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arXiv:2306.00362

Self-duality and Jordan structure of quantum theory follow from homogeneity and pure transitivity

Howard Barnum, Cozmin Ududec, John van de Wetering

Published Jun 1, 2023• 0 citations
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Abstract

Quantum theory satisfies the mathematically powerful property of self-duality, meaning that its state and effect spaces are made isomorphic by an inner product. This is why both quantum states and effects can be represented by positive Hermitian operators. The seminal Koecher-Vinberg theorem shows that self-duality is a rather special property: any system that is self-dual and also homogeneous, meaning that the group of symmetries of its cone of unnormalised states acts transitively on the strictly positive states, must be isomorphic to a Euclidean Jordan algebra. EJAs have been classified and are known to be just a slight generalisation of quantum systems. This is why the Koecher-Vinberg theorem, and hence self-duality and homogeneity, have been used in several reconstructions of quantum theory from first principles. While homogeneity has an operational derivation from the ability to steer states, self-duality currently lacks such a clear operational motivation. In this paper we prove an alternative to the Koecher-Vinberg theorem, substituting for self-duality the more operational property of pure transitivity: symmetries of the normalised state space act transitively on the pure states. We show that any system that is homogeneous and satisfies pure transitivity must be self-dual, and hence isomorphic to an EJA. Together with various ways of singling out the complex matrix algebras from among EJAs, and known ways of ruling out classicality in these, this yields several new and concise reconstructions of quantum theory. For example, quantum systems, classical systems, and composites of these are the only ones that are homogeneous, satisfy pure transitivity, and allow locally tomographic composites; fully quantum systems are the only ones that are homogeneous, have continuous pure transitivity, and allow a correspondence between observables and generators of reversible transformations.

DOI
10.48550/arxiv.2306.00362

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Quantum theory satisfies the mathematically powerful property of self-duality, meaning that its state and effect spaces are made isomorphic by an inner product. This is why both quantum states and effects can be represented by positive Hermitian operators. The seminal Koecher-Vinberg theorem shows that self-duality is a rather special property: any system that is self-dual and also homogeneous, meaning that the group of symmetries of its cone of unnormalised states acts transitively on the strictly positive states, must be isomorphic to a Euclidean Jordan algebra. EJAs have been classified and are known to be just a slight generalisation of quantum systems. This is why the Koecher-Vinberg theorem, and hence self-duality and homogeneity, have been used in several reconstructions of quantum theory from first principles. While homogeneity has an operational derivation from the ability to steer states, self-duality currently lacks such a clear operational motivation. In this paper we prove an alternative to the Koecher-Vinberg theorem, substituting for self-duality the more operational property of pure transitivity: symmetries of the normalised state space act transitively on the pure states. We show that any system that is homogeneous and satisfies pure transitivity must be self-dual, and hence isomorphic to an EJA. Together with various ways of singling out the complex matrix algebras from among EJAs, and known ways of ruling out classicality in these, this yields several new and concise reconstructions of quantum theory. For example, quantum systems, classical systems, and composites of these are the only ones that are homogeneous, satisfy pure transitivity, and allow locally tomographic composites; fully quantum systems are the only ones that are homogeneous, have continuous pure transitivity, and allow a correspondence between observables and generators of reversible transformations.
We present a reconstruction of quantum correlation structure from six admissibility principles: compositional closure, locality factorization, norm-bounded growth, convex linearity, closure symmetry (self-duality), and local tomography. We show that these conditions force the state space to be a homogeneous self-dual cone, which by the Koecher–Vinberg theorem corresponds to a Euclidean Jordan algebra. Imposing physical composition constraints reduces this structure uniquely to complex matrix algebras. The Tsirelson bound then follows as a corollary of operator norm boundedness. Superquantum correlations (e.g., PR-box correlations) are excluded not by appeal to relativity but by violation of norm-bounded compositional closure. The result reframes quantum theory as the maximal globally admissible correlation theory under bounded composition
We show that finite-dimensional order unit spaces equipped with a continuous sequential product as defined by Gudder and Greechie are homogeneous and self-dual. As a consequence of the Koecher-Vinberg theorem, these spaces therefore correspond to Euclidean Jordan algebras. We remark on the significance of this result in the context of reconstructions of quantum theory. In particular, we show that sequential product spaces must be C*-algebras when their vector space tensor product is also a sequential product space (in the parlance of operational theories, when the space “allows a local composite”). We also show that sequential product spaces in infinite dimension correspond to JB-algebras when a few additional conditions are satisfied. Finally, we remark on how changing the axioms of the sequential product might lead to a new characterization of homogeneous cones.
Using a result of H. Hanche-Olsen, we show that (subject to fairly natural constraints on what constitutes a system, and on what constitutes a composite system), orthodox finite-dimensional complex quantum mechanics with superselection rules is the only non-signaling probabilistic theory in which (i) individual systems are Jordan algebras (equivalently, their cones of unnormalized states are homogeneous and self-dual), (ii) composites are locally tomographic (meaning that states are determined by the joint probabilities they assign to measurement outcomes on the component systems) and (iii) at least one system has the structure of a qubit. Using this result, we also characterize finite dimensional quantum theory among probabilistic theories having the structure of a dagger-monoidal category.
In this paper we argue that, in addition to the statistical structure of quantum theory, another structure, referred to here as the ``Noether structure," is necessary to describe the composition of systems and to define completely positive operations. A Noether structure reflects the dual role of Hermitian operators as observables on the one hand and as generators of symmetry transformations on the other. This idea has been expressed in a similar form in the works of Alfsen and Shultz, who investigated the conditions under which the Jordan product can be extended to an associative product of operator algebras. Our investigations into the Noether structure and the composition of systems are limited to the finite-dimensional case and establish a connection to completely positive operations. In the case of pure operations, the latter can be characterized as orientation-preserving maps.