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arXiv:2304.10649

Quantum Theory Needs (And Probably Has) Real Reduction

R. E. Kastner

Published Apr 20, 2023• 6 citations
arXivHTMLPDF

Abstract

The traditional, standard approach to quantum theory is to assume that the theory ``really'' contains only unitary physical dynamics--i.e., that the only physically quantifiable evolution is that given by the time-dependent Schrodinger equation. This leads to two distinct classes of interpretations for the standard theory in its orthodox form: (i) an Everettian-type approach assuming that all mutually exclusive outcomes occur in different ``branches'' of the universe; or (ii) single-outcome approaches that assume a ``projection postulate'' (PP) with no accompanying physical account within quantum theory. A contrasting, unorthodox approach is to suggest forms of quantum theory that involve physical non-unitarity; these are called ``objective collapse models.'' Among these are Penrose's theory of gravitation-induced collapse and the Transactional Interpretation. The primary focus of this paper is an example demonstrating that standard quantum theory (with or without the projection postulate) can in-principle yield empirically consequential inconsistencies. Thus, it appears that for quantum theory to be viable in a realist sense (as opposed to being an instrumentalist protocol in which inconsistencies are evaded by changing the protocol), it must possess genuine, physical non-unitarity yielding well-defined single outcomes. This leads to the conclusion that objective collapse models should be more seriously considered.

DOI
10.48550/arxiv.2304.10649

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Few, if any, issues in physics have engendered as much discussion as the measurement problem in quantum mechanics. It is generally agreed that the `normal' dynamical evolution of the state vector in quantum mechanics is given by a unitary map. The linearity of this map implies that the state vector will, in general, be found in a superposition of eigenstates of a given observable (or, similarly, that the density matrix describing a subsystem will not correspond to a definite value of this observable). However, when we make a measurement of an observable, we always obtain a define value—although it is impossible to predict with certainty which value will be obtained. 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The attractiveness of the Everett interpretation is very succinctly summarized by a sentence from Vaidman's contribution (p 582): `The collapse, with its randomness, non-locality and the lack of a well-defined moment of occurrence, is such an ugly scar on quantum theory, that I, along with many others, am ready to follow Everett and deny its existence.' But the main drawback of the interpretation is then equally succinctly stated in the next sentence: `The price is the many worlds interpretation, i.e., the existence of numerous parallel worlds.' In other words, if the state vector evolves to have a non-zero amplitude for two different values of an observable that I `measure' (i.e., interact with in an appropriate way), each of these alternatives remains equally `real', i.e., there is a `branch' of the wavefunction in which the observable takes the first value and I believe that it has this first value and a branch of the wavefunction where it takes the second value and I believe that it has this second value. Each of these `me's' sees a definite value for the observable, thus nicely accounting for what I believe I experience without invoking collapse. But then, it seems that I have to believe that there are many other `me's' around—even if they are very difficult for this particular me to access—and no way I can predict which `me' I will be in the future. 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In traditional interpretations, the Born rule is simply postulated as part of the collapse hypothesis. In the Everett interpretation, it is far from obvious that the Born rule even has any meaning—if all outcomes occur, how can one talk about the probability of a particular outcome? Given the importance of this issue, it is highly appropriate that four chapters of the book (by Saunders, Papineau, Wallace, and Greaves and Myrvold) are devoted to addressing probability and the Born rule from the Everett viewpoint, and three chapters (by Kent, Albert, and Price) are devoted to criticising these views. As indicated by the above quote from Saunders' article, uncertainty and probability can enter the Everett interpretation via each Alice being uncertain as to which Alice she is or will be. However, in view of the difficulties to which this kind of argumentation will lead, it is perhaps not surprising that in the 123 pages of combined discussion by Saunders, Papineau, Wallace, and Greaves and Myrvold, there are only fleeting references to the use of probability along these lines. Rather, the approach taken is reminiscent of that of adept politicians: if you can't answer a question, then answer a different question, and answer it with conviction and detail. Instead of considering probabilities of outcomes—a highly problematical notion when all of the possible outcomes actually occur—consider only decision theory issues. In particular, Wallace gives a precise and detailed mathematical proof that, under certain hypotheses, the only rational strategy that a quantum observer can follow in making decisions is to weight the possible outcomes by Born rule probabilities. 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The articles by Kent, Albert, and Price do a good job of fleshing out these assumptions and pointing out the weaknesses and flaws in the probability and decision theory discussions within the Everett framework. I hope it is clear from what I have written above that this is an outstanding volume, which should be of great interest to anyone interested in the foundations of quantum theory. Indeed, I feel quite fortunate to be the particular `me' that happens to exist in the same branch of the wavefunction of the universe in which this book was published.

Classical and Quantum Gravity•Apr 21, 2011•24 citations
The traditional, standard approach to quantum theory is to assume that the theory really'' contains only unitary physical dynamics--i.e., that the only physically quantifiable evolution is that given by the time-dependent Schrodinger equation. This leads to two distinct classes of interpretations for the standard theory in its orthodox form: (i) an Everettian-type approach assuming that all mutually exclusive outcomes occur in different branches'' of the universe; or (ii) single-outcome approaches that assume a projection postulate'' (PP) with no accompanying physical account within quantum theory. A contrasting, unorthodox approach is to suggest forms of quantum theory that involve physical non-unitarity; these are called objective collapse models.'' Among these are Penrose's theory of gravitation-induced collapse and the Transactional Interpretation. The primary focus of this paper is an example demonstrating that standard quantum theory (with or without the projection postulate) can in-principle yield empirically consequential inconsistencies. Thus, it appears that for quantum theory to be viable in a realist sense (as opposed to being an instrumentalist protocol in which inconsistencies are evaded by changing the protocol), it must possess genuine, physical non-unitarity yielding well-defined single outcomes. This leads to the conclusion that objective collapse models should be more seriously considered.
Abstract We argue that the formalism of quantum theory can be given an empirical interpretation (in the sense of a connection with observable phenomena) in the same way as in any other empirical theory. In particular, there is no need to supplement the unitary time evolution governed by a Schrödinger‐type of equation with a “projection postulate” that applies only to measurements. As a consequence, the quantum formalism has the same status as the formalisms of older physical theories, and is capable of the same philosophical interpretations. The most natural interpretation, we argue, is to conceive of the formalism as an objective – although highly abstract – description of reality.
Despite the unparalleled accuracy of quantum-theoretical predictions across an enormous range of phenomena, the theory's foundations are still in doubt. The theory deviates radically from classical physics, predicts counterintuitive phenomena, and seems inconsistent. The biggest stumbling block is measurement, where the Schrodinger equation's unitary evolution seems inconsistent with collapse. These doubts have inspired a variety of proposed interpretations and alterations of the theory. Most interpretations posit the theory represents only observed appearances rather than reality. The realistic interpretations, on the other hand, posit entities such as other universes, hidden variables, artificial collapse mechanisms, or human minds, that are not found in the standard mathematical formulation. Surprisingly, little attention has been paid to the possibility that the standard theory is both realistic and correct as it stands. This paper examines several controversial issues, namely quantization, field particle duality, quantum randomness, superposition, entanglement, non-locality, and measurement, to argue that standard quantum physics, realistically interpreted, is consistent with all of them.
The measurement problem is commonly taken to indicate a fundamental conflict betweenthe linear, unitary dynamics of quantum mechanics and the definite outcomes observed inmeasurement processes. Standard responses typically resolve this tension by modifying thedynamics, enriching the ontology, or revising the interpretation of the quantum state.In this paper, we analyze the measurement problem from a projection-based perspectivein which quantum evolution and measurement outcomes are associated with ontologicallydistinct effective descriptions defined by incompatible invariance requirements. Within thisframework, quantum mechanics is characterized by unitary invariance and coherent superpo-sition, whereas measurement records are defined by definiteness, stability, and reproducibil-ity. The measurement problem arises when these distinct projection structures are implicitlyidentified or required to coexist within a single effective description.By analyzing measurement as a transition between such projections, we show that theappearance of wavefunction collapse does not require a physical dynamical process. Instead,collapse emerges as a necessary structural consequence of projecting a quantum descriptiononto a measurement domain that enforces different invariance constraints. This accountpreserves the formal structure and empirical success of quantum mechanics while motivatinga restrained ontological reading of its elements.More broadly, the analysis situates the measurement problem within a general patternin which foundational paradoxes arise at the boundaries between effective descriptions. Inthis sense, the resolution proposed here does not introduce new physics, but clarifies theontological scope and limits of quantum-mechanical description.
Abstract The measurement problem in quantum mechanics is commonly framed as a conflict between unitary dynamics and the appearance of definite outcomes. This paper argues that the conflict arises from a misplaced assumption about what outcomes must be. In experimental practice, outcomes are not arbitrarily precise microscopic states or instantaneous events, but stable physical records produced in measurement interactions. Treating outcomes as such records allows them to be formalized as coarse-grained equivalence classes of physical states that persist in time and support consistent interaction across systems. On this basis, decoherence explains the stability of outcomes without selecting a unique global result or modifying quantum dynamics. Objectivity is recovered through the robustness of records rather than through absolute, observer-independent outcome facts. The measurement problem is thereby dissolved without invoking collapse mechanisms, branching universes, or observer-dependent postulates, while preserving all standard empirical predictions of quantum mechanics.
The measurement problem is the issue of explaining how the objective classical world emerges from a quantum one. Here we take a different approach. We assume that there is an objective classical system, and then ask that the standard rules of probability theory apply to it when it interacts with a quantum system. Under mild assumptions, we recover the unitary dynamics, collapse and Born rule postulates from quantum theory. Nonetheless, there is no decoherence, because the quantum state remains pure conditioned on the classical trajectory. This results in one world, rather than many-worlds. Our main technical tool is to exploit a change of measure on the space of classical paths, the functional form of which is shown to characterise the quantum dynamics and Born rules of a class of quantum-like theories.
Few, if any, issues in physics have engendered as much discussion as the measurement problem in quantum mechanics. It is generally agreed that the `normal' dynamical evolution of the state vector in quantum mechanics is given by a unitary map. The linearity of this map implies that the state vector will, in general, be found in a superposition of eigenstates of a given observable (or, similarly, that the density matrix describing a subsystem will not correspond to a definite value of this observable). However, when we make a measurement of an observable, we always obtain a define value—although it is impossible to predict with certainty which value will be obtained. The traditional response to this issue is to postulate that when a measurement is made, the wavefunction `collapses' to an eigenstate of the observable being measured, perhaps due to the inherent classicality of the measuring apparatus (Bohr), or to the consciousness of the observer (Wigner), or possibly to some modification of quantum dynamics that occurs even when observations are not being made. The main motivation for the Everett (`many worlds') interpretation is to avoid introducing any such collapse postulate. This volume commemorates the 50th anniversary of the publication of Everett's paper in 1957 and contains 20 original articles as well as the transcripts of several discussions that took place at meetings devoted to the Everett interpretation at Oxford University and the Perimeter Institute. The attractiveness of the Everett interpretation is very succinctly summarized by a sentence from Vaidman's contribution (p 582): `The collapse, with its randomness, non-locality and the lack of a well-defined moment of occurrence, is such an ugly scar on quantum theory, that I, along with many others, am ready to follow Everett and deny its existence.' But the main drawback of the interpretation is then equally succinctly stated in the next sentence: `The price is the many worlds interpretation, i.e., the existence of numerous parallel worlds.' In other words, if the state vector evolves to have a non-zero amplitude for two different values of an observable that I `measure' (i.e., interact with in an appropriate way), each of these alternatives remains equally `real', i.e., there is a `branch' of the wavefunction in which the observable takes the first value and I believe that it has this first value and a branch of the wavefunction where it takes the second value and I believe that it has this second value. Each of these `me's' sees a definite value for the observable, thus nicely accounting for what I believe I experience without invoking collapse. But then, it seems that I have to believe that there are many other `me's' around—even if they are very difficult for this particular me to access—and no way I can predict which `me' I will be in the future. Indeed, Saunders writes on p 192, `If Alice is a person (of course she is) then we must say, even prior to branching at tj that there are many Alices present, atom for atom duplicates...Alice should be uncertain after all— each Alice should be uncertain—for each as of tj does not (and as a matter of principle, cannot) know which of these branching persons she is.' Thus, if taken seriously, the Everett viewpoint leads directly to questions like `What determines which ``me'' I am now and/or will feel that I am in the future?' The response `You are all of them' somehow doesn't seem satisfying, and further pursuit of these issues would seem to lead to questions as fruitless as questions like `Why am I ``me'' and not ``you''?' I believe that this accounts for why the Everett interpretation does not have universal appeal. But enough of `me' for now (more later); let's discuss the book. Unlike many edited volumes and conference proceedings in physics—which often consist of hastily slapped-together re-hashes of previous papers—this volume meets very high standards in the choice of topics and authors and in the quality of the writing. Although each of the articles is closely tied in with the Everett interpretation, there are many articles of considerable value and interest in their own right, such as the discussion of quasiclassical realms by Hartle and and the discussion of the de Broglie–Bohm interpretation by Valentini. There is also an excellent introduction by Saunders to the quantum measurement problem and the main issues that arise in the Everett interpretation. A central issue in the Everett interpretation is the status of the `Born rule', which asserts that, for state ψ, the probability of obtaining a particular outcome of a measurement is ||Pψ||2, where P is the projection operator onto the eigensubspace associated with the measurement outcome. In traditional interpretations, the Born rule is simply postulated as part of the collapse hypothesis. In the Everett interpretation, it is far from obvious that the Born rule even has any meaning—if all outcomes occur, how can one talk about the probability of a particular outcome? Given the importance of this issue, it is highly appropriate that four chapters of the book (by Saunders, Papineau, Wallace, and Greaves and Myrvold) are devoted to addressing probability and the Born rule from the Everett viewpoint, and three chapters (by Kent, Albert, and Price) are devoted to criticising these views. As indicated by the above quote from Saunders' article, uncertainty and probability can enter the Everett interpretation via each Alice being uncertain as to which Alice she is or will be. However, in view of the difficulties to which this kind of argumentation will lead, it is perhaps not surprising that in the 123 pages of combined discussion by Saunders, Papineau, Wallace, and Greaves and Myrvold, there are only fleeting references to the use of probability along these lines. Rather, the approach taken is reminiscent of that of adept politicians: if you can't answer a question, then answer a different question, and answer it with conviction and detail. Instead of considering probabilities of outcomes—a highly problematical notion when all of the possible outcomes actually occur—consider only decision theory issues. In particular, Wallace gives a precise and detailed mathematical proof that, under certain hypotheses, the only rational strategy that a quantum observer can follow in making decisions is to weight the possible outcomes by Born rule probabilities. To illustrate this more graphically, suppose tomorrow's weather were determined by some quantum mechanical, Stern–Gerlach-like process. I would like to know whether it is likely to rain tomorrow. However, when I ask an Everett follower (who knows the state vector and has done the Born rule calculation), all she will tell me in direct response to my question is that `it will rain and it won't rain.' Nevertheless, she is willing tell me whether or not it is rational for me to take an umbrella. I suppose that if she tells me that it would be highly irrational for me to take an umbrella, I can take the hint and deduce that it is very unlikely to rain. However, there does seem something wrong with the fact that she is not allowed to say this directly. In any case, if the conclusion of a mathematically correct argument is that rational decision strategies require the Born rule, then there must be quite a bit lying in the assumptions. The articles by Kent, Albert, and Price do a good job of fleshing out these assumptions and pointing out the weaknesses and flaws in the probability and decision theory discussions within the Everett framework. I hope it is clear from what I have written above that this is an outstanding volume, which should be of great interest to anyone interested in the foundations of quantum theory. Indeed, I feel quite fortunate to be the particular `me' that happens to exist in the same branch of the wavefunction of the universe in which this book was published.