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arXiv:2302.02328 · New Journal of Physics

Kondo frustration via charge fluctuations: a route to Mott localisation

Abhirup Mukherjee, N. S. Vidhyadhiraja, A. Taraphder, Siddhartha Lal

Published Nov 1, 2023• 1 citation
arXivHTMLPDF

Abstract

Abstract We propose a minimal effective impurity model that captures the phenomenology of the Mott–Hubbard metal–insulator transition of the half-filled Hubbard model on the Bethe lattice in infinite dimensions as observed by dynamical mean field theory (DMFT). This involves extending the standard Anderson impurity model Hamiltonian to include an explicit Kondo coupling J, as well as a local on-site correlation Ub on the conduction bath site connected directly to the impurity. For the case of attractive local bath correlations ( U b < 0 ), the extended Anderson impurity model (e-SIAM) sheds new light on several aspects of the DMFT phase diagram. For example, the T = 0 metal-to-insulator quantum phase transition (QPT) is preceded by an excited state QPT (ESQPT) where the local moment eigenstates are emergent in the low-lying spectrum. Long-ranged fluctuations are observed near both the QPT and ESQPT, suggesting that they are the origin of the quantum critical scaling observed recently at high temperatures in DMFT simulations. The T = 0 gapless excitations at the quantum critical point display particle-hole interconversion processes, and exhibit power-law behaviour in self-energies and two-particle correlations. These are signatures of non-Fermi liquid behaviour that emerge from the partial breakdown of the Kondo screening.

DOI
10.1088/1367-2630/ad08f3

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Abstract We propose a minimal effective impurity model that captures the phenomenology of the Mott–Hubbard metal–insulator transition of the half-filled Hubbard model on the Bethe lattice in infinite dimensions as observed by dynamical mean field theory (DMFT). This involves extending the standard Anderson impurity model Hamiltonian to include an explicit Kondo coupling J, as well as a local on-site correlation Ub on the conduction bath site connected directly to the impurity. For the case of attractive local bath correlations ( U b < 0 ), the extended Anderson impurity model (e-SIAM) sheds new light on several aspects of the DMFT phase diagram. For example, the T = 0 metal-to-insulator quantum phase transition (QPT) is preceded by an excited state QPT (ESQPT) where the local moment eigenstates are emergent in the low-lying spectrum. Long-ranged fluctuations are observed near both the QPT and ESQPT, suggesting that they are the origin of the quantum critical scaling observed recently at high temperatures in DMFT simulations. The T = 0 gapless excitations at the quantum critical point display particle-hole interconversion processes, and exhibit power-law behaviour in self-energies and two-particle correlations. These are signatures of non-Fermi liquid behaviour that emerge from the partial breakdown of the Kondo screening.
The local moment approach (LMA) has presented itself as a powerful semianalytical quantum impurity solver (QIS) in the context of the dynamical mean-field theory (DMFT) for the periodic Anderson model and it correctly captures the low-energy Kondo scale for the single impurity model, having excellent agreement with the Bethe ansatz and numerical renormalization group (NRG) results. However, the most common correlated lattice model, the Hubbard model, has not been explored well within the LMA+DMFT framework beyond the insulating phase. Here in our work, within the framework we complete the filling-interaction phase diagram of the single band Hubbard model at zero temperature. Our formalism is generic to any particle filling and can be extended to finite temperature. We contrast our results with another QIS, namely the iterated perturbation theory (IPT) and show that the second spectral moment sum rule improves better as the Hubbard interaction strength grows stronger in LMA, whereas it severely breaks down after the Mott transition in IPT. For the metallic case, the Fermi liquid (FL) scaling agreement with the NRG spectral density supports the fact that the FL scale emerges from the inherent Kondo physics of the impurity model. We also show that, in the metallic phase, the FL scaling of the spectral density leads to universality which extends to infinite frequency range at infinite correlation strength (strong coupling). At large interaction strength, the off half-filling spectral density forms a pseudogap near the Fermi level and filling-controlled Mott transition occurs as one approaches the half-filling. As a response property, we finally study the zero temperature optical conductivity and find universal features such as absorption peak position governed by the FL scale and a doping independent crossing point, often dubbed the isosbestic point in experiments.
Abstract The phenomenon of Mott insulation involves the localisation of itinerant electrons due to strong local repulsion. Upon doping, a pseudogap (PG) phase emerges—marked by selective gapping of the Fermi surface without conventional symmetry breaking in spin or charge channels. A key challenge is understanding how quasiparticle breakdown in the Fermi liquid (FL) gives rise to this enigmatic state, and how it connects to both the Mott insulating and superconducting phases. Here, we develop a renormalisation-based construction of strongly correlated lattice models that captures the emergence of the PG phase and its transition to a Mott insulator. Applying a many-body tiling scheme to the fixed-point impurity model uncovers a lattice model with electron interactions and Kondo physics. At half-filling, the interplay between Kondo screening and bath charge fluctuations in the impurity model leads to FL breakdown. This reveals a PG phase characterised by a non-FL (the Mott metal) residing on nodal arcs, gapped antinodal regions of the Fermi surface, and an anomalous scaling of the electronic scattering rate with frequency. The eventual confinement of holon–doublon excitations of this exotic metal obtains a continuous transition into the Mott insulator. Our results identify the PG as a distinct long-range entangled quantum phase, and offer a new route to Mott criticality beyond the paradigm of local quantum criticality.
The paramagnetic metallic phase of the Anderson-Hubbard model (AHM) is investigated using a nonperturbative local moment approach within the framework of dynamical mean-field theory with a typical medium. Our focus is on the breakdown of the metallic phase near the metal-insulators transition as seen in the single-particle spectra, scattering rates, and the associated distribution of Kondo scales. We demonstrate the emergence of a universal, underlying low-energy scale, TKpeak{T}_{K}^{\mathrm{peak}}TKpeak​. This lies close to the peak of the distribution of Kondo scales obtained within the metallic phase of the paramagnetic AHM. Spectral dynamics for energies $\ensuremath{\omega}\ensuremath{\lesssim}{T}_{K}^{\mathrm{peak}}$ display Fermi liquid universality crossing over to an incoherent universal dynamics for $\ensuremath{\omega}\ensuremath{\gg}{T}_{K}^{\mathrm{peak}}$ in the scaling regime. Such universal dynamics indicate that within a local theory the low to moderately low-energy physics is governed by an effective, disorder renormalized Kondo screening.
Strongly correlated electron systems show a rich variety of astonishing physical phenomena. However, the strong interactions make the theoretical description of these systems a highly non-trivial task. Even the simplest models cannot be solved exactly, and one has to reside to approximative solutions, which often cover only certain aspects of the physics contained in these models. In recent years progress has been made in the theoretical description of correlated lattice systems through the mapping of lattice models onto effective impurity models. The most prominent example is the mapping of the Hubbard model onto an effective single impurity Anderson model (SIAM). Within this description both models feature the prominent Kondo effect, which leads to the emergence of low energy quasiparticles. The occurrence of such excitations is a result of the dynamical screening of local magnetic moments and the corresponding formation of a low temperature Fermi liquid phase. On the other hand these theories usually fail in the description of non Fermi liquid behavior, which is for example observed in the normal state of high temperature superconductors and some Heavy-Fermion systems. Strong nonlocal fluctuations drive the dynamics of these systems. In the theoretical treatment, due to the mapping of the lattice problem to an effective single impurity problem, these fluctuations are not adequately described.\\\\ In this thesis a new self-consistent approach for the inclusion of spatial correlations is presented for the Hubbard model. In contrast to existing quantum cluster theories in this field, the approach allows for the simultaneous description of short and long range pair correlations. Due to the intimate connection of this new lattice theory with the two impurity Anderson model (TIAM) a thorough numerical investigation of the TIAM is undertaken in this thesis. The competition of the Kondo effect with the RKKY interactions is studied in great detail. Furthermore two new solvers for the TIAM are introduced, which extend existing non crossing approximations for the SIAM.
We study the Hubbard model at half band-filling on a Bethe lattice with infinite coordination number in the paramagnetic insulating phase at zero temperature. We use the dynamical mean-field theory (DMFT) mapping to a single-impurity Anderson model with a bath whose properties have to be determined self-consistently. For a controlled and systematic implementation of the self-consistency scheme we use the fixed-energy (FE) approach to the DMFT. In FE-DMFT the onset and the width of the Hubbard bands are adjusted self-consistently but the energies of the bath levels are kept fixed relatively to both band edges during the calculation of self-consistent hybridization strengths between impurity and bath sites. Using the dynamical density-matrix renormalization group method (DDMRG) we calculate the density of states with a resolution ranging from 3% of the bare bandwidth W=4tW=4tW=4t at high energies to 0.5% in the vicinity of the gap. The DDMRG resolution and accuracy for the density of states and the gap is superior to those obtained with other numerical methods in previous DMFT investigations. We find that the Mott gap closes at a critical coupling Uc/t=4.45±0.05U_{\rm c}/t=4.45 \pm 0.05Uc​/t=4.45±0.05. At U=4.5tU=4.5tU=4.5t, we observe prominent shoulders near the onset of the Hubbard bands. They are the remainders of the quasi-particle resonance in the metallic phase which appears to split when the gap opens at UcU_{\rm c}Uc​.
The DOS, the dynamic (optical) conductivity, and the phase diagram of a strongly correlated and strongly disordered paramagnetic Anderson-Hubbard model are analyzed within the generalized dynamical mean field theory (DMFT + Σ approximation). Strong correlations are taken into account by the DMFT, and disorder is taken into account via an appropriate generalization of the self-consistent theory of localization. The DMFT effective single-impurity problem is solved by a numerical renormalization group (NRG); we consider the three-dimensional system with a semielliptic DOS. The correlated metal, Mott insulator, and correlated Anderson insulator phases are identified via the evolution of the DOS and dynamic conductivity, demonstrating both the Mott-Hubbard and Anderson metal-insulator transition and allowing the construction of the complete zero-temperature phase diagram of the Anderson-Hubbard model. Rather unusual is the possibility of a disorder-induced Mott insulator-to-metal transition.