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arXiv:2305.09575 · Journal of Chemical Theory and Computation

Interfacing Branching Random Walks with Metropolis Sampling: Constraint Release in Auxiliary-Field Quantum Monte Carlo

Zhi-Yu Xiao, Hao Shi, Shiwei Zhang

Published Sep 4, 2023• 10 citations
arXivHTMLPDF

Abstract

We present an approach to interface branching random walks with Markov chain Monte Carlo sampling and to switch seamlessly between the two. The approach is discussed in the context of auxiliary-field quantum Monte Carlo (AFQMC) but can be applied to other Monte Carlo calculations or simulations. In AFQMC, the formulation of branching random walks along imaginary-time is needed to realize a constraint to control the sign or phase problem. The constraint is derived from an exact gauge condition and is in practice implemented approximately with a trial wave function or trial density matrix, which can break exactness in the algorithm. We use the generalized Metropolis algorithm to sample a selected portion of the imaginary-time path after it has been produced by the branching random walk. This interfacing allows a constraint release to follow seamlessly from constrained-path sampling, which can reduce the systematic error from the latter. It also provides a way to improve the computation of correlation functions and observables that do not commute with the Hamiltonian. We illustrate the method in atoms and molecules, where improvements in accuracy can be clearly quantified and near-exact results are obtained. We also discuss the computation of the variance of the Hamiltonian and propose a convenient way to evaluate it stochastically without changing the scaling of AFQMC.

DOI
10.1021/acs.jctc.3c00521

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We present an approach to interface branching random walks with Markov chain Monte Carlo sampling and to switch seamlessly between the two. The approach is discussed in the context of auxiliary-field quantum Monte Carlo (AFQMC) but can be applied to other Monte Carlo calculations or simulations. In AFQMC, the formulation of branching random walks along imaginary-time is needed to realize a constraint to control the sign or phase problem. The constraint is derived from an exact gauge condition and is in practice implemented approximately with a trial wave function or trial density matrix, which can break exactness in the algorithm. We use the generalized Metropolis algorithm to sample a selected portion of the imaginary-time path after it has been produced by the branching random walk. This interfacing allows a constraint release to follow seamlessly from constrained-path sampling, which can reduce the systematic error from the latter. It also provides a way to improve the computation of correlation functions and observables that do not commute with the Hamiltonian. We illustrate the method in atoms and molecules, where improvements in accuracy can be clearly quantified and near-exact results are obtained. We also discuss the computation of the variance of the Hamiltonian and propose a convenient way to evaluate it stochastically without changing the scaling of AFQMC.
We introduce an efficient approach to implement correlated many-body trial wave functions in auxiliary-field quantum Monte Carlo (AFQMC). To control the sign/phase problem in AFQMC, a constraint is derived from an exact gauge condition but is typically imposed approximately through a trial wave function or trial density matrix, whose quality can affect the accuracy of the method. Furthermore, the trial wave function can also affect the efficiency through importance sampling. The most natural form of the trial wave function has been single Slater determinants or their linear combinations. More sophisticated forms, for example, with the inclusion of a Jastrow factor or other explicit correlations, have been challenging to use, and their implementation is often assumed to require a quantum computer. In this work, we demonstrate that a large class of correlated wave functions, written in the general form of multi-dimensional integrals over hidden or auxiliary variables times Slater determinants, can be implemented as a trial wave function by coupling the random walkers to a generalized Metropolis sampling. We discuss the fidelity of AFQMC with stochastically sampled trial wave functions, which are relevant to both quantum and classical algorithms. We illustrate the method and show that an efficient implementation can be achieved, which preserves the computational scaling of AFQMC. We test our method in molecules under bond stretching and in transition metal diatomics. Significant improvements are seen in both accuracy and efficiency over typical trial wave functions, and the method yields total ground-state energies systematically within chemical accuracy. The method can be useful for incorporating other advanced wave functions, for example, neural quantum state wave functions optimized from machine learning techniques, or for other forms of fermion quantum Monte Carlo.
We formulate and characterize a new constraint for Auxiliary Field Quantum Monte Carlo (AFQMC) applicable for general fermionic systems, which allows for the accumulation of phase in the random walk but disallows walkers with a magnitude of phase greater than πππ with respect to the trial wave function. For short imaginary times, before walkers accumulate sizable phase values, this approach is equivalent to exact free projection, allowing one to observe the accumulation of bias associated with the constraint and thus estimate its magnitude \textit{a priori}. We demonstrate the stability of this constraint over arbitrary imaginary times and system sizes, highlighting the removal of noise due to the fermionic sign problem. Benchmark total energies for a variety of weakly and strongly correlated molecular systems reveal a distinct bias with respect to standard phaseless AFQMC, with a comparative increase in accuracy given a sufficient quality of trial wave function for the set of studied cases. We then take this constraint, referred to as linecut (lc-) AFQMC, and systematically release it (lcR-AFQMC), providing a route to obtain a smooth bridge between constrained AFQMC and the exact free projection results.
We formulate and characterize a new constraint for auxiliary-field quantum Monte Carlo (AFQMC) applicable for general fermionic systems, which allows for the accumulation of phase in the random walk but disallows walkers with a magnitude of phase greater than π with respect to the trial wave function. For short imaginary times, before walkers accumulate sizable phase values, this approach is equivalent to exact free projection, allowing one to observe the accumulation of bias associated with the constraint and thus estimate its magnitude a priori . We demonstrate the stability of this constraint over arbitrary imaginary times and system sizes, highlighting the removal of noise due to the fermionic sign problem. Benchmark total energies for a variety of weakly and strongly correlated molecular systems reveal a distinct bias with respect to standard phaseless AFQMC, with a comparative increase in accuracy given sufficient quality of the trial wave function for the set of studied cases. We then take this constraint, termed linecut AFQMC (lc-AFQMC), and systematically release it (lcR-AFQMC), providing a route to obtain a smooth bridge between constrained AFQMC and the exact free projection results.
The auxiliary-field quantum Monte Carlo (AFQMC) method is a general numerical method for correlated many-electron systems, which is being increasingly applied in lattice models, atoms, molecules, and solids. Here, we introduce the theory and algorithm of the method specialized for real materials and present several recent developments. We give a systematic exposition of the key steps of AFQMC, closely tracking the framework of a modern software library we are developing. The building of a Monte Carlo Hamiltonian, projecting to the ground state, sampling two-body operators, phaseless approximation, and measuring ground state properties are discussed in detail. An advanced implementation for multi-determinant trial wave functions is described, which dramatically speeds up the algorithm and reduces the memory cost. We propose a self-consistent constraint for real materials, and discuss two flavors for its realization, either by coupling the AFQMC calculation to an effective independent-electron calculation or via the natural orbitals of the computed one-body density matrix.
to develop quantum Monte Carlo (QMC) approaches for excited states and for more systematic and accurate treatment of ground states of strongly correlated sytems and heavier elements. We use the auxiliary-field quantum Monte Carlo (AFQMC) framework, which is a many-body total energy method that looks like many coupled mean-field calculations. I will discuss this method’s relations and dierences with traditional density-functional and quantum chemistry methods, and with other forms of QMC. The AFQMC method uses importance-sampled random walks in the space of nonorthogonal Slater determinants to project out the many-body ground state, or excited state. The random walks are constrained by a trial wave function (TWF) to remove the so-called sign problem, giving approximate (but non-perturbative) results. With singledeterminant TWFs from Hartree-Fock or density-functional theory (DFT), this approach can be thought of as a post-DFT method with no parameter. In this form, the accuracy is typically comparable to the quantum chemistry coupled-cluster CCSD(T) method near equilibrium geometries, and better than CCSD(T) when bonds are stretched. The computational cost of AFQMC scales as N 3 with characteristic size of the system. Its accuracy can be further improved at the cost of increased computing (releasing the constraint) or better TWF. With AFQMC, we can systematically target selected orbitals to correlate. This allows many-body calculations in solids with a frozen core, with down-folded Hamiltonians, or possibly embeded in a DFT calculations to extend scales. Results from a few on-going applications will be presented, including band structures in simple solids, magnetic phases in MnO, and Cobalt adsoption on graphene.
Auxiliary-field quantum Monte Carlo (AFQMC) is typically formulated as an open-ended random walk in an overcomplete space of Slater determinants, implemented through a Langevin equation. However, the explicit form of the underlying Fokker-Planck equation governing the walker population distribution has remained unknown. In this Letter, we derive the Fokker-Planck equation for AFQMC and propose a novel numerical scheme to solve it. The solution of the Fokker-Planck equation reveals the wave function actually sampled by the AFQMC algorithm. Interestingly, we find that even when the exact ground state is used as a guiding wave function in constrained path AFQMC, contrary to the common assumption, the wave function sampled by AFQMC is not exact. Beyond clarifying several fundamental aspects of AFQMC, the availability of a Fokker-Planck equation formulation opens new avenues for systematically improving its accuracy, which we outline in this Letter.