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arXiv:2304.10059 · Physical Review A

Atoms, dimers, and nanoparticles from orbital-free density-potential-functional theory

Martin-Isbjörn Trappe, William C. Witt, Sergei Manzhos

Published Dec 1, 2023• 5 citations
arXivHTMLPDF

Abstract

Density-potential-functional theory (DPFT) is an alternative formulation of orbital-free density functional theory that may be suitable for modeling the electronic structure of large systems. To date, DPFT has been applied mainly to quantum gases in one- and two-dimensional settings. In this work, we study the performance of DPFT when applied to real-life systems: atoms, dimers, and nanoparticles. We build on systematic Suzuki-Trotter factorizations of the quantum-mechanical propagator and on the Wigner function formalism, respectively, to derive nonlocal as well as semilocal functional approximations in complete analogy to their well-established lower-dimensional versions, without resorting to system-specific approximations or ad hoc measures of any kind. The cost for computing the associated semiclassical ground-state single-particle density scales (quasi)linearly with particle number. We illustrate that the developed density formulas become relatively more accurate for larger particle numbers, can be improved systematically, are quite universally applicable, and, hence, may offer alternatives to existing orbital-free methods for mesoscopic quantum systems.

DOI
10.1103/physreva.108.062802

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Density-potential-functional theory (DPFT) is an alternative formulation of orbital-free density functional theory that may be suitable for modeling the electronic structure of large systems. To date, DPFT has been applied mainly to quantum gases in one- and two-dimensional settings. In this work, we study the performance of DPFT when applied to real-life systems: atoms, dimers, and nanoparticles. We build on systematic Suzuki-Trotter factorizations of the quantum-mechanical propagator and on the Wigner function formalism, respectively, to derive nonlocal as well as semilocal functional approximations in complete analogy to their well-established lower-dimensional versions, without resorting to system-specific approximations or ad hoc measures of any kind. The cost for computing the associated semiclassical ground-state single-particle density scales (quasi)linearly with particle number. We illustrate that the developed density formulas become relatively more accurate for larger particle numbers, can be improved systematically, are quite universally applicable, and, hence, may offer alternatives to existing orbital-free methods for mesoscopic quantum systems.
We showcase the advantages of orbital-free density-potential functional theory (DPFT), a more flexible variant of Hohenberg-Kohn density functional theory. DPFT resolves the usual trouble with the gradient-expanded kinetic energy functional by facilitating systematic semiclassical approximations in terms of an effective potential energy that incorporates all interactions. With the aid of two systematic approximation schemes we demonstrate that DPFT is not only scalable, universally applicable in both position and momentum space, and allows kinetic and interaction energy to be approximated consistently, but can also compete with highly accurate, yet restricted, methods. As two- and three-dimensional geometries are extensively covered elsewhere, our focus here is on one-dimensional settings, with semiclassical observables systematically derived from both the Wigner function formalism and a split-operator approach. The high quality of our results for Fermi gases in Morse potentials invites the use of DPFT for describing more exotic systems, such as trapped large-spin fermion mixtures with contact or dipole-dipole interactions.
Time-dependent orbital-free density functional theory (DFT) is an efficient method for calculating the dynamic properties of large-scale quantum systems due to the low computational cost compared to standard time-dependent DFT. We formalize this method by mapping the real system of interacting fermions onto a fictitious system of noninteracting bosons. The dynamic Pauli potential and associated kernel emerge as key ingredients of time-dependent orbital-free DFT. Using the uniform electron gas as a model system, we derive an approximate frequency-dependent Pauli kernel. Pilot calculations suggest that space nonlocality is a key feature for this kernel. Nonlocal terms arise already in the second-order expansion with respect to unitless frequency and reciprocal space variable ($\frac{\ensuremath{\omega}}{q\phantom{\rule{0.16em}{0ex}}{k}_{F}}$ and q2kF\frac{q}{2\phantom{\rule{0.16em}{0ex}}{k}_{F}}2kF​q​, respectively). Given the encouraging performance of the proposed kernel, we expect it will lead to more accurate orbital-free DFT simulations of nanoscale systems out of equilibrium. Additionally, the proposed path to formulate nonadiabatic Pauli kernels presents several avenues for further improvements which can be exploited in future work to improve the results.
Since the early days of quantum mechanics, the wave function theory has proven to be very successful in describing many different quantum processes and phenomena. However, in many problems of quantum chemistry and solid-state physics, where the dimensionality of the systems studied is relatively high, ab initio calculations of the structure of atoms, molecules, clusters, and crystals, and their interactions are very often prohibitive. Hence, alternative formulations based on the direct use of the probability density, gathered under what is generally known as the density matrix theory [1], were also developed since the very beginning of the new mechanics. The independent electron approximation or Thomas-Fermi model, and the Hartree and Hartree-Fock approaches are former statistical models developed in that direction [2]. These models can be considered direct predecessors of the more recent density functional theory (DFT) [3], whose principles were established by Hohenberg, Kohn, and Sham [4,5] in the mid-1960s. According to this theory, the fundamental physical information about a many-body system is provided by single-particle densities in a three-dimensional space, which are obtained variationally within a time-independent framework. When compared with other previous formalisms, DFT presents two clear advantages: (1) it is able to treat many-body problems in a sufficiently accurate way and (2) it is computationally simple. This explains why it is one of the most widely used theories to deal with electronic structure-the electronic ground-state energy as a function of the position of the atomic nuclei determines molecular structures and solids, providing at the same time the forces acting on the atomic nuclei when they are not at their equilibrium positions. At present, DFT is used routinely to solve many problems in gas phase and condensed matter. Furthermore, it has made possible the development of accurate molecular dynamics schemes in which the forces are evaluated quantum mechanically ‘‘on the fly.’’ Nonetheless, DFT is a fundamental tool provided the systems studied are relatively large; for small systems, standard methods based on the use of the wave function render quite accurate results [6]. Moreover, it is also worth stressing that all practical applications of DFT rely on essentially uncontrolled approximations [7] (e.g., the local density approximation [4,5], the local spin-density approximation, or generalized gradient approximations [8]), and therefore the validity of DFT is conditioned to its capability to provide fairly good values of the experimental data.
We develop an functional framework to compute one-body quasiprobabilities for both fermionic and bosonic systems. Since the key variable is a quasidensity, this theory circumvents the problems of finding the Pauli potential or approximating the kinetic energy that are known to limit the applicability of standard orbital-free density functional theory. We present a set of strategies to (a) compute the one-body Wigner quasiprobability in an orbital-free manner from the knowledge of the universal functional and (b) obtain those functionals from the functionals of the one-body reduced density matrix (1-RDM). We find that the universal functional of optical lattices results from a translation, a contraction, and a rotation of the corresponding functional of the 1-RDM, revealing the strong connection between these two functional theories. Furthermore, we relate the key concepts of and . Published by the American Physical Society 2024
A methodology is introduced for the systematic treatment of electron-electron correlations in solids and other interacting quantum NNN-particle systems. The method is developed within the framework of electronic structure theory (band theory) but, in contrast to conventional approaches, which are based on the single-particle picture, it is formulated within a many-particle picture in which nnn particles in ddd-dimensional phase space are treated as a single particle in a phase space of nd\mathrm{nd}nd dimensions. In this phase space, interparticle interactions appear as external potentials allowing the treatment of the system of particles through the use of single-particle methods, while at the same time allowing a systematic, direct, and nonperturbative treatment of interparticle interactions. The method makes use of the invariance of the Hamiltonian describing an interacting-particle system under partitioning into subsystems of nnn particles. This treatment leads to exact results in the limit $n\ensuremath{\rightarrow}N$. Based on such partitioning, we propose a generalization of density functional theory and an appropriately defined local density approximation to treat the interactions between the nnn-particle units in a system of N> nN>~nN> n particles. This approach yields nnn-particle correlated densities and nnn-particle states which can be used in an analysis of the electronic properties of materials, such as total energy, phase stability, electronic transport, and others. We use the formal construct of multiple-scattering theory to develop the method for the calculation of the two-particle electronic structure of a solid and the corresponding total energy of the ground state. We also illustrate some of the properties of the method in terms of a Hubbard model Hamiltonian on a linear ring. Various features of the method and further possible applications are presented in a discussion section.
Providing sufficient accuracy at low-computational cost, not surprisingly, density-functional theory ( DFT ) is a standard tool in theoretical material science. Similarly, quantum-electrodynamical density-functional theory ( QEDFT ) provides a promising route to describe experiments at the interface of quantum optics and quantum chemistry. Formally, in the Kohn-Sham ( KS ) formulation of DFT and QEDFT the exact many-particle Schrödinger equation is replaced by a set of coupled non-linear one-particle differential equations. The electron-electron, the electron-ion and the electron-photon interactions of the interacting system are mimicked by their corresponding effective KS potential with an, in principle unknown exchange-correlation ( xc ) term. In practice, DFT and QEDFT require approximations for this xc potential. The quality of which fully determines how much the DFT and QEDFT observables deviate from the exact ones. Understanding the shortcomings and improving the quality of approximate functionals makes the study of the exact functional of model systems indispensable. Here, we employ exact diagonalization for the Hamiltonian of different types of real-space lattice models in one spatial dimension to access the ground-state wave function, and thus to explicitly construct the exact functionals of DFT and QEDFT . To study the functional behavior of purely electronic systems, we consider two singlet-state electrons moving in an external potential with two connected atomic wells of variable depth and distance. To study coupled electron-photon systems, we consider the Rabi Hamiltonian with variable electron-photon coupling strength. By varying the model parameters, we systematically construct the functionals for systems from weak to strong coupling between the building blocks of the global system. Using the concept of the effective density-to- potential map, we discuss the intrasystem steepening which is an exact condition on the xc functional that captures the static correlation present in the system and carve out how it relates to the well-known intersystem derivative discontinuity. We further construct arbitrary observables as functionals of the internal variables which are directly affected by such features of the effective density-to-potential map. By constructing the reduced dipole map in the four-particle case of coupled electron-photon system, we show that the density-to-potential map helps to identify and understand recently discovered physical effects in the field of strongly coupled electron-photon systems. This work provides a contribution to the development of approximate function- als required in practical density-functional calculations of arbitrary experimentally accessible observables. Both the intrasystem steepening and the intersystem derivative discontinuity play a crucial role for systems with highly-localized electrons. Including both features in approximate functionals will improve the accu- racy of DFT evaluation of observables for such systems. Those results provide novel insight into the properties of the exact xc potentials in QEDFT . This work opens a new route to construct new functionals using coarse-grained or embed- ding approaches within the general and exact frameworks of DFT and QEDFT.