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arXiv:2306.03583 · Quantum Reports

Set Theory and Many Worlds

Paul Tappenden

Published Mar 2, 2023• 4 citations
arXivHTMLPDF

Abstract

The 2022 Tel Aviv conference on the many-worlds interpretation of quantum mechanics highlighted many differences between theorists. A very significant dichotomy is between Everettian fission (splitting) and Saunders–Wallace–Wilson divergence. For fission, an observer may have multiple futures, whereas for divergence they always have a single future. Divergence was explicitly introduced to resolve the problem of pre-measurement uncertainty for Everettian theory, which is universally believed to be absent for fission. Here I maintain that there is indeed pre-measurement uncertainty prior to fission, so long as objective probability is a property of Everettian branches. This is made possible if the universe is a set and branches are subsets with a probability measure. A universe that is a set of universes that are macroscopically isomorphic and span all possible configurations of local beäbles fulfills that role. If objective probability is a property of branches, then a successful Deutsch–Wallace decision-theoretic argument would justify the Principal Principle and be part of probability theory rather than specific to many-worlds theory. Any macroscopic object in our environment becomes a set of isomorphs with different microscopic configurations, each in an elemental universe (elemental in the set-theoretic sense). This is similar to the many-interacting-worlds theory, but the observer inhabits the set of worlds, not an individual world. An observer has many elemental bodies.

DOI
10.3390/quantum5010016

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I continue to maintain that David Lewis’s concept of overlapping persons cannot yield pre-measurement uncertainty in the Everett interpretation of quantum mechanics in the way that Simon Saunders and David Wallace originally seemed to suggest. However, I argue that in their reply to me they make it clear that they do not wish to invoke overlap of persons after all. That makes it mysterious why they defended their interpretation of personal overlap in the first place and questionable what role overlap has to play in their proposal. If Everettian branching can be understood to involve the divergence of distinct, non-overlapping worlds a concept of pre-measurement uncertainty is available. That idea was first proposed by David Deutsch but required an ad hoc postulate. Saunders has recently suggested that a similar scheme arises naturally out of the physics. If correct, that is important as it offers escape from some bizarre consequences of current alternative ways of understanding probability in the Everett interpretation

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Few, if any, issues in physics have engendered as much discussion as the measurement problem in quantum mechanics. It is generally agreed that the `normal' dynamical evolution of the state vector in quantum mechanics is given by a unitary map. The linearity of this map implies that the state vector will, in general, be found in a superposition of eigenstates of a given observable (or, similarly, that the density matrix describing a subsystem will not correspond to a definite value of this observable). However, when we make a measurement of an observable, we always obtain a define value—although it is impossible to predict with certainty which value will be obtained. 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The attractiveness of the Everett interpretation is very succinctly summarized by a sentence from Vaidman's contribution (p 582): `The collapse, with its randomness, non-locality and the lack of a well-defined moment of occurrence, is such an ugly scar on quantum theory, that I, along with many others, am ready to follow Everett and deny its existence.' But the main drawback of the interpretation is then equally succinctly stated in the next sentence: `The price is the many worlds interpretation, i.e., the existence of numerous parallel worlds.' In other words, if the state vector evolves to have a non-zero amplitude for two different values of an observable that I `measure' (i.e., interact with in an appropriate way), each of these alternatives remains equally `real', i.e., there is a `branch' of the wavefunction in which the observable takes the first value and I believe that it has this first value and a branch of the wavefunction where it takes the second value and I believe that it has this second value. Each of these `me's' sees a definite value for the observable, thus nicely accounting for what I believe I experience without invoking collapse. But then, it seems that I have to believe that there are many other `me's' around—even if they are very difficult for this particular me to access—and no way I can predict which `me' I will be in the future. Indeed, Saunders writes on p 192, `If Alice is a person (of course she is) then we must say, even prior to branching at tj that there are many Alices present, atom for atom duplicates...Alice should be uncertain after all— each Alice should be uncertain—for each as of tj does not (and as a matter of principle, cannot) know which of these branching persons she is.' Thus, if taken seriously, the Everett viewpoint leads directly to questions like `What determines which ``me'' I am now and/or will feel that I am in the future?' The response `You are all of them' somehow doesn't seem satisfying, and further pursuit of these issues would seem to lead to questions as fruitless as questions like `Why am I ``me'' and not ``you''?' I believe that this accounts for why the Everett interpretation does not have universal appeal. But enough of `me' for now (more later); let's discuss the book. 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However, in view of the difficulties to which this kind of argumentation will lead, it is perhaps not surprising that in the 123 pages of combined discussion by Saunders, Papineau, Wallace, and Greaves and Myrvold, there are only fleeting references to the use of probability along these lines. Rather, the approach taken is reminiscent of that of adept politicians: if you can't answer a question, then answer a different question, and answer it with conviction and detail. Instead of considering probabilities of outcomes—a highly problematical notion when all of the possible outcomes actually occur—consider only decision theory issues. In particular, Wallace gives a precise and detailed mathematical proof that, under certain hypotheses, the only rational strategy that a quantum observer can follow in making decisions is to weight the possible outcomes by Born rule probabilities. 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The 2022 Tel Aviv conference on the many-worlds interpretation of quantum mechanics highlighted many differences between theorists. A very significant dichotomy is between Everettian fission (splitting) and Saunders–Wallace–Wilson divergence. For fission, an observer may have multiple futures, whereas for divergence they always have a single future. Divergence was explicitly introduced to resolve the problem of pre-measurement uncertainty for Everettian theory, which is universally believed to be absent for fission. Here I maintain that there is indeed pre-measurement uncertainty prior to fission, so long as objective probability is a property of Everettian branches. This is made possible if the universe is a set and branches are subsets with a probability measure. A universe that is a set of universes that are macroscopically isomorphic and span all possible configurations of local beäbles fulfills that role. If objective probability is a property of branches, then a successful Deutsch–Wallace decision-theoretic argument would justify the Principal Principle and be part of probability theory rather than specific to many-worlds theory. Any macroscopic object in our environment becomes a set of isomorphs with different microscopic configurations, each in an elemental universe (elemental in the set-theoretic sense). This is similar to the many-interacting-worlds theory, but the observer inhabits the set of worlds, not an individual world. An observer has many elemental bodies.
I continue to maintain that David Lewis’s concept of overlapping persons cannot yield pre-measurement uncertainty in the Everett interpretation of quantum mechanics in the way that Simon Saunders and David Wallace originally seemed to suggest. However, I argue that in their reply to me they make it clear that they do not wish to invoke overlap of persons after all. That makes it mysterious why they defended their interpretation of personal overlap in the first place and questionable what role overlap has to play in their proposal. If Everettian branching can be understood to involve the divergence of distinct, non-overlapping worlds a concept of pre-measurement uncertainty is available. That idea was first proposed by David Deutsch but required an ad hoc postulate. Saunders has recently suggested that a similar scheme arises naturally out of the physics. If correct, that is important as it offers escape from some bizarre consequences of current alternative ways of understanding probability in the Everett interpretation
Few, if any, issues in physics have engendered as much discussion as the measurement problem in quantum mechanics. It is generally agreed that the `normal' dynamical evolution of the state vector in quantum mechanics is given by a unitary map. The linearity of this map implies that the state vector will, in general, be found in a superposition of eigenstates of a given observable (or, similarly, that the density matrix describing a subsystem will not correspond to a definite value of this observable). However, when we make a measurement of an observable, we always obtain a define value—although it is impossible to predict with certainty which value will be obtained. The traditional response to this issue is to postulate that when a measurement is made, the wavefunction `collapses' to an eigenstate of the observable being measured, perhaps due to the inherent classicality of the measuring apparatus (Bohr), or to the consciousness of the observer (Wigner), or possibly to some modification of quantum dynamics that occurs even when observations are not being made. The main motivation for the Everett (`many worlds') interpretation is to avoid introducing any such collapse postulate. This volume commemorates the 50th anniversary of the publication of Everett's paper in 1957 and contains 20 original articles as well as the transcripts of several discussions that took place at meetings devoted to the Everett interpretation at Oxford University and the Perimeter Institute. The attractiveness of the Everett interpretation is very succinctly summarized by a sentence from Vaidman's contribution (p 582): `The collapse, with its randomness, non-locality and the lack of a well-defined moment of occurrence, is such an ugly scar on quantum theory, that I, along with many others, am ready to follow Everett and deny its existence.' But the main drawback of the interpretation is then equally succinctly stated in the next sentence: `The price is the many worlds interpretation, i.e., the existence of numerous parallel worlds.' In other words, if the state vector evolves to have a non-zero amplitude for two different values of an observable that I `measure' (i.e., interact with in an appropriate way), each of these alternatives remains equally `real', i.e., there is a `branch' of the wavefunction in which the observable takes the first value and I believe that it has this first value and a branch of the wavefunction where it takes the second value and I believe that it has this second value. Each of these `me's' sees a definite value for the observable, thus nicely accounting for what I believe I experience without invoking collapse. But then, it seems that I have to believe that there are many other `me's' around—even if they are very difficult for this particular me to access—and no way I can predict which `me' I will be in the future. Indeed, Saunders writes on p 192, `If Alice is a person (of course she is) then we must say, even prior to branching at tj that there are many Alices present, atom for atom duplicates...Alice should be uncertain after all— each Alice should be uncertain—for each as of tj does not (and as a matter of principle, cannot) know which of these branching persons she is.' Thus, if taken seriously, the Everett viewpoint leads directly to questions like `What determines which ``me'' I am now and/or will feel that I am in the future?' The response `You are all of them' somehow doesn't seem satisfying, and further pursuit of these issues would seem to lead to questions as fruitless as questions like `Why am I ``me'' and not ``you''?' I believe that this accounts for why the Everett interpretation does not have universal appeal. But enough of `me' for now (more later); let's discuss the book. Unlike many edited volumes and conference proceedings in physics—which often consist of hastily slapped-together re-hashes of previous papers—this volume meets very high standards in the choice of topics and authors and in the quality of the writing. Although each of the articles is closely tied in with the Everett interpretation, there are many articles of considerable value and interest in their own right, such as the discussion of quasiclassical realms by Hartle and and the discussion of the de Broglie–Bohm interpretation by Valentini. There is also an excellent introduction by Saunders to the quantum measurement problem and the main issues that arise in the Everett interpretation. A central issue in the Everett interpretation is the status of the `Born rule', which asserts that, for state ψ, the probability of obtaining a particular outcome of a measurement is ||Pψ||2, where P is the projection operator onto the eigensubspace associated with the measurement outcome. In traditional interpretations, the Born rule is simply postulated as part of the collapse hypothesis. In the Everett interpretation, it is far from obvious that the Born rule even has any meaning—if all outcomes occur, how can one talk about the probability of a particular outcome? Given the importance of this issue, it is highly appropriate that four chapters of the book (by Saunders, Papineau, Wallace, and Greaves and Myrvold) are devoted to addressing probability and the Born rule from the Everett viewpoint, and three chapters (by Kent, Albert, and Price) are devoted to criticising these views. As indicated by the above quote from Saunders' article, uncertainty and probability can enter the Everett interpretation via each Alice being uncertain as to which Alice she is or will be. However, in view of the difficulties to which this kind of argumentation will lead, it is perhaps not surprising that in the 123 pages of combined discussion by Saunders, Papineau, Wallace, and Greaves and Myrvold, there are only fleeting references to the use of probability along these lines. Rather, the approach taken is reminiscent of that of adept politicians: if you can't answer a question, then answer a different question, and answer it with conviction and detail. Instead of considering probabilities of outcomes—a highly problematical notion when all of the possible outcomes actually occur—consider only decision theory issues. In particular, Wallace gives a precise and detailed mathematical proof that, under certain hypotheses, the only rational strategy that a quantum observer can follow in making decisions is to weight the possible outcomes by Born rule probabilities. To illustrate this more graphically, suppose tomorrow's weather were determined by some quantum mechanical, Stern–Gerlach-like process. I would like to know whether it is likely to rain tomorrow. However, when I ask an Everett follower (who knows the state vector and has done the Born rule calculation), all she will tell me in direct response to my question is that `it will rain and it won't rain.' Nevertheless, she is willing tell me whether or not it is rational for me to take an umbrella. I suppose that if she tells me that it would be highly irrational for me to take an umbrella, I can take the hint and deduce that it is very unlikely to rain. However, there does seem something wrong with the fact that she is not allowed to say this directly. In any case, if the conclusion of a mathematically correct argument is that rational decision strategies require the Born rule, then there must be quite a bit lying in the assumptions. The articles by Kent, Albert, and Price do a good job of fleshing out these assumptions and pointing out the weaknesses and flaws in the probability and decision theory discussions within the Everett framework. I hope it is clear from what I have written above that this is an outstanding volume, which should be of great interest to anyone interested in the foundations of quantum theory. Indeed, I feel quite fortunate to be the particular `me' that happens to exist in the same branch of the wavefunction of the universe in which this book was published.
Set theory brought revolution to philosophy of mathematics and it can bring revolution to philosophy of physics too. All that stands in the way is the intuition that sets of physical objects cannot themselves be physical objects, which appears to derive from the ubiquitous assumption that it is possible for there to exist numerically distinct observers in qualitatively identical cognitive states. Overturning that assumption allows construing the wavefunction of an elementary particle as being a set of elemental particles with definite properties. A free electron in an observers universe is a set of elemental electrons on different trajectories, each in an elemental parallel universe. For any region in an observers environment which includes part of the environmental electrons wavefunction there is a subset of elemental electrons located in parallel elemental regions. The measure of that subset on the set which is the environmental electron is the absolute square of quantum amplitude for the environmental region. Decoherence induces Everettian branching as the partitioning of wavefunction into subsets whose measures are the objective probabilities of quasi-classical events within branches. Phase arises through interactions between elemental universes, as with Many Interacting Worlds theory, the difference being that an observers environment is constituted by a set of worlds. That environment contains superpositions as sets of elemental particle configurations.
Next year, there will be a 100-year celebration of quantum mechanics, but there is no consensus on the interpretation of this theory. This reprint presents recent works on one of the most intriguing interpretations, the many-worlds interpretation, presented at a workshop in October 2022 at Tel Aviv University. The many-worlds interpretation solves the measurement problem, avoids action at a distance and indeterminism, and does not contradict empirical evidence. The main question discussed in the workshop was as follows: why is it not in the consensus? Major issues such as preferred basis, the meaning of probability, non-locality, and alternative approaches were discussed, which are increasingly drawing attention in physics and philosophy. The contributions demonstrated a striking diversity in understanding the basic concepts. What are the worlds in the many-worlds interpretation? Do the worlds diverge or split? Is probability objective or subjective, or is it just an illusion? Can we avoid the non-separability of quantum mechanics? Many questions were raised and significant progress in understanding was achieved, but the papers showed that consensus is still far away. This reprint describes the current status of the research and will be invaluable for physicists and philosophers who want to resolve the long-standing problem of the interpretation of quantum mechanics.
A group of philosophers and physicists at Oxford have recently crafted, in light of developments in the theory of decoherence, a new version of the Everett or Many Worlds interpretation of quantum mechanics. I will focus on the work of David Wallace, who identifies the quasi-classical domains making up the various “worlds” or “branches” of the interpretation with macroscopic patterns that are functionally realized (to an approximate degree good enough for practical purposes) by the quantum wavefunction of the universe. I argue that Wallace’s reliance on Savage’s pragmatic account of probability fails, due to the unreasonableness of Savage’s Sure Thing Principle in a many-worlds setting. I also argue that Wallace’s program is vulnerable to a version of Putnam’s model-theoretic indeterminacy argument, with the result that almost any conceivable macroscopic “world” is in fact realized by that function and so is (by Wallace’s light) as real as our own. I offer a hylomorphic revision of the many-worlds model, the “traveling forms” interpretation of Alexander Pruss, and I argue that this revision solves both the indeterminacy problem and the problem of interpreting quantum probabilities.
Abstract Inspired by David Lewis’s work on possible worlds, there has been some discussion about whether the fission of worlds in the quantum many-worlds theory should be considered branching (where fission is like a branching path) or diverging (where the worlds are separate but qualitatively identical until some point of divergence). Several authors favour the latter on the basis that we can delineate worlds that are separate from each other prior to fission using a consistent histories approach. However, these worlds are not entirely independent of each other prior to fission, rendering neither of Lewis’s options fully compelling. I propose that the process is better conceptualised as splitting , analogous to the splitting of classical waves. When an entity splits, it separates into its component parts, each reduced somehow from the original, and so the original entity only partially persists as each of its successors. I propose that understanding many-worlds fission as one world splitting into its component parts aligns more closely with the physics and provides a more natural and intuitive understanding of the fission process.