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arXiv:2304.14818 · Physical Review A

Gaussian eigenstate pinning in non-Hermitian quantum mechanics

Qi-Bo Zeng, Rong Lü

Published Jun 30, 2023• 1 citation
arXivHTMLPDF

Abstract

We study a one-dimensional system subjected to a linearly varying imaginary vector potential, which is described by the single-particle continuous Schr\"odinger equation and is analytically solved. The eigenenergy spectrum is found to be real under open boundary condition (OBC) but forms a parabola in the complex energy plane under periodic boundary condition (PBC). The eigenstates always exhibit a modulated Gaussian distribution and are all pinned on the same position, which is determined by the imaginary vector potential and boundary conditions. These behaviors are in sharp contrast to the non-Hermitian skin effect (NHSE) in systems with constant imaginary vector potential, where the eigenstates are exponentially distributed under OBC but become extended under PBC. We further demonstrate that even though the spectrum under PBC is an open curve, the Gaussian type of NHSE still has a topological origin and is characterized by a nonvanishing winding number in the PBC spectrum. The energies interior to the parabola can support localized edge states under semi-infinite boundary condition. The corresponding tight-binding lattice models also show similar properties, except that the PBC spectrum forms closed loops. Our work opens a door for the study of quantum systems with spatially varying imaginary vector potentials.

DOI
10.1103/physreva.107.062221

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We study a one-dimensional system subjected to a linearly varying imaginary vector potential, which is described by the single-particle continuous Schr"odinger equation and is analytically solved. The eigenenergy spectrum is found to be real under open boundary condition (OBC) but forms a parabola in the complex energy plane under periodic boundary condition (PBC). The eigenstates always exhibit a modulated Gaussian distribution and are all pinned on the same position, which is determined by the imaginary vector potential and boundary conditions. These behaviors are in sharp contrast to the non-Hermitian skin effect (NHSE) in systems with constant imaginary vector potential, where the eigenstates are exponentially distributed under OBC but become extended under PBC. We further demonstrate that even though the spectrum under PBC is an open curve, the Gaussian type of NHSE still has a topological origin and is characterized by a nonvanishing winding number in the PBC spectrum. The energies interior to the parabola can support localized edge states under semi-infinite boundary condition. The corresponding tight-binding lattice models also show similar properties, except that the PBC spectrum forms closed loops. Our work opens a door for the study of quantum systems with spatially varying imaginary vector potentials.
Abstract An extensive number of the eigenstates can become exponentially localized at one boundary of nonreciprocal non-Hermitian systems. This effect is known as the non-Hermitian skin effect and has been studied mostly in tight-binding lattices. To extend the skin effect to continues systems beyond 1D, we introduce a quadratic imaginary vector potential in the continuous two dimensional Schrödinger equation. We find that inseparable eigenfunctions for separable nonreciprocal Hamiltonians appear under infinite boundary conditions. Introducing boundaries destroy them and hence they can only be used as quasi-stationary states in practice. We show that all eigenstates can be clustered at the point where the imaginary vector potential is minimum in a confined system.
We study the one-dimensional non-Hermitian lattices with linearly varying nonreciprocal hopping, where the non-Hermitian skin effect (NHSE) is found to be dissolved gradually as the strength of nonreciprocity increases. The energy spectrum under the open boundary condition is composed of real and imaginary eigenenergies when the nonreciprocal hopping is weak. Interestingly, the real eigenenergies form an equally spaced ladder, and the corresponding eigenstates are localized at the boundary with a Gaussian distribution due to NHSE. By increasing the nonreciprocity, the number of real eigenenergies will decrease while more and more eigenenergies become imaginary. Accompanied by the real-imaginary transition in the spectrum, the eigenstates are shifted from the boundary into the bulk of the lattice. When the nonreciprocity gets strong enough, the whole spectrum will be imaginary and the NHSE disappears completely in the system; i.e., all the eigenstates become Gaussian bound states localized inside the bulk. Our work unveils the exotic properties of non-Hermitian systems with spatially varying nonreciprocal hopping.
The non-Hermitian skin effect (NHSE), characterized by a macroscopic accumulation of eigenstates at the edge of a system with open boundaries, is often ascribed to a non-trivial point-gap topology of the Bloch Hamiltonian. We revisit this connection and separate the question of the NHSE as a spectral reconstruction effect in clean systems from the question of stable topological protection. For a Hatano-Nelson ladder, where point-gap winding and non-normality can be varied independently, we demonstrate that, in a clean translationally invariant multiband setting, the NHSE can occur without point-gap winding and, conversely, that point-gap winding can persist without the NHSE. These results establish that in the clean case the connection between point-gap winding and the NHSE only holds in the scalar one-band case but, in general, not in the multiband case. Even more importantly, the eigenspectrum of non-normal operators is generically highly sensitive to boundary conditions and perturbations, and therefore does not constitute a stable object encoding topological information. Instead, topological properties are reflected in the splitting of the singular-value spectrum for finite systems and, in the semi-infinite limit, correspond to boundary-localized kernel modes implied by the index of the corresponding Toeplitz operator.
In a Hermitian system, bound states must have quantized energies, whereas free states can form a continuum. We demonstrate how this principle fails for non-Hermitian systems, by analyzing non-Hermitian continuous Hamiltonians with an imaginary momentum and Landau-type vector potential. The eigenstates, which we call "continuum Landau modes" (CLMs), have Gaussian spatial envelopes and form a continuum filling the complex energy plane. We present experimentally realizable 1D and 2D lattice models that host CLMs; the lattice eigenstates are localized and have other features matching the continuous model. One of these lattices can serve as a rainbow trap, whereby the response to an excitation is concentrated at a position proportional to the frequency. Another lattice can act a wave funnel, concentrating an input excitation onto a boundary over a wide frequency bandwidth. Unlike recent funneling schemes based on the non-Hermitian skin effect, this requires a simple lattice design with reciprocal couplings.
In general, the energy spectrum of a non-Hermitian system turns out to be complex, which is not very satisfactory since the time evolution of eigenstates with complex eigenvalues is either exponentially growing or decaying. Here, we provide a sufficient and necessary condition of the real spectrum under open boundary conditions for one-dimensional non-Hermitian tight-binding Hamiltonians. The necessity is directly related to the fact that the generalized Brillouin zone in one dimension is a closed loop whose origin is in its interior. We also establish the sufficiency by analytically determining when the preimage of the characteristic polynomial contains a loop and showing that this loop is just the generalized Brillouin zone itself, using some simple models first and then general one-band models. We demonstrate our conclusions on various non-Hermitian model examples with longer-range hopping. Our results indicate that real spectra are more common than one may have expected in non-Hermitian systems and are helpful for designing non-Hermitian models with real spectra.
To achieve translational symmetry for the computation of the band structure of a lattice model, one can either consider an infinite lattice or impose periodic boundary conditions (PBC). While in systems with short-range couplings these two approaches are equivalent, we show that for long-range couplings one can obtain considerably different results. We compare the two methods on the basis of one-dimensional quantum emitter chains both in free space and when coupled to a waveguide. The latter system allows for asymmetric couplings enabling the non-Hermitian skin effect, which we analyze using the two different band-structure calculation methods. We find that only PBC lead to physically and mathematically robust results, while the infinite-chain approach entails convergence issues and is unable to satisfyingly explain the emergence of the non-Hermitian skin effect in the waveguide system. Using PBC reveals unusual findings like a non-star shaped generalized Brillouin zone and strongly localized eigenstates with zero winding number.