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arXiv:2302.06828 · Physical review. B./Physical review. B

Fermi liquids beyond the forward-scattering limit: The role of nonforward scattering for scale invariance and instabilities

Han Ma, Sung-Sik Lee

Published Jan 23, 2024• 7 citations
arXivHTMLPDF

Abstract

Landau Fermi liquid theory is a fixed-point theory of metals that includes the forward-scattering amplitudes as exact marginal couplings. However, the fixed-point theory that only includes the strict forward scatterings is nonlocal in real space. In this paper, we revisit the Fermi liquid theory for charge-neutral fermions using the field-theoretic functional renormalization group formalism and show how the scale-invariant fixed point emerges as a local theory, which includes not only the forward scatterings but also nonforward scatterings with small but nonzero momentum transfers. In the low-energy limit, the near-forward scattering and pairing interactions take scale-invariant forms if the momentum transfer and the center-of-mass momentum of Cooper pairs, respectively, are comparable to the energy. The coupling functions fully capture the universal low-energy dynamics of the collective modes and instabilities of Fermi liquids. A runaway flow of the coupling function in the particle-hole channel beyond a critical interaction suggests an instability toward an ordered phase with a wave vector that depends on the interaction strength. At the critical interaction, the instability corresponds to the uniform Pomeranchuk or Stoner instability, but the momentum of the leading instability becomes nonzero for stronger attractive interaction. In the particle-particle channel, the coupling function reveals the dynamics of the unstable mode associated with the BCS instability. When an unstable normal metal evolves into the superconducting state, there exists a period in which a superconducting state with spatially nonuniform phase appears due to the presence of unstable Cooperon modes with nonzero momenta.

DOI
10.1103/physrevb.109.045143

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Landau Fermi liquid theory is a fixed-point theory of metals that includes the forward-scattering amplitudes as exact marginal couplings. However, the fixed-point theory that only includes the strict forward scatterings is nonlocal in real space. In this paper, we revisit the Fermi liquid theory for charge-neutral fermions using the field-theoretic functional renormalization group formalism and show how the scale-invariant fixed point emerges as a local theory, which includes not only the forward scatterings but also nonforward scatterings with small but nonzero momentum transfers. In the low-energy limit, the near-forward scattering and pairing interactions take scale-invariant forms if the momentum transfer and the center-of-mass momentum of Cooper pairs, respectively, are comparable to the energy. The coupling functions fully capture the universal low-energy dynamics of the collective modes and instabilities of Fermi liquids. A runaway flow of the coupling function in the particle-hole channel beyond a critical interaction suggests an instability toward an ordered phase with a wave vector that depends on the interaction strength. At the critical interaction, the instability corresponds to the uniform Pomeranchuk or Stoner instability, but the momentum of the leading instability becomes nonzero for stronger attractive interaction. In the particle-particle channel, the coupling function reveals the dynamics of the unstable mode associated with the BCS instability. When an unstable normal metal evolves into the superconducting state, there exists a period in which a superconducting state with spatially nonuniform phase appears due to the presence of unstable Cooperon modes with nonzero momenta.
The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A d=1d=1d=1 warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in d=2and3d=2 \mathrm{and} 3d=2and3, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function FFF, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a 1N\frac{1}{N}N1​ expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in d=2d=2d=2 using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.
In metals, low-energy effective theories are characterized by a set of coupling functions. Among them, the angle-dependent Fermi momentum specifies the size and shape of Fermi surface. Since the Fermi momentum grows incessantly under the renormalization group flow, a metallic fixed point is defined only modulo a rescaling of Fermi momentum. In this paper, we discuss the physical consequences of this projective nature of fixed points for non-Fermi liquids with hot Fermi surfaces. The first is the absence of a unique dynamical critical exponent that dictates the relative scaling between energy and momentum. The second is mismatches between the scaling dimensions of couplings and their relevancy. Nonetheless, each projective fixed point is characterized by a few marginal and relevant coupling functions, and the notion of universality survives. We illustrate our findings by charting the space of projective fixed points and extracting their universal properties for the Ising-nematic quantum critical metal beyond the patch theory. To control the theory, we use the dimensional regularization scheme that tunes the co-dimension of Fermi surface. Near the upper critical dimension, two exactly marginal coupling functions span the space of stable projective fixed points: functions that specify the shape of the Fermi surface and the angle-dependent Fermi velocity. All other coupling functions, including the Landau functions and the universal pairing interaction, are fixed by those two marginal functions. With decreasing dimensions, the forward scattering remains irrelevant while the pairing interaction becomes relevant near two dimensions. In two dimensions, it is expected that the universal superconducting fluctuations lower the symmetry of the non-Fermi liquid realized above the superconducting transition temperatures from the loop U(1) group to a proper subgroup.
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We review the theory of interacting Fermi systems whose low-energy physics is dominated by forward scattering, that is scattering processes generated by effective interactions with small momentum transfers. These systems include Fermi liquids as well as several important non-Fermi-liquid phases: one-dimensional Luttinger liquids, systems with long-range interactions, and fermions coupled to a gauge field. We report results for the critical dimensions separating different 'universality classes' and discuss the behaviour of physical quantities such as the momentum distribution function, the single-particle propagator and low-energy response functions in each class. The renormalization group for Fermi systems will be reviewed and applied as a link between microscopic models and effective lowenergy theories. Particular attention is paid to conservation laws, which constrain any effective low-energy theory of interacting Fermi systems. In scattering processes with small momentum transfers the velocity of each scattering particle is (almost) conserved. This asymptotic conservation law leads to non-trivial cancellations of Feynman diagrams and other simplifications, making thus possible a non-perturbative treatment of forward scattering via Ward identities or bosonization techniques.
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We apply the finite-temperature renormalization group (RG) to a model based on an effective action with a short-range repulsive interaction and a rotation-invariant Fermi surface. The basic quantities of Fermi-liquid theory, the Landau function, and the scattering vertex are calculated as fixed points of the RG flow in terms of the effective action's interaction function. The classic derivations of Fermi-liquid theory, which apply the Bethe-Salpeter equation and amount to summing direct particle-hole ladder diagrams, neglect the zero-angle singularity in the exchange particle-hole loop. As a consequence, the antisymmetry of the forward scattering vertex is not guaranteed and the amplitude sum rule must be imposed by hand on the components of the Landau function. We show that the strong interference of the direct and exchange processes of particle-hole scattering near zero angle invalidates the ladder approximation in this region, resulting in temperature-dependent narrow-angle anomalies in the Landau function and scattering vertex. In this RG approach the Pauli principle is automatically satisfied. The consequences of the RG corrections on Fermi-liquid theory are discussed. In particular, we show that the amplitude sum rule is not valid.