Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2303.03448 · Physical review. B./Physical review. B

Non-Hermitian Hamiltonians violate the eigenstate thermalization hypothesis

Giorgio Cipolloni, Jonah Kudler-Flam

Published Jan 3, 2024• 18 citations
arXivHTMLPDF

Abstract

The eigenstate thermalization hypothesis (ETH) represents a cornerstone in the theoretical understanding of the emergence of thermal behavior in closed quantum systems. Here, the authors investigate to what extent the ETH holds for non-Hermitian Hamiltonians, relevant for open and monitored quantum systems, and come to the surprising conclusion that fluctuations are greatly enhanced, indicating the breakdown of thermalization.

DOI
10.1103/physrevb.109.l020201

Related papers

Unveiling Eigenstate Thermalization for Non-Hermitian systems

Sudipto Singha Roy, Soumik Bandyopadhyay, Ricardo Costa de Almeida +1 more

The eigenstate thermalization hypothesis (ETH) has been highly influential in explaining thermodynamic behavior of closed quantum systems. As of yet, it is unclear whether and how the ETH applies to non-Hermitian systems. Here, we introduce a framework that extends the ETH to non-Hermitian systems, within which expectation values of local operators reproduce statistical and scaling predictions known from Hermitian ETH. We illustrate the validity of the framework on non-Hermitian random-matrix and Sachdev-Ye-Kitaev models. Further, we show numerically how the static ETH predictions become imprinted onto the dynamics of local observables. Finally, we present a prescription for observing both ETH-obeying and ETH-violating regimes in an optical-lattice experiment that implements a disordered interacting Hatano-Nelson model. Our results generalize the celebrated ETH to the non-Hermitian setting, and they show how it affects the system dynamics, and how the salient signatures can be observed in present-day cold-atom experiments.

arXiv:2309.00049•Physical Review Letters•May 8, 2025•10 citations

Necessity of Eigenstate Thermalization

Giacomo De Palma, Alessio Serafini, Vittorio Giovannetti +1 more

Under the eigenstate thermalization hypothesis (ETH), quantum-quenched systems equilibrate towards canonical, thermal ensembles. While at first glance the ETH might seem a very strong hypothesis, we show that it is indeed not only sufficient but also necessary for thermalization. More specifically, we consider systems coupled to baths with well-defined macroscopic temperature and show that whenever all product states thermalize then the ETH must hold. Our result definitively settles the question of determining whether a quantum system has a thermal behavior, reducing it to checking whether its Hamiltonian satisfies the ETH.

arXiv:1506.07265•Physical Review Letters•Nov 24, 2015•55 citations

Eigenstate thermalization hypothesis

Joshua M Deutsch

The emergence of statistical mechanics for isolated classical systems comes about through chaotic dynamics and ergodicity. Here we review how similar questions can be answered in quantum systems. The crucial point is that individual energy eigenstates behave in many ways like a statistical ensemble. A more detailed statement of this is named the eigenstate thermalization hypothesis (ETH). The reasons for why it works in so many cases are rooted in the early work of Wigner on random matrix theory and our understanding of quantum chaos. The ETH has now been studied extensively by both analytic and numerical means, and applied to a number of physical situations ranging from black hole physics to condensed matter systems. It has recently become the focus of a number of experiments in highly isolated systems. Current theoretical work also focuses on where the ETH breaks down leading to new interesting phenomena. This review of the ETH takes a somewhat intuitive approach as to why it works and how this informs our understanding of many body quantum states.

arXiv:1805.01616•Reports on Progress in Physics•Jun 4, 2018•640 citations

Universality, robustness, and limits of the eigenstate thermalization hypothesis in open quantum systems

Gabriel Almeida, Pedro Ribeiro, Masudul Haque +1 more

The eigenstate thermalization hypothesis (ETH) underpins much of our modern understanding of the thermalization of closed quantum many-body systems. Here, we investigate the statistical properties of observables in the eigenbasis of the Lindbladian operator of a Markovian open quantum system. We demonstrate the validity of a Lindbladian ETH ansatz through extensive numerical simulations of several physical models. To highlight the robustness of Lindbladian ETH, we consider what we dub the dilute-click regime of the model, in which one postselects only quantum trajectories with a finite fraction of quantum jumps. The average dynamics are generated by a nontrace-preserving Liouvillian, and we show that the Lindbladian ETH ansatz still holds in this case. On the other hand, the no-click limit is a singular point at which the Lindbladian reduces to a doubled non-Hermitian Hamiltonian and Lindbladian ETH breaks down.

arXiv:2504.10261•Physical review. E•Dec 23, 2025•4 citations

Eigenstate thermalization hypothesis and eigenstate-to-eigenstate fluctuations

Jae Dong Noh

We investigate the extent to which the eigenstate thermalization hypothesis (ETH) is valid or violated in the nonintegrable and the integrable spin-1/2 XXZ chains. We perform the energy-resolved analysis of statistical properties of matrix elements of observables in the energy eigenstate basis. The Hilbert space is divided into energy shells of constant width, and a block submatrix is constructed whose columns and rows correspond to the eigenstates in the respective energy shells. In each submatrix, we measure the second moment of off-diagonal elements in a column. The columnar second moments are distributed with a finite variance for finite-sized systems. We show that the relative variance of the columnar second moments decreases as the system size increases in the non-integrable system. The self-averaging behavior indicates that the energy eigenstates are statistically equivalent to each other, which is consistent with the ETH. In contrast, the relative variance does not decrease with the system size in the integrable system. The persisting eigenstate-to-eigenstate fluctuation implies that the matrix elements cannot be characterized with the energy parameters only. Our result explains the origin for the breakdown of the fluctuation dissipation theorem in the integrable system. The eigenstate-to-eigenstate fluctuations sheds a new light on the meaning of the ETH.

arXiv:2008.09318•Physical review. E•Jan 25, 2021•17 citations

Non-Abelian Eigenstate Thermalization Hypothesis

Chaitanya Murthy, Arman Babakhani, Fernando Iniguez +2 more

The eigenstate thermalization hypothesis (ETH) explains why nonintegrable quantum many-body systems thermalize internally if the Hamiltonian lacks symmetries. If the Hamiltonian conserves one quantity ("charge"), the ETH implies thermalization within a charge sector-in a microcanonical subspace. But quantum systems can have charges that fail to commute with each other and so share no eigenbasis; microcanonical subspaces may not exist. Furthermore, the Hamiltonian will have degeneracies, so the ETH need not imply thermalization. We adapt the ETH to noncommuting charges by positing a non-Abelian ETH and invoking the approximate microcanonical subspace introduced in quantum thermodynamics. Illustrating with SU(2) symmetry, we apply the non-Abelian ETH in calculating local operators' time-averaged and thermal expectation values. In many cases, we prove, the time average thermalizes. However, we find cases in which, under a physically reasonable assumption, the time average converges to the thermal average unusually slowly as a function of the global-system size. This work extends the ETH, a cornerstone of many-body physics, to noncommuting charges, recently a subject of intense activity in quantum thermodynamics.

arXiv:2206.05310•Physical Review Letters•Apr 6, 2023•48 citations
The eigenstate thermalization hypothesis (ETH) represents a cornerstone in the theoretical understanding of the emergence of thermal behavior in closed quantum systems. Here, the authors investigate to what extent the ETH holds for non-Hermitian Hamiltonians, relevant for open and monitored quantum systems, and come to the surprising conclusion that fluctuations are greatly enhanced, indicating the breakdown of thermalization.
The eigenstate thermalization hypothesis (ETH) has been highly influential in explaining thermodynamic behavior of closed quantum systems. As of yet, it is unclear whether and how the ETH applies to non-Hermitian systems. Here, we introduce a framework that extends the ETH to non-Hermitian systems, within which expectation values of local operators reproduce statistical and scaling predictions known from Hermitian ETH. We illustrate the validity of the framework on non-Hermitian random-matrix and Sachdev-Ye-Kitaev models. Further, we show numerically how the static ETH predictions become imprinted onto the dynamics of local observables. Finally, we present a prescription for observing both ETH-obeying and ETH-violating regimes in an optical-lattice experiment that implements a disordered interacting Hatano-Nelson model. Our results generalize the celebrated ETH to the non-Hermitian setting, and they show how it affects the system dynamics, and how the salient signatures can be observed in present-day cold-atom experiments.
Under the eigenstate thermalization hypothesis (ETH), quantum-quenched systems equilibrate towards canonical, thermal ensembles. While at first glance the ETH might seem a very strong hypothesis, we show that it is indeed not only sufficient but also necessary for thermalization. More specifically, we consider systems coupled to baths with well-defined macroscopic temperature and show that whenever all product states thermalize then the ETH must hold. Our result definitively settles the question of determining whether a quantum system has a thermal behavior, reducing it to checking whether its Hamiltonian satisfies the ETH.
The emergence of statistical mechanics for isolated classical systems comes about through chaotic dynamics and ergodicity. Here we review how similar questions can be answered in quantum systems. The crucial point is that individual energy eigenstates behave in many ways like a statistical ensemble. A more detailed statement of this is named the eigenstate thermalization hypothesis (ETH). The reasons for why it works in so many cases are rooted in the early work of Wigner on random matrix theory and our understanding of quantum chaos. The ETH has now been studied extensively by both analytic and numerical means, and applied to a number of physical situations ranging from black hole physics to condensed matter systems. It has recently become the focus of a number of experiments in highly isolated systems. Current theoretical work also focuses on where the ETH breaks down leading to new interesting phenomena. This review of the ETH takes a somewhat intuitive approach as to why it works and how this informs our understanding of many body quantum states.
The eigenstate thermalization hypothesis (ETH) underpins much of our modern understanding of the thermalization of closed quantum many-body systems. Here, we investigate the statistical properties of observables in the eigenbasis of the Lindbladian operator of a Markovian open quantum system. We demonstrate the validity of a Lindbladian ETH ansatz through extensive numerical simulations of several physical models. To highlight the robustness of Lindbladian ETH, we consider what we dub the dilute-click regime of the model, in which one postselects only quantum trajectories with a finite fraction of quantum jumps. The average dynamics are generated by a nontrace-preserving Liouvillian, and we show that the Lindbladian ETH ansatz still holds in this case. On the other hand, the no-click limit is a singular point at which the Lindbladian reduces to a doubled non-Hermitian Hamiltonian and Lindbladian ETH breaks down.
We investigate the extent to which the eigenstate thermalization hypothesis (ETH) is valid or violated in the nonintegrable and the integrable spin-1/2 XXZ chains. We perform the energy-resolved analysis of statistical properties of matrix elements of observables in the energy eigenstate basis. The Hilbert space is divided into energy shells of constant width, and a block submatrix is constructed whose columns and rows correspond to the eigenstates in the respective energy shells. In each submatrix, we measure the second moment of off-diagonal elements in a column. The columnar second moments are distributed with a finite variance for finite-sized systems. We show that the relative variance of the columnar second moments decreases as the system size increases in the non-integrable system. The self-averaging behavior indicates that the energy eigenstates are statistically equivalent to each other, which is consistent with the ETH. In contrast, the relative variance does not decrease with the system size in the integrable system. The persisting eigenstate-to-eigenstate fluctuation implies that the matrix elements cannot be characterized with the energy parameters only. Our result explains the origin for the breakdown of the fluctuation dissipation theorem in the integrable system. The eigenstate-to-eigenstate fluctuations sheds a new light on the meaning of the ETH.
The eigenstate thermalization hypothesis (ETH) explains why nonintegrable quantum many-body systems thermalize internally if the Hamiltonian lacks symmetries. If the Hamiltonian conserves one quantity ("charge"), the ETH implies thermalization within a charge sector-in a microcanonical subspace. But quantum systems can have charges that fail to commute with each other and so share no eigenbasis; microcanonical subspaces may not exist. Furthermore, the Hamiltonian will have degeneracies, so the ETH need not imply thermalization. We adapt the ETH to noncommuting charges by positing a non-Abelian ETH and invoking the approximate microcanonical subspace introduced in quantum thermodynamics. Illustrating with SU(2) symmetry, we apply the non-Abelian ETH in calculating local operators' time-averaged and thermal expectation values. In many cases, we prove, the time average thermalizes. However, we find cases in which, under a physically reasonable assumption, the time average converges to the thermal average unusually slowly as a function of the global-system size. This work extends the ETH, a cornerstone of many-body physics, to noncommuting charges, recently a subject of intense activity in quantum thermodynamics.