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arXiv:2306.14894 · Physical Review Letters

Mapping Out Phase Diagrams with Generative Classifiers

Julian Arnold, Frank Schäfer, Alan S. Edelman, Christoph Bruder

Published May 16, 2024• 15 citations
arXivHTMLPDF

Abstract

One of the central tasks in many-body physics is the determination of phase diagrams. However, mapping out a phase diagram generally requires a great deal of human intuition and understanding. To automate this process, one can frame it as a classification task. Typically, classification problems are tackled using discriminative classifiers that explicitly model the probability of the labels for a given sample. Here we show that phase-classification problems are naturally suitable to be solved using generative classifiers based on probabilistic models of the measurement statistics underlying the physical system. Such a generative approach benefits from modeling concepts native to the realm of statistical and quantum physics, as well as recent advances in machine learning. This leads to a powerful framework for the autonomous determination of phase diagrams with little to no human supervision that we showcase in applications to classical equilibrium systems and quantum ground states.

DOI
10.1103/physrevlett.132.207301

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One of the central tasks in many-body physics is the determination of phase diagrams. However, mapping out a phase diagram generally requires a great deal of human intuition and understanding. To automate this process, one can frame it as a classification task. Typically, classification problems are tackled using discriminative classifiers that explicitly model the probability of the labels for a given sample. Here we show that phase-classification problems are naturally suitable to be solved using generative classifiers based on probabilistic models of the measurement statistics underlying the physical system. Such a generative approach benefits from modeling concepts native to the realm of statistical and quantum physics, as well as recent advances in machine learning. This leads to a powerful framework for the autonomous determination of phase diagrams with little to no human supervision that we showcase in applications to classical equilibrium systems and quantum ground states.
Distinguishing between different phases of matter and detecting phase transitions are some of the most central tasks in many-body physics. Traditionally, these tasks are accomplished by searching for a small set of low-dimensional quantities capturing the macroscopic properties of each phase of the system, so-called order parameters. Because of the large state space underlying many-body systems, success generally requires a great deal of human intuition and understanding. In particular, it can be challenging to define an appropriate order parameter if the symmetry breaking pattern is unknown or the phase is of topological nature and thus exhibits nonlocal order. In this chapter, we explore the use of machine learning to automate the task of classifying phases of matter and detecting phase transitions. We discuss the application of various machine learning techniques, ranging from clustering to supervised learning and anomaly detection, to different physical systems, including the prototypical Ising model that features a symmetry-breaking phase transition and the Ising gauge theory which hosts a topological phase of matter.
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Abstract The detection of phase transitions is a central task in many-body physics. To automate this process, the task can be phrased as a classification problem. Classification problems can be approached in two fundamentally distinct ways: through either a discriminative or a generative method. In general, it is unclear which of these two approaches is most suitable for a given problem. In this work, we answer the question of how one should approach the detection of the thermal transition within the classical two-dimensional square-lattice ferromagnetic Ising model by performing a systematic numerical case study. We find that in a data-driven setting with limited system knowledge, neural network-based approaches outperform nonparametric generative methods in terms of the achieved accuracy for a given dataset size. Both parametric generative and discriminative approaches may be viable depending on how the classification task is set up. Conversely, in a knowledge-driven setting where the system Hamiltonian is known, nonparametric generative approaches leveraging sufficient statistics are superior in terms of the accuracy reached at a given budget of computation time for all but the smallest sample sizes or highest error tolerances. Our findings provide a guide for the selection of machine-learning strategies for phase transition detection based on criteria such as the amount of available system knowledge, the number of data points, or computational constraints.
The identification and characterization of phase transitions is one of the oldest and most central problems in condensed matter physics, traditionally approached through order parameters, free-energy expansions, renormalization-group analysis, and direct numerical simulation. Over the past decade, machine learning (ML) has emerged as a complementary and, in some regimes, transformative methodology for this task. Supervised classifiers can learn to distinguish phases directly from raw configurations without an a priori order parameter; unsupervised and self-supervised techniques such as principal component analysis, autoencoders, and learning-by-confusion can locate transition points with minimal or no labeled data; and generative and variational architectures, including neural-network quantum states, now approximate ground-state wavefunctions of strongly correlated systems well beyond the reach of exact diagonalization. This paper reviews the theoretical foundations of phase transitions relevant to machine-learning applications, surveys the principal families of algorithms used to detect and classify phases, and examines their application across classical spin systems, percolation, topological and quantum phases, strongly correlated electron systems, and experimentally measured spectroscopic data. Representative case studies are discussed, including convolutional and graph-neural-network classifiers of lattice configurations, explainable-ML detection of thermodynamic transitions in photoemission spectra, and deep-learning-guided discovery of high-temperature superconductors. The review closes with a critical discussion of persistent challenges interpretability, data scarcity in correlated-electron experiments, generalization across Hamiltonians, and the reliability of learned order parameters near criticality and outlines directions for future research, including physics-informed architectures, uncertainty quantification, and closed-loop integration with autonomous experimentation.
Fully automated classification methods that provide direct physical insights into phase diagrams are of current interest. Interpretable, i.e., fully explainable, methods are desired for which we understand why they yield a given phase classification. Ideally, phase classification methods should also be unsupervised. That is, they should not require prior labeling or knowledge of the phases of matter to be characterized. Here, we demonstrate an unsupervised machine-learning method for phase classification, which is rendered interpretable via an analytical derivation of the functional relationship between its optimal predictions and the input data. Based on these findings, we propose and apply an alternative, physically-motivated, data-driven scheme, which relies on the difference between mean input features. This mean-based method does not rely on any predictive model and is thus computationally cheap and directly explainable. As an example, we consider the physically rich ground-state phase diagram of the spinless Falicov-Kimball model.
We demonstrate how to explore phase diagrams with automated and unsupervised machine learning to find regions of interest for possible new phases. In contrast to supervised learning, where data is classified using predetermined labels, we here perform anomaly detection, where the task is to differentiate a normal dataset, composed of one or several classes, from anomalous data. As a paradigmatic example, we explore the phase diagram of the extended Bose Hubbard model in one dimension at exact integer filling and employ deep neural networks to determine the entire phase diagram in a completely unsupervised and automated fashion. As input data for learning, we first use the entanglement spectra and central tensors derived from tensor-networks algorithms for ground-state computation and later we extend our method and use experimentally accessible data such as low-order correlation functions as inputs. Our method allows us to reveal a phase-separated region between supersolid and superfluid parts with unexpected properties, which appears in the system in addition to the standard superfluid, Mott insulator, Haldane-insulating, and density wave phases.