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arXiv:2307.04919 · Physical review. B./Physical review. B

Kohn's theorem applied to quantum oscillations in cuprates

Sudip Chakravarty

Published Jan 13, 2025• 0 citations
arXivHTMLPDF

Abstract

In this Letter I apply Kohn's theorem to quantum oscillations in cuprates. I show that when combined with Gell-Mann and Low theorem, there is rigorous justification of quantum oscillations as in a Fermi liquid for cuprates. For simplicity, understanding the lack of interaction effects in quantum oscillations can be addressed in the language of a fully translationally invariant system. The Gell-Mann and Low theorem is not perturbative, and applies more generally as long as the adiabatic evolution from an isolated nondegenerate state is the case. Oscillation frequencies are identical to the noninteracting problem. It is the cyclotron gap that justifies Fermi-liquid-based theory of quantum oscillations. This is not to imply that other properties of the cuprates that do not have a gap in the spectrum could not exhibit non-Fermi-liquid behavior, for example, angle-resolved photoemission spectroscopy.

DOI
10.1103/physrevb.111.l041107

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In this Letter I apply Kohn's theorem to quantum oscillations in cuprates. I show that when combined with Gell-Mann and Low theorem, there is rigorous justification of quantum oscillations as in a Fermi liquid for cuprates. For simplicity, understanding the lack of interaction effects in quantum oscillations can be addressed in the language of a fully translationally invariant system. The Gell-Mann and Low theorem is not perturbative, and applies more generally as long as the adiabatic evolution from an isolated nondegenerate state is the case. Oscillation frequencies are identical to the noninteracting problem. It is the cyclotron gap that justifies Fermi-liquid-based theory of quantum oscillations. This is not to imply that other properties of the cuprates that do not have a gap in the spectrum could not exhibit non-Fermi-liquid behavior, for example, angle-resolved photoemission spectroscopy.
Kohn's theorem places strong constraints on the cyclotron response of Fermi liquids. Recent observations of a doping dependence in the cyclotron mass of ${\mathrm{La}}_{2\ensuremath{-}x}{\mathrm{Sr}}_{x}{\mathrm{CuO}}_{4}$ [Legros et al., Phys. Rev. B 106, 195110 (2022)] are therefore surprising because the cyclotron mass can only be renormalized by large momentum umklapp interactions, which are not expected to vary significantly with doping. We show that a version of Kohn's theorem continues to apply to disorder-free non-Fermi-liquids with a critical boson near zero momentum. However, marginal Fermi liquids arising from a spatially random Yukawa coupling between the electrons and bosons do give rise to significant corrections to the cyclotron mass that we compute. This is the same theory that yields linear-in-temperature resistivity and other properties of strange metals at zero fields [Patel et al., Science 381, 790 (2023)].
This chapter considers the expectation value of an operator (or of products of two operators) over the ground state of the interacting system, when the time-dependent part of the Hamiltonian is switched off. These limitations apply to systems in equilibrium at zero temperature, which include important cases like insulators and semiconductors as well as Fermi liquids, for which the energy gap and the Fermi energy are, respectively, much larger than the available thermal energy. The ensuing formalism for ground-state averages at zero temperature relies on an “adiabatic assumption,” which cannot be applied as it is when excited states are involved in the ensemble averages.
With particular reference to the role of the renormalization group (RG) approach and Ward identities (WI's), we start by recalling some old features of the one-dimensional Luttinger liquid as the prototype of non-Fermi-liquid behavior. Its dimensional crossover to the Landau normal Fermi liquid implies that a non-Fermi liquid, as, e.g., the normal phase of the cuprate high temperature superconductors, can be maintained in d>1 only in the presence of a sufficiently singular effective interaction among the charge carriers. This is the case when, nearby an instability, the interaction is mediated by critical fluctuations. We are then led to introduce the specific case of superconductivity in cuprates as an example of avoided quantum criticality. We will disentangle the fluctuations which act as mediators of singular electron–electron interaction, enlightening the possible order competing with superconductivity and a mechanism for the non-Fermi-liquid behavior of the metallic phase. This paper is not meant to be a comprehensive review. Many important contributions will not be considered. We will also avoid using extensive technicalities and making full calculations for which we refer to the original papers and to the many good available reviews. We will here only follow one line of reasoning which guided our research activity in this field.
With particular reference to the role of the renormalization group (RG) approach and Ward identities (WI's), we start by recalling some old features of the one-dimensional Luttinger liquid as the prototype of non-Fermi-liquid behavior. Its dimensional crossover to the Landau normal Fermi liquid implies that a non-Fermi liquid, as, e.g., the normal phase of the cuprate high temperature superconductors, can be maintained in d>1 only in the presence of a sufficiently singular effective interaction among the charge carriers. This is the case when, nearby an instability, the interaction is mediated by critical fluctuations. We are then led to introduce the specific case of superconductivity in cuprates as an example of avoided quantum criticality. We will disentangle the fluctuations which act as mediators of singular electron–electron interaction, enlightening the possible order competing with superconductivity and a mechanism for the non-Fermi-liquid behavior of the metallic phase. This paper is not meant to be a comprehensive review. Many important contributions will not be considered. We will also avoid using extensive technicalities and making full calculations for which we refer to the original papers and to the many good available reviews. We will here only follow one line of reasoning which guided our research activity in this field.
We develop a general theory of fermion liquids in spatial dimensions greater than 1. The principal method, bosonization, is applied to the cases of short- and long-range longitudinal interactions and to transverse gauge interactions. All the correlation funtions of the system may be obtained with the use of a generating functional. Short-range and Coulomb interactions do not destroy the Landau-Fermi fixed point. Non-Fermi liquid fixed points are found, however, in the cases of a super-long-range longitudinal interaction in two dimensions and transverse gauge interactions in two and three spatial dimensions. We consider in some detail the (2+1)-dimensional problem of a Chern-Simons gauge action combined with a longitudinal two-body interaction V(q)\ensuremath{\propto}\ensuremath{\Vert}q${\mathrm{\ensuremath{\Vert}}}^{\mathit{y}\mathrm{\ensuremath{-}}1}$, which controls the density, and hence gauge, fluctuations. For y0 we find that the gauge interaction is irrelevant and the Landau fixed point is stable, while for y>0 the interaction is relevant and the fixed point cannot be accessed by bosonization. Of special importance is the case y=0 (Coulomb interaction), which describes the Halperin-Lee-Read theory of the half-filled Landau level. We obtain the full quasiparticle propagator, which is of a marginal Fermi-liquid form. Using Ward identities, we show that neither the inclusion of nonlinear terms in the fermion dispersion nor vertex corrections alters our results: the fixed point is accessible by bosonization. As the two-point fermion Green's function is not gauge invariant, we also invetigate the gauge-invariant density response function. Near momentum Q=2kF{\mathit{k}}_{\mathit{F}}kF​, in addition to the Kohn anomaly we find other nonanalytic behavior. In the appendies we present a numerical calculation of the spectral function for a Fermi liquid with Landau parameter f0{\mathit{f}}_{0}f0​\ensuremath{\ne}0. We also show how Kohn's theorem is satisfied within the bosonization framework.
Landau theory of Fermi liquids is the foundational concept behind our understanding of conventional metals. Its basic postulate is that the low-energy physics can be described by weakly interacting quasiparticles --- a dressed but effectively free version of electrons formally represented by poles of the single-particle Green's function. However, this concept notoriously fails for strongly interacting systems such as high-Tc{T}_{c}Tc​ cuprate superconductors, and our understanding of properties of these ``non-Fermi'' quantum liquids is far from complete. One well-known candidate theory for non-Fermi liquids is Hertz-Millis theory: a finite-density fermion system coupled to a massless critical boson. In (2+1) dimensions, this theory is strongly interacting at low energies, but as of yet there is no controlled insight in this regime; conventional perturbation theory fails. In this article, the authors show that in the so-called quenched approximation the fermionic spectrum can be computed exactly to all orders in the coupling constant. They show extensive detailed analysis that, in this quenched limit, the nonperturbative low-energy dynamics are indeed that of a non-Fermi liquid. Instead of coherent quasiparticles one finds the emergence of critical fermionic excitations described by branch cuts in the single particle Green's function.