies of topological matter allowing to treat inhomogeneous systems. To the best of our knowledge no local marker for interacting matter itself, without a reference non-interacting system have been proposed to date. In this letter we suggest a possible many-body local marker based on the single-particle Green's functions. In the limit of translation-invariant system our marker is equivalent to the Ishikawa Matsuyama invariant. In the limit of vanishing interactions it passes to the local Chern marker. Importantly, our proposal can be readily used in the non-equilibrium in contrast with the topological Hamiltonian based approaches to the problem.
Condensed matter physics studies how many quantum particles, when brought together, conspire to give rise to collective behaviours that are far richer than those of the individual particles themselves. This is the physics of emergence: the idea that a large system can have properties that are not obvious from its microscopic building blocks alone. The work presented in this thesis explores how to characterise the properties of such many-particle states from three interconnected points of view: topology, quantum transport, and quantum information. The common idea behind these themes is that the properties of quantum matter may be accessed directly from quantum states themselves, without necessarily referring to an underlying Hamiltonian, circuit, or protocol used to generate them. Symmetry-protected topological phases of matter arise from the impossibility of continuously deforming certain quantum states into others whilst preserving their symmetries. In fermionic quantum matter, the phases resulting from such impossibility are those of topological insulators and superconductors. While having an insulating bulk, these materials possess metallic boundary states robust to perturbations preserving the protecting symmetries of their phase. Mathematically, the topological nature of these materials is characterised by the calculation of topological invariants, integer or half-integer numbers distinguishing between different topological phases. These invariants have been traditionally formulated for crystalline quantum matter, where one may use momentum space to perform mathematical calculations. This thesis focuses instead on characterising the topological phases of noncrystalline matter, which includes disorder and amorphicity. We develop a series of mathematical tools, known as local topological markers, which reformulate traditional topological invariants in real space and are therefore applicable even in the absence of crystallinity. Local topological markers are formulated in terms of the one-particle density matrix, a correlation function that only requires the knowledge of the quantum state in question to be calculated. Thus, the framework for topological characterisation we discuss, which also extends to certain higher-order topological phases, is purely state-based: it does not need to specify any parent Hamiltonian nor protocol used to prepare the quantum state to be characterised. Contrary to the classical picture of electricity where electrons behave as solid spheres drifting through a wire, the electronic transport through a nanostructure is shaped by quantum effects like tunnelling and interference. Quantum transport studies how these effects determine the conducting properties of mesoscopic samples---those that are neither microscopic nor fully macroscopic, but lie in an intermediate regime. In this thesis, we use quantum transport to study topological insulator nanowires, where the interplay between topology, deviations from crystallinity, and symmetry constraints shape electronic transmission. The characteristic feature of topological nanowires is the appearance of a perfectly transmitted mode when a certain magnetic flux is threaded through the wire's cross section. Varying the magnetic flux interpolates from perfect transmission to situations where electronic interference is enhanced, suppressing transmission. This is seen in the behaviour of conductance, which oscillates as a function of magnetic flux in what is known as Aharanov-Bohm oscillations. The mechanism originating the perfectly transmitted mode in a topological nanowire relies on time-reversal symmetry appearing at specific values of the magnetic flux. In amorphous nanowires, where time-reversal symmetry may be broken at any magnetic flux, the perfectly transmitted mode loses its protection, and the characteristic conductance oscillations of a topological nanowire may be lost. We study how the perfectly transmitted mode may be protected even when time-reversal symmetry is broken, and relate its loss to a topological phase transition driven by amorphicity. Entanglement is a distinctive feature of condensed matter systems: the possibility that quantum particles may be correlated in a way that has no classical analogue. Although inherently quantum-mechanical, entanglement alone is not a sufficient ingredient for quantum computation to outperform classical computers. The reason is that there exists a special class of quantum states, stabiliser states, that may be highly entangled whilst admitting an efficient classical representation---calculations involving stabiliser states are tractable in modern-day computers. The deviation of a quantum state from the set of stabiliser states goes by the name of quantum nonstabiliserness or magic, and, in the same way as entanglement, it is not a guarantee of quantum complexity on its own. In this thesis, we develop a method to characterise quantum states that combines entanglement and nonstabiliserness. To do so, we use the framework of the information lattice, whichsystematically decomposes the correlations in a quantum state in terms of their scale---the spatial extent of correlations. Through the information lattice, we distinguish different contributions to the nonstabiliserness content of a quantum state, which may have either a single-particle origin or come from intrinsic many-particle correlations. This framework, which is purely state-based, provides a first step to a fully scale-resolved description of nonstabiliserness and contributes to the characterisation of quantum states in terms of their complexity.
We compare three complementary diagnostics for mixed Gaussian states at nonzero temperature, focusing on the Su-Schrieffer-Heeger (SSH) chain and its inversion-symmetric extension. While the ensemble geometric phase, a mixed-state generalization of the Zak phase, remains well defined at nonzero temperature, the modulus of the corresponding expectation value vanishes in the thermodynamic limit, limiting its practical use. To develop diagnostics suitable for large systems, we introduce local twist operators acting on neighboring sites, whose expectation values provide local indicators of the underlying topological phase. The topological phase is identified from the relative magnitude of these expectation values, which only requires measuring two local expectation values at nonzero temperature, together with one additional nonlocal expectation value when next-nearest-neighbor hopping is included. In addition, we generalize the local chiral marker to mixed Gaussian states, fully determined by its single-particle correlation matrix, with a nonzero purity gap in their effective single-particle Hamiltonian. The presence of a purity gap ensures that the correlation matrix can be flattened to an effective projector. Evaluating the chiral marker with respect to the band-flattened correlation matrix yields a real-space topological invariant that coincides with the winding number in the zero-temperature limit. The ensemble geometric phase, the local twist operators, and the local chiral marker provide complementary methods to characterize topology in the SSH chain beyond pure states.